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0 Dividend Option Cash Page 20 of 24 Accounl Number: N4G-023804 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) C-Fim,IFIDnliAL SOUTHER 12•O•cl r.s.lient Seven Yeas In A Rs COMAAUNICATIONS LAC MUCCI Oms• was Pass u.C. nosy sesSans •••• s ss cams can sem cosmic.° sr..... • s
78423EFS5 12/13/13 SECURITY RECEIVED 126690151 12/13/13 SECURITY RECEIVED 378961AV8 DRAB C III CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: THERN F I Darn AL LLOYDS TS8 BK PLC EURO ISSUE MEDIUM TERM NOTES 1.500.000 000 IMO XS0717735822 9.875% 12/16/21 REG DTD 12/16/11 CUB LOG CAPITAL NO 1
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he dose of the statement period. The market prices, unless otherwise noted, Page 6 of 9 1>ItAll ROL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6: THERN F I DIAL Account Number. N464326161 Go paperless Rated Encellent Ivory Yea, since 2007 OAXSAR RATED COMMUNICATIO116 MINIM= SONY_GM_00049632
3 Total All Money Market Funds 514,219,609.33 Page 2 of 21 (ISM, von It1 LLC. FIDAENTIAL ON CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) SOUTHER Account Num ber. Go paperless Rated tsallera Lyon, Vs.Since 2007 DALBAR RATED COMMUNCATIONS rxarturnaer SDNY GM 00045549 DB-SDNY-0008373 EFTA
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rom the new cost basis reported in this section. Page 11 of 20 Account Number. Raced Excell•rdi t03AN NOLI Go paperless L very Virar Lace 2007 SOUTHER( CRCS LL . F I DranA L 4 ? [ALDAN RATED COMMUNICATIONS rxest unser CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00045866 DB-SDNY-00
99-B. Page 12 of 20 Account Number e.t.a .,.,• " Ac bray since 2007 Paperless DAUM. RA TED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R THERN F I DAENT1AC--- rxesturtaer SDNY_GM_00045887 DB-SDNY-0008691 EFrA_00 156476 EFTA01288839 Deutsche Asset & Wealth Management PO. Lica 1778.
,500,000.000 107.3330 Security Identifier: P7807HAF2 2,441,090.09 98,0000 Original Cod UN $2.250.00.00 Security Identifier: 270321AC8 ORM, t SOUTHER?, CH LI.C. ONiFIDAENTIAL CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) Security Identifier: 64616PPIll 1,609,996.64 111.7900 Onginal Cosl Ba
ount Number: Go paperless &„ Rated tan* ria [very Year Since 2007 CALMAR RATED COMMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R CRINA. P. 6: THERN CON F I DENTIA rxerturier :143===sr bs= SDNY_GM_00045905 OB-SDNY-0008729 EFTA_00156514 EFTA01288877 UCii1SChe .1.1.*;. & EMILIperle It PO
Entities connected to both SOUTHER and THERN
Pershing LLC
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATION
Ghislaine Maxwell
PERSONAccount Value
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPershing
LOCATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONTAXABLE
ORGANIZATIONUSAGES
ORGANIZATIONPie Chart
ORGANIZATIONLegal Department
ORGANIZATION
CUSTOMS
ORGANIZATIONON PERSHING'S
ORGANIZATIONClient Service Information
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONMoney Market Fund
ORGANIZATION