Epstein Secrets

ds ki display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Monk 2 24 :015 Office Director/Business Head: Kimberly Hart (Signature) Kimberly Hart '..26.'015 Regional Office Director (Signature) APIL Business Risk: (Signature) AML Camplw.ce G. Hal oib/o M. Craw

nature) Kimberly Hart '..26.'015 Regional Office Director (Signature) APIL Business Risk: (Signature) AML Camplw.ce G. Hal oib/o M. Crawford Yoonsun Chung (Signature) G. PH orb/o M. Crawford Yoonsun Chung 2/27/2015 2/27/2015 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signat

s to display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris *Signature) laul Morris 2/13/2015 Deice Director/Business Head: Kimberly Hart :Signature) Kimberly Hart 1/13)201S Regional Mice Director: (Signature) AML Business Risk: (Signature) AML Compliance: Gwen Hill Tccosun Ch

1/13)201S Regional Mice Director: (Signature) AML Business Risk: (Signature) AML Compliance: Gwen Hill Tccosun Chung (Signature) Gwen Hill Yoonsun Chung 2/24/2015 2/24/2015 UTAH/ INTERNATIONAL APPROVALS Client Fang Professional (CFP) (Signature) Account Manager: (Signature) Global Market Team

s to display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morns 2/13/2015 Office Director/Business Head: Kimberly Hart (Signature) Kimberly Hart 2/13/2015 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Gwen Hill Yoonsun

rly Hart (Signature) Kimberly Hart 2/13/2015 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Gwen Hill Yoonsun Chung (Signature) Gwen Hill Yoonsun Chung 2/24/2015 2/24/2015 LATAM /INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account

ase Comments ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morris 2/24/2015 Office Director/Business Head: Kimberly Hart (Signature) Kimberly Hart 2/26/2015 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: G. Hill o/b/o M. Cr

: US/LatAm/Int'I PART B elationship Name SOUTHERN FINANCIAL RELATIONSHIP long Center F NY F NY/Offshore F Offshore i— k s Moderate F High Risk Yoonsun Chung (Compliance Signature) 7 D8 Employee F DB Managed PIC 7 DB is Trustee/Co-Trustee F Bearer Shares 4. Attachments A. Type of Photo ID Provided

Mayur Rathod From: Yoonsun Chung Sent: Wednesday, November 14, 2018 7:04 PM To: Kimberly Hart; Mayur Rathod Cc: Andrew Gallivan; Stewart Oldfield; Richard larossi; Bradley Gillin Subject: RE: Epstein - negative media [I] [C] Thank you Kim

Mayur Rathod From: Yoonsun Chung Sent: Wednesday, November 14, 2018 7:04 PM To: Kimberly Hart; Mayur Rathod Cc: Andrew Gallivan; Stewart Oldfield; Richard larossi; Bradley Gill

ds to display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Moms ,Signature) >aul Morris 2/13/2015 Cffice Director/Buslness Head: Kimberly Hart :Signature) Ombedy Hart 2/13/2015 Regional Office Director: :Signature) N.11 Business Risk: (Signature) AK Compliance: Gwen Hill Yoonsun Ch

LatAm/Intl PART B rA Relationship Name SOUTHERN FINANCIAL RELATIONSHIP Risk Rating Comments: Booing Center O NY/Offsh cce 0Offshore • Moderate Yoonsun Chung re' ..I NY Fr' .-a High Risk Risk (Compliance Signature) O DB Managed PIC O De is Trustee/Co-Trustee O Bearer Shares • DB Employee 4. Atta

From: Sent: To: CC: Andrew Gallivan Subject: Kimberly Hart 11/14/2018 8:16:36 AM Yoonsun Chung I; Bradley Gitlin I FW: Epstein - negative media III IC) ; Mayur Rathod I ; Stewart Oldfield ; Richard lar

From: Sent: To: CC: Andrew Gallivan Subject: Kimberly Hart 11/14/2018 8:16:36 AM Yoonsun Chung I; Bradley Gitlin I FW: Epstein - negative media III IC) ; Mayur Rathod I ; Stewart Oldfield ; Richard larossi Classification: Confidential Yo

ds to d s0ray ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morns (Signature) Paul Morris 2/10/2015 Office Director/Business Head: Kimberly Hart (Signature) Kimberly Hart 2110/2015 Regkonal Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Yoonsun Chung Gwen

rly Hart 2110/2015 Regkonal Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Yoonsun Chung Gwen Hill (Signature) Yoonsun Chung Gwen HA 2/11/2015 2/11/2015 LATAM/ INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global M

il Securities offered through Deutsche Bank Securities Inc. From: Andrew Gallivan Sent: Tuesday, November 13, 2018 10:38 AM To: Stewart Oldfield Kimberly Hart Cc: Bradley Gillin Richard larossi Subject: RE: Epstein - negative media (I] (Cl Classification: Confidential Based on the below I approve conti

To: Yoonsun Chung Mayur Rathod < Cc: Andrew Gallivan , Stewart Oldfiel larossi , Bradley Gillin Subject: FW: Epstein - negative media DI (Cl Richard Classifica

s to display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morns „Signature) 'aul Morris 2/24/2015 Office Director/Business Head: Kimberly Hart 'Signature) Kimberly Hart 2/26/2015 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: G. Hill o/b/o M. Cr

ture) Kimberly Hart 2/26/2015 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: G. Hill o/b/o M. Crawford Yoonsun Chung (Signature) G. Hill o/b/o M. Crawford Yoonsun Chung 2/27/2015 2/27/2015 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Sign