Epstein Secrets

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Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. gat4m/Intl) or [he Regulatory Control Group and notify Compbance Immediately) https://nail.sal esforce.com/servlet/servlet. Integration?' id=01N30000000D9Di &ei d=500600... 9/19/2013 CONFIDENTIAL - PURSUANT TO FE

omplete F Yes F No negative results found F yes F No OFAC checks complete F yes F No negative results found r Yes F No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, r yes r No negative results found F Yes F No D&B) Denial Orders checks complete r Yes I— No negative results f

Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. gat4m/Intl) or [he Regulatory Control Group and notify Compbance Immediately) https://nail.sal esforce.com/servlet/servlet. Integration?' id=01N30000000D9Di &ei d=500600... 9/19/2013 CONFIDENTIAL - PURSUANT TO FE