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FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES Pi YOUR ACCO
SACTION YOUR BROKER ACTED AS AGENT 09/25/17 09121/17 SOLO ALLIANZ SESP:MSMIRREPS% VD SliS UNSOLICITED ORDER -5,000.000 22.1466 110.524.69 USD AZSEY AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 09/25/17 09121/17 SOLO BIOVERATIV INC COM UNSOUCITED ORDER AVERAGE UNIT .1,047.000 56
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FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES 14 YOUR ACCO
05/02 PD 05/2/17 05/15/17 FOREIGN SECURITY DIVIDEND 5000 SHRSALLIANZ SE SPONS AD R FtEPSTG VI) SHS RD 05/08 4,148 46 USD RECEIVED PD 0514117 AZSEY 05115/17 CASH DIVIDEND RECEIVED BANK AMER CORP PERP NON COM ULATIVE DEPSHS FIXED TO 81,250.00 USD 060505018 FLOAT 8.25% 04/30/58 BIE RD 0514 P
2 mentions1 same-page
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FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES PT YOUR ACCO
115 FOREIGN SECURITY DIVIDEND RECEIVED BASFY 05/13/15 FOREIGN SECURITY DIVIDEND RECEIVED VLKAY 05114115 FOREIGN SECURITY DIVIDEND RECEIVED AZSEY 05114115 CAS/. DIVIDEND RECEIVED .APL 05/14/15 CASH DIVIDEND RECEIVED 8K 05115115 CASH DIVIDEND RECEIVED ALLY PRB 05/15115 05115115 05115
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2 mentions1 same-page
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FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES PI YOUR ACCO
42.500 00 USD MPL 05113116 FOREIGN SECIATY DIVIDEND 5000 SHRSALLIAAZ SE SPONSADR REPSTG 1/10 SHS RD 4,155.89 USD RECEIVED 05104 PO 05113/16 AZSEY 05113116 CASH DIVIDEND RECEIVED 250000 SHRS BANK OF NEW YORK MELLON CORP COM RD 42,50000 USD BK 05103 PD 05113/16 05116116 CASH DIVIDEND REC
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Mutual Connections (138)
Entities connected to both ON PERSHING'S and AZSEY
THE FEDERAL RESERVE SYSTEM
ORGANIZATION70 w/ ON·4 w/ AZSEY
THE BOARD OF GOVERNORS OF
ORGANIZATION68 w/ ON·4 w/ AZSEY
THE CLEARING FACILITY
ORGANIZATION68 w/ ON·4 w/ AZSEY
CUSTOMS
ORGANIZATION67 w/ ON·4 w/ AZSEY
USAGES
ORGANIZATION67 w/ ON·4 w/ AZSEY
Jeff Sessions
PERSON66 w/ ON·4 w/ AZSEY
INDEBTED TO PERSHING LLC
ORGANIZATION59 w/ ON·2 w/ AZSEY
BNY MELLON CAPITAL MARKETS
ORGANIZATION56 w/ ON·4 w/ AZSEY
TAXABLE
ORGANIZATION46 w/ ON·3 w/ AZSEY
the Pershing Customer Service Department
ORGANIZATION40 w/ ON·4 w/ AZSEY
the State of New York
LOCATION39 w/ ON·4 w/ AZSEY
Pershing
LOCATION39 w/ ON·4 w/ AZSEY
Legal Department
ORGANIZATION38 w/ ON·4 w/ AZSEY
Pershing LLC
ORGANIZATION36 w/ ON·4 w/ AZSEY
the Options Clearing Corporation
ORGANIZATION33 w/ ON·4 w/ AZSEY
Pie Chart
ORGANIZATION33 w/ ON·4 w/ AZSEY
Securities Investor Protection Corporation
ORGANIZATION32 w/ ON·4 w/ AZSEY
Client Service Information
ORGANIZATION32 w/ ON·2 w/ AZSEY
Jersey City
LOCATION30 w/ ON·4 w/ AZSEY
Baltimore
LOCATION29 w/ ON·4 w/ AZSEY