Back to Network
4
Shared Docs
4
Same-Page
4 / 4
Mentions
Document Mentions (4 shared documents)
2 mentions1 same-page
Page ?Same page
SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDADIR SETTLED. OR I
F Rol SOL cop4 Lic. FIDESITIAL ON CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) TM ERA Account Number Go paperless Rated [mailer. (very Year Slate 2007 DAL BAR RATED COMMUNCATIONS I' %CROWS SDNY_GM_00046962 DB-SDNY-0008786 EFTA_0015657 I EFTA01288934 Schedule of Realized Gains and Losses
2 mentions1 same-page
Page ?Same page
SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF
.15% 14.976.00 215% 38,729.60 2.15% 520.000,00 2.15% 861,110.00 1861,120.00 90.00 Page 7 of 19 Go paperless dea.g t Rated taalleni L..,. Year Slate 24)(17 a=.= SDNY_GM_00046198 OB-SDNY-0009022 EFIA_00156807 EFTA01289170 Portfolio Holdings (continued) Dale ired Quad hit Cod Cod Basis
2 mentions1 same-page
Page ?Same page
SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF
ThE FAZ CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) E TeRuTO N F I DAENTIAL Page10013 Account Number. Go paperless Raid tace.lera (very Year Slate 2007 DAL OAR RATIO COMMUNCA TSONS rxenurnser SDNCGM_00047950 DB-SDNY-0010774 EFTA_00I58559 EFTA01290587 MD 21203 Client Service Information
Sponsored
2 mentions1 same-page
Page ?Same page
ACTIONS • ALL ORDERS AND TRANSACTIONS SHALL. BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AMPOR SETTLED. OR IF
FIDENTIAL — PURSUANT TO FAZE THE FED. R. CRIM. P. 6(e) E Terd"STONFIDEmismAL Account Number. N4G-021943 Go paperless Rated /....ceiwra (very Year Slate 2007 DAUM. RATED COMMUNICATOG rxauruer SDNY_GM_00048239 DB-SDNY-0011063 EFTA_0015884S EFTA01290876 Portfolio Holdings (continued) Date Acquir
Sponsored
Mutual Connections (154)
Entities connected to both USAGES and Year Slate
CUSTOMS
ORGANIZATION71 w/ USAGES·4 w/ Year
THE FEDERAL RESERVE SYSTEM
ORGANIZATION71 w/ USAGES·4 w/ Year
THE BOARD OF GOVERNORS OF
ORGANIZATION69 w/ USAGES·4 w/ Year
THE CLEARING FACILITY
ORGANIZATION69 w/ USAGES·4 w/ Year
Jeff Sessions
PERSON67 w/ USAGES·4 w/ Year
ON PERSHING'S
ORGANIZATION67 w/ USAGES·4 w/ Year
INDEBTED TO PERSHING LLC
ORGANIZATION60 w/ USAGES·3 w/ Year
BNY MELLON CAPITAL MARKETS
ORGANIZATION56 w/ USAGES·3 w/ Year
TAXABLE
ORGANIZATION47 w/ USAGES·3 w/ Year
TIME PERSHING
ORGANIZATION46 w/ USAGES·2 w/ Year
the Pershing Customer Service Department
ORGANIZATION41 w/ USAGES·6 w/ Year
the State of New York
LOCATION40 w/ USAGES·6 w/ Year
Pershing
LOCATION40 w/ USAGES·6 w/ Year
Legal Department
ORGANIZATION39 w/ USAGES·6 w/ Year
Pershing LLC
ORGANIZATION37 w/ USAGES·6 w/ Year
the Options Clearing Corporation
ORGANIZATION33 w/ USAGES·5 w/ Year
Client Service Information
ORGANIZATION32 w/ USAGES·5 w/ Year
Pie Chart
ORGANIZATION31 w/ USAGES·5 w/ Year
Securities Investor Protection Corporation
ORGANIZATION33 w/ USAGES·3 w/ Year
Jersey City
LOCATION30 w/ USAGES·5 w/ Year