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sed by equipment failure, communications line failure, unauthorized access, theft, systems failure and other occurrences beyond OBSI's control. 26. Customer Inquiries/Customer Complaints. For general inquiries. Client will contact the Client Advisor or Branch Supervisor assigned to Client's Account(s) for questions or assistance on a
DBSI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and CaneellatinntMoodication Requests, When Client verbally places a trade with a Client Advisor, Client will be. bound to the oral confirmation rep
sed by equipment failure, communications line failure, unauthorized access, theft. Systems failure and other occurrences beyond DBSI's control. 26. Customer Inquiries/Customer Complaints. For general inquiries. Client will contact the Client Advisor or Branch Supervisor assigned to Client's Account(s) for questions or assistance on a
DBSI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and Can Requests. When Client verbally places a trade with a Client Advisor. Client will be bound to the oral confirmation repeated back to Client,
by equipment frfilirio, communications line failure, unauthorized access, theft, systems failure and other occurrences beyond ['BSI's control. 26. Customer Inquiries/Customer Complaints. For general inquiries. Client will contact the Client Advisor or Branch Supervisor assigned to Client's Account(s) for questions or assistance on a
DBSI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and Canoellatinnthilocinication Requests, Whan Client verbally places a trade with a Client Advisor, Client will ba bound to the oral confirmation r
Entities connected to both Customer Inquiries/Customer Complaints and Order Placement
Pershing
LOCATIONthe State of New York
LOCATIONDeutsche Bank Securities Inc.
ORGANIZATIONPershing LLC
ORGANIZATION
United States
LOCATIONSecurities Investor Protection Corporation
ORGANIZATION
Federal Reserve
ORGANIZATIONForeign Securities which Client
ORGANIZATIONthe Margin Account
ORGANIZATION
Jeffrey Epstein
PERSONthe Federal Arbitration Act
ORGANIZATIONApplicable Law
PERSONClient and Deutsche Bank Securities Inc.
ORGANIZATIONForeign Securities
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONDEISI
ORGANIZATION
FDIC
ORGANIZATION
Deutsche Bank
ORGANIZATIONRestricted Securities'
ORGANIZATIONU.S. Department of Labor
ORGANIZATION