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, providing Client information outside of DBSI. 7. 'Party' or 'Parties" menns Client(s) and DBSI, together with its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
DBSI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and CaneellatinntMoodication Requests, When Client verbally places a trade with a Client Advisor, Client will be. bound to the oral confirmation rep
, providing Client information outside of OBSI. 7. "Party" or "Parties" means Clients) and OBSI, together with its affiliates. collectively. 8. "Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
DBSI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and Can Requests. When Client verbally places a trade with a Client Advisor. Client will be bound to the oral confirmation repeated back to Client,
s, providing Client information outside of DBSI. 7. 'Party" or 'Parties' menns Clients) and DBSI, together whn its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
DBSI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and Canoellatinnthilocinication Requests, Whan Client verbally places a trade with a Client Advisor, Client will ba bound to the oral confirmation r
Entities connected to both Restricted Securities' and Order Placement
Applicable Law
PERSONPershing
LOCATIONDEISI
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATIONPershing LLC
ORGANIZATION
United States
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONForeign Securities which Client
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATION
Federal Reserve
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATION
Jeffrey Epstein
PERSON
the Internal Revenue Service
ORGANIZATION
FDIC
ORGANIZATIONForeign Securities
ORGANIZATIONthe Margin Account
ORGANIZATION
Deutsche Bank
ORGANIZATIONU.S. Department of Labor
ORGANIZATION