7
Total Mentions
7
Documents
32
Connected Entities
Organization referenced in documents
EFTA01282854
DBSI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and CaneellatinntMoodication Requests, When Client verbally places a trade with a Client Advisor, Client will be. bound to the oral confirmation rep
EFTA00165848
EISI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approveo. 9. Order Placement arid Ca teellatiortrNlodification Requests. When Client verbally places a trade with a Chont Adviser, Client will be bound to the oral confirmation
EFTA00169332
DBSI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and Can Requests. When Client verbally places a trade with a Client Advisor. Client will be bound to the oral confirmation repeated back to Client,
EFTA00169810
DBSI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and Canoellatinnthilocinication Requests, Whan Client verbally places a trade with a Client Advisor, Client will ba bound to the oral confirmation r
EFTA01368292
DBSI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and CancellatiorVModification Requests. When Client verbally places a trade with a Client Advisor, Client will be bound to the oral confirmation rep
EFTA01390347
Dint has the light to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and Can RecideSts. When Chant verbally places a trnde witn o Client AdVisor, Client will be bound to the oral confirmation repented back to Client,
EFTA01390413
s. DBSI hoe the right to decline to accept en order for those securities until the transfer end romenetion of such aewritlei hes even approved. 9. Order Placement end ConothatiorilModificatiori Requests. Mon Client verbally pieces a trod, well a Client Advisor, Client will be bound to the oral confirmation rep
Pershing
LocationFinancial district location, likely Pershing Square or Pershing LLC
Foreign Securities which Client
OrganizationOrganization referenced in documents
DEISI
OrganizationOrganization referenced in documents
the State of New York
LocationState in the northeastern United States
the Federal Arbitration Act
OrganizationOrganization referenced in documents

United States
LocationCountry located primarily in North America
Pershing LLC
OrganizationBNY Mellon subsidiary providing clearing and settlement services

Jeffrey Epstein
PersonAmerican sex offender and financier (1953–2019)

Federal Reserve
OrganizationFederal Reserve System, central banking system of the United States

the Internal Revenue Service
OrganizationInternal Revenue Service (IRS), US government agency responsible for tax collection and enforcement
Deutsche Bank Securities Inc.
OrganizationDeutsche Bank Securities Inc., US broker-dealer subsidiary of Deutsche Bank AG
Securities Investor Protection Corporation
OrganizationFederally chartered corporation protecting investors in failed brokerages

FDIC
OrganizationUS government agency providing deposit insurance
Applicable Law
PersonPerson referenced in documents
Client and Deutsche Bank Securities Inc.
OrganizationOrganization referenced in documents
Restricted Securities'
OrganizationOrganization referenced in documents
Customer Inquiries/Customer Complaints
OrganizationOrganization referenced in documents
Foreign Securities
OrganizationOrganization referenced in documents
Securities and Other Property
OrganizationOrganization referenced in documents

Deutsche Bank
OrganizationGerman global banking and financial services company