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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
Boa 1778. Baltimore. MO 2t203 M essages (continued) Deshoe Um Power...in mymitnent Mann. teem. 6 ,0.1) ontsciv sem sm. cies M. Now TM Clio, HS Pia Asa. loth I tom Rem *A NY 101M Statement Period: 1210112014 • 12/3112014 $75,000 3 $150.000 6 $50.000 2 $25.000 $25.000 $75,000 3 In brief,
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
,000.000 Total Preferred Stocks 19 3820 20.1250 Dean (Wit • onin "mai h....vie,. Marais Conran Gomp ontscip opt Stwtoes 4%. Mow brit 011ie HS Pia Asa. loth I ber Parredeet WY 101M Cod Basis Market Price 24.00080 19.1700 Security Identifier: TW TR CLSIR 901841102 39.000 00 45.1900 629,406,
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available won written request to your introducing firm. Proxy Vote Securities not fully paid fo
& Wealth Management P.O. Boa 1778, Balamoro, MD 21203 DNS, ' Um PrmalP *man P......enan rivets <Dom. G.ouo IXMUM ML Sew Oa W. Mat *4 011ie HS Pia Asa. nth I bet Portfolio at a Glance Account Number: Statement Period: 1110112015 - 1113012015 This Period Year-to-Data SOUTHERN FINANCIAL LLC Beg
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
P.O. Box 1778, Balamore. MD 21203 Portfolio Holdings (continued) Dests4,e Um Poet. wean mvvrnent mavens tonna onts8,4 ML sectotes Now Mb lao HS Pia Asa. loth NON NY.** NY 101M Statement Period: 0610112/15 - 05/31/2815 Cost Basis on roved income securities may be adjusted for amortization, accretio
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not hilly paid f
lth Management P.O. Ow 1778, Bahimore. MD 21203 ()PASO( Sint Pr If Ile WON n manapnerd Mantis Conran Comp otautv sat Mar' 1a ,c. Mn tint Mao MS Pia Asa. nth IM Valuation at a Glance Account Num ber: Statement Period: 01/0112015 -11131!2116 This Period Year-to-Date SOUTHERN FINANCIAL LLC Beginn
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Page II of 13 Account Pi um bet RAM t
DB-SDNY-00 10860 EFTA_00 158645 EFTA01290673 Destine e.n. Pnwair Warn lAymienms Marais tonne 6.0..P Deelsch• Sank Sta. hic Mar Teri Olio HS Pia Asa. loth Ike Mrs Ve( NY 101W Portfolio Holdings (continued) Statement Period: 04/0112014 • 04/3012014 P.L.110-343. the Emergency Economic Stabilizat
Entities connected to both the Options Clearing Corporation and Pia Asa
Pershing
LOCATIONMoney Market Fund
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONPie Chart
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSON
Baltimore
LOCATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATIONON PERSHING'S
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONJersey City
LOCATION
Ghislaine Maxwell
PERSON