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bot reteive payment by sethoment dote. Alternatively, upon Client's failure to pay for purchased and settled securities. DEISI has the right to sell Securities and Other Property held in any of Client's Account(s), and charge to Client any loss resulting therefrom. 6. Sale of Secunties. Chant agrees triad in a cesh amount (a
DBSI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and Canoellatinnthilocinication Requests, Whan Client verbally places a trade with a Client Advisor, Client will ba bound to the oral confirmation r
not receive payment by settlement date. Alternatively, upon Client's failure to pay for purchased and settled securities, DBSI has the right to sell Securities and Other Property held in any of Client's Account(s), and charge to Client any loss resulting therefrom. 6. Sale of Securities. Client agrees that in a cash account:
DBSI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and CancellatiorVModification Requests. When Client verbally places a trade with a Client Advisor, Client will be bound to the oral confirmation rep
or control of MI, any of ItsAffillites or Pershing, in which Client has art interest (hold individually. jointly or otherwisellceliectively all such Securities and Other Property are referred to herein as "Collateral') in order to secure any and all indehtodnesi or any other obligaton Or Client to DBSI and na Athletes or Per
Dint has the light to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and Can RecideSts. When Chant verbally places a trnde witn o Client AdVisor, Client will be bound to the oral confirmation repented back to Client,
Entities connected to both Securities and Other Property and Order Placement
Pershing
LOCATIONthe Margin Account
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONDEISI
ORGANIZATION
United States
LOCATIONPershing LLC
ORGANIZATIONForeign Securities which Client
ORGANIZATIONthe State of New York
LOCATION
Federal Reserve
ORGANIZATIONForeign Securities
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATION
Jeffrey Epstein
PERSON
Deutsche Bank
ORGANIZATIONApplicable Law
PERSONClient and Deutsche Bank Securities Inc.
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONRestricted Securities'
ORGANIZATIONU.S. Department of Labor
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONAccoom
ORGANIZATION