Epstein Secrets

No negative results found F Yes r; No Denial Orders checks complete F Yes F No negative results found F Yes F No Martindale-Hubbell searched (Lawyers/Law Firms only) r yes F No negative results found r Yes F No Please summarize any negative results from the database searches indicated above: DARREN INDY

s to display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morns 4/23/2014 Office Director/Business Head: Kimberly Hart (Signature) Kimberly Hart 4/23/2014 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Janice FranWin Gwe

egative results found F Yes F No D&B) Denial Orders checks complete F yes r No negative results found r yes P. No Martindate-Hubbell searched (Lawyers/Law Firms only) r Yes F No negative results found r yes F No Please summarize any negative results from the database searches indicated above: LS3E, LLC:

s to display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morns 2/13/2015 Office Director/Business Head: Kimberly Hart (Signature) Kimberly Hart 2/13/2015 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Gwen Hill Yoonsun

egative results found F Yes F No D82) Denial Orders checks complete F Yes r No negative results found r Yes I3 NO Martindale-Hubbell searched (Lawyers/Law Firms only) F Yes F No negative results found F yes F No Please summarize any negative results from the database searches indicated above: GRATITUDE A

ase Comments ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morris 2/24/2015 Office Director/Business Head: Kimberly Hart (Signature) Kimberly Hart 2/26/2015 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: G. Hill o/b/o M. Cr

negative results found F Yes F No OW) Denial Orders checks complete F Yes r No negative results found F Yes F No Martindale-Hubbell searched (Lawyers/Law Firms only) F Yes F No negative results found F Yes F No Please summarize any negative results from the database searches indicated above: BLITTERR.Y

Case Comments ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morns 2/10/2015 Office Director/Business Head: Kimberly Hart (Signature) Kimbeily Hart 2/10/2015 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Yocnsun Chung Gwen

• No negative results found El YeS Ono Denial Orders checks complete 0 Yes 0 No negative results found 0 Yes @No Marbriciaie-Hubbell searched (Lawyers/Law Firms only) 0 Yes in No negative results found • Yes 0 No D' Please summarize any negative results from the database searches indkated above: WE, U.C

ds to display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Moms ,Signature) >aul Morris 2/13/2015 Cffice Director/Buslness Head: Kimberly Hart :Signature) Ombedy Hart 2/13/2015 Regional Office Director: :Signature) N.11 Business Risk: (Signature) AK Compliance: Gwen Hill Yoonsun Ch