Epstein Secrets

T B rA Relationship Name SOUTHERN FINANCIAL RELATIONSHIP Risk Rating Comments: Booking Center O NY/Offshore O Moderate (Risk oa, ra Ho Risk Yoonsun Chung NY • Offshore (Compliance Signature) O DB Employee O DB Managed PIC O DB is Trustee/Co-Trustee O Bearer Shares 4. Attachments A. Type of Pho

l Office Director: (Surefire) AML Business Risk: (Signature) AML Compliance: Kshitfl Golan' Yoonsun Ching (Signature) Ks hie) Golan Y0011510 Chung 8118/20/7 8/18/2017 LATAM /INTERNATIONAL APPROVALS ORM Facing Professional (CFP): (S/nature) Account Manage: (Signature) Global Market Team H

telitionshp Name SOUTHERN FINANCIAL RIRATI0f6HW tisk Rating Comments: looking Center 2 NY O NY/Offshore O Offshore O Moderate NW 2 High Risk Yoonsun Chung (Compliance Signature) O De Managed PIC ODE is Truslee/Co-Trustee O Bearer Shares MI DO Employee 4. Attachmeob A. Type of Photo ID Provided O

Regional Office Director: Signature) Mil Business Risk: (Signature) AML Compieance• Gwen Hill Yoonsun (hung (Signature) (Awn i till YOOnSull Chung 1/19/2017 1/19/2017 LATAM/INTERNATIONAL APPROVALS (lent rat ing Prolenional((TFP): (Signature) Azcount Manager. (Signature) Global Market Tea

enne Bull Cc: Oliver Esslinger Kshitij Golani Subject: RE: 2018 Regular Reviews: High Risk clients [I] Sheffali Welch Wayne Salit Hi Adrienne: Yoonsun Chung oonsun Chung I hope all is well. Just a reminder to send us a listing of client names (or KYC #s) that were due for Regular Review at the end of J

Esslinger Kshitij Golani Subject: RE: 2018 Regular Reviews: High Risk clients [I] Sheffali Welch Wayne Salit Hi Adrienne: Yoonsun Chung oonsun Chung I hope all is well. Just a reminder to send us a listing of client names (or KYC #s) that were due for Regular Review at the end of January, Februa

li Welch Adrienne Bull Cc: Oliver Esslin cr Wa‘ne Salk Kshitij Golani Subject: RE: 2018 Regular Reviews: High Risk clients III Hi Sheffali: Yoonsun Chung oonsun Chung So sorry for the misunderstanding. If available, we would like the names of the clients (or KYC #s) due each month. Such a listing wo

l Cc: Oliver Esslin cr Wa‘ne Salk Kshitij Golani Subject: RE: 2018 Regular Reviews: High Risk clients III Hi Sheffali: Yoonsun Chung oonsun Chung So sorry for the misunderstanding. If available, we would like the names of the clients (or KYC #s) due each month. Such a listing would help us to

Cc: Amanda Kirby; G. Hill o; PWM AOG; Yoonsun Chung Subject: RE: Case #a) :Gratitude America [I] Classification: For internal use only Hi Pema, We are clearing on Point 2 & 3 however on point 1, L

Perna Sherpa---0310212015 02 07 51 PM---Classification: For internal use only Hi Prashant, Pema Sherpa/4ga To PNM ACC.rdlek t. Hill o" Yowls's) Chung Amanda Kirby Navin-Kumar Panka 03002:2015 02:07 PM Sub. .t RE: Case arateude America [II Classification: For Internal use only Hi Prashant,