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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF
7 DAL BAR RATEDCOMMUNICATIONS T %Ca L MICR SDNY_GM_00045551 OB-SDNY-00O8375 EFrA_00 I 56160 EFTA01288523 Deutsche Asset & Wealth Management P.O. Boa 1778, BaMimonx, MO 21203 Portfolio Holdings (continued) Dale Acquired Quantity Unit Cod Fixed Income (continued) Corporate Bonds (continued) SERVIC
2 mentions1 same-page
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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDADIR SETTLED. OR I
LAMAR RATED COMMUNCATIONS rxciurner rivat SDNY_GM_00045925 DB-SDNY-0008749 EFTA_00 156534 EFTA01288897 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD21203 DraIsre Rana P.,... Wean iMaigentot Pdaeals COMM, Gnat) Des-boit ML SettolesW lire Pan Onto M Pant Ammo_ lia liter War Wet h
2 mentions1 same-page
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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT MID RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF
2007 DALBAR RATED COMMUNCATIONS rxournser SDNY_GM_00048092 DB-SDNY-00 10916 EFTA_00i5870 I EFTA01290729 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD21203 ONIN Manair-wan Maroets Ww 4.0.p De.tic la eau Yin bete Mar iiltatit Itnit noct tine tn.. nr IOVA I) 1,14M-.7.13. lilt I
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2 mentions1 same-page
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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF
Deutsche Asset & Wealth Management P.O. Boa 1778, Babimare, MO 21203 Transactions by Type of Activity (continued) Protest/ Trade! Settlement Transaction Date Date Activity T Description Dra
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Mutual Connections (130)
Entities connected to both USAGES and P.O. Boa 1778
THE FEDERAL RESERVE SYSTEM
ORGANIZATION71 w/ USAGES·4 w/ P.O.
CUSTOMS
ORGANIZATION71 w/ USAGES·4 w/ P.O.
THE BOARD OF GOVERNORS OF
ORGANIZATION69 w/ USAGES·4 w/ P.O.
THE CLEARING FACILITY
ORGANIZATION69 w/ USAGES·4 w/ P.O.
ON PERSHING'S
ORGANIZATION67 w/ USAGES·4 w/ P.O.
Jeff Sessions
PERSON67 w/ USAGES·4 w/ P.O.
INDEBTED TO PERSHING LLC
ORGANIZATION60 w/ USAGES·3 w/ P.O.
BNY MELLON CAPITAL MARKETS
ORGANIZATION56 w/ USAGES·2 w/ P.O.
TAXABLE
ORGANIZATION47 w/ USAGES·4 w/ P.O.
TIME PERSHING
ORGANIZATION46 w/ USAGES·2 w/ P.O.
the Pershing Customer Service Department
ORGANIZATION41 w/ USAGES·6 w/ P.O.
Pershing
LOCATION40 w/ USAGES·6 w/ P.O.
the State of New York
LOCATION40 w/ USAGES·6 w/ P.O.
Legal Department
ORGANIZATION39 w/ USAGES·6 w/ P.O.
Pershing LLC
ORGANIZATION37 w/ USAGES·6 w/ P.O.
the Options Clearing Corporation
ORGANIZATION33 w/ USAGES·6 w/ P.O.
Securities Investor Protection Corporation
ORGANIZATION33 w/ USAGES·5 w/ P.O.
Client Service Information
ORGANIZATION32 w/ USAGES·5 w/ P.O.
Pie Chart
ORGANIZATION31 w/ USAGES·5 w/ P.O.
Jersey City
LOCATION30 w/ USAGES·5 w/ P.O.