Epstein Secrets

redominantly engaged in activities that are in the business of banking, or in activities that are financial in nature, as defined in Section 4(k) of the Bank Holding Company Act and: (i) is either: (A) organized as a bank, as defined in section 3(a) of the Federal Deposit Insurance Act, the deposits of which are insured by

n 2(h)(7)(C)(1) of the CEA and includes a Swap Dealer, Major Swap Participant, Security-Based Swap Dealer, Major Security-Based Swap Participant. a Commodity Pool, a Private Fund, an Active Fund and any person that is predominantly engaged in activities that are in the business of banking, or in activities tha

edominantly engaged in activities that are in the business of banking. or in activities that are financial in nature, as defined in Section 4(k) of the Bank Holding Company Act. Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 111h Floor, New York, NY 10019 a ALPHA GROUP CAPITAL CONFIDENTIAL - PURSUANT TO FED. R

2(h)(7)(C)(1) of the CEA and includes a Swap Dealer. Major Swap Participant, Security-Based Swap Dealer. Major Security-Based Swap Participant, a Commodity Pool, a NMIWNW. an Active Fund and any person that is predominantly engaged in activities that are in the business of banking. or in activities that are

rodominantly engaged in activities that are in die business of banking. or in activities that are financial in nature, as defined in Section 4(k) of the Bank Holding Company Act. Please describe: 7. SPECIAL ENTITY QUESTIONNAIRE (Capitalised terms used in this Questionnaire are defined in the attached Glossary) Client is (

ionnaire are defined in the attached Glossy) Please check all that appip Client is MOM for its 0lsta accotga and is: it an imestrnent Company K a Commodity Pool ECP vie a Large Entity ECP K a Fledging Entity ECP K an Eligible Individual ECP • a Hedging Individual ECP 6. FINANCIAL ENTITY QUESTIONNAIRE (

or in activities that are financial in nature, as defined in Section 4(k) of the Bank Holding Company Act and: (i) is either: (A) organized as a bank, as defined in section 3(a) of the Federal Deposit Insurance Act, the deposits of which are insured b

on 2(h)(7)(CXI) of the CEA and includes a Swap Dealer, Major Swap Participant, Security-Based Swap Dealer, Major Security-Based Swap Participant, a Commodity Pool, a Private Fund, an Active Fund and any person that is predominantly engaged in activities that are in the business of banking, or in activities tha