6
Total Mentions
6
Documents
8
Connected Entities
Person referenced in documents
EFTA01368425
hicle: Please check all that apply: Guarantor is acting for its own account and is: O a Swap Dealer and/or a Security-Based Swap Dealer O a Major Swap Participant and/or a Major Security-Based Swap Participant K a Financial Institution Ej an Insurance Company O an Investment Company O a Commodity Pool ECP
EFTA01368436
urity-Based Swap Participant" has the meaning ascribed to it in Section 3(a)(67) of the Exchange Act and Rule 3a67-1 under the Exchange Act. "Major Swap Participant" has the meaning ascribed to it in Section 1 a(33) of the CEA and CFTC Regulation 1.3(hhh). CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SD
EFTA01368434
etters No. 12-42 and 12-58. "Financial Entity" has the meaning ascribed to it in Section 2(h)(7)(CXI) of the CEA and includes a Swap Dealer, Major Swap Participant, Security-Based Swap Dealer, Major Security-Based Swap Participant, a Commodity Pool, a Private Fund, an Active Fund and any person that is predomin
EFTA01376695
requirements applicable to it arising under the Dodd,Frank Act and EMIR_ This form may not be used by Counterpany that isa Swap Dealer or i Major Swap Participant: If you area Swap Dealer or A Major Swap Participant, pleats contact DB to discuss completion of the. relevant ISDA Dodd-Trank and EMIR Protocols:
EFTA01389105
tters No. 12-42 and 12-58. "Financial Entity" has the meaning ascribed to it in Section 2(h)(7)(C)(1) of the CEA and includes a Swap Dealer, Major Swap Participant, Security-Based Swap Dealer, Major Security-Based Swap Participant. a Commodity Pool, a Private Fund, an Active Fund and any person that is predomin
EFTA01388677
d is correct. Thanks Paul "Financial Entity" has the meaning ascribed to it in Section 2(h)(7)(C)(1) of the CEA and includes a Swap Dealer. Major Swap Participant, Security-Based Swap Dealer. Major Security-Based Swap Participant, a Commodity Pool, a NMIWNW. an Active Fund and any person that is predominantl
Commodity Pool
OrganizationOrganization referenced in documents
Security-Based Swap Dealer
OrganizationOrganization referenced in documents
Active Fund
OrganizationOrganization referenced in documents
the Bank Holding Company Act
OrganizationOrganization referenced in documents

FDIC
OrganizationUS government agency providing deposit insurance
Major Security-Based Swap Participant
OrganizationOrganization referenced in documents
Governmental Entity
OrganizationOrganization referenced in documents

Federal Reserve
OrganizationFederal Reserve System, central banking system of the United States