ance subsidiaries of C&S and Sovran." 5. To reflect the fact that Sovran Trading Company/Central South was acquired pursuant to section 4(c)(14) of the Bank Holding Company Act (12 U.S.C. § 1843(c)(14)) ("BI-IC Act"), and not pursuant to section 4(c)(8) of the BHC Act (12 U.S.C. § 1843(c)(8)), the reference to this company

onsidered to exercise a " controlling influence" over JPMorgan Chase. may then be subject to regulation as a bank holding company in accordance with the Bank Holding Company Act. In addition, (I) any other bank holding company may be required to obtain the prior approval of the Federal Reserve Board to acquire or retain 5% o

rodominantly engaged in activities that are in die business of banking. or in activities that are financial in nature, as defined in Section 4(k) of the Bank Holding Company Act. Please describe: 7. SPECIAL ENTITY QUESTIONNAIRE (Capitalised terms used in this Questionnaire are defined in the attached Glossary) Client is (

ity granted by Section 1 a(47XE) of the CEA. "Advisers Act" means the Investment Advisers Act of 1940, as amended. "Bank Holding Company Act" means the Bank Holding Company Act of 1956, as amended. "Benefit Plan ECP" means an employee benefit plan subject to ER/SA, a governmental employee benefit plan or a foreign person p

or in activities that are financial in nature, as defined in Section 4(k) of the Bank Holding Company Act and: (i) is either: (A) organized as a bank, as defined in section 3(a) of the Federal Deposit Insurance Act, the deposits of which are insured b

prior to the date set forth in such notice for such distribution that such distribution in kind could reasonably be expected to cause it to violate the Bank Holding Company Act of 1956, as amended (the "BHCA"). A "BHC Limited Partner" shall mean any Limited Partner that is, or is an affiliate of, a bank holding company (as

redominantly engaged in activities that are in the business of banking, or in activities that are financial in nature, as defined in Section 4(k) of the Bank Holding Company Act and: (i) is either: (A) organized as a bank, as defined in section 3(a) of the Federal Deposit Insurance Act, the deposits of which are insured by

edominantly engaged in activities that are in the business of banking. or in activities that are financial in nature, as defined in Section 4(k) of the Bank Holding Company Act. Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 111h Floor, New York, NY 10019 a ALPHA GROUP CAPITAL CONFIDENTIAL - PURSUANT TO FED. R

of this Agreement, whether or not so amended, to give effect to the intent of the provisions of this Section 3.4. 3.5 Limited Partners Subject to the Bank Holding Company Act. Notwithstanding any other provision of this Agreement, all BHC Partners shall be subject to the limitations on voting set forth in this Section 3.

of the Fund are required to comply with the U.S. Dodd-Frank Wall Street Reform and Consumer Protection Act. which amends multiple statutes including the Bank Holding Company Act. Within the Bank Holding Company Act there is the Volcker rule which imposes restnctions on covered funds (including the Fund) for which the impleme

ly or indirectly, by a bank holding company or by a foreign office or subsidiary of a United States bank under applicable United States law. Under the Bank Holding Company Act of 1956, as amended (the "BHC Act"), a bank holding company ("BHC") in the United States, and thus a Virgin Islands IBE pursuant to the IBE statute