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Policy (1) Client Facing Professionals (CFP is) include: Relationship Managers. Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York SDNY_GM_00053601 littps://na4.salesforce.com/servle pliRE-N rytektomisceid=500600... 3/21/2014 CONFIDENTIAL - PURSUANT TO FED_ R. ( b) DB-SDNY-
Lawyer Tax ID / 55N: 098-54-8596 Current Employer: Southern Financial LLC Posibon/Title/Ftank: Address of employer: 575 Lexington Ave, 4th Fl New York NY USA 10022 Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) F Yes 17 No To the best of your know'edge, is the individual relat
Policy (i) Client Facing Professionals (CFP's) include: Relationship Managers. Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York SONY_GM_00053851 hups://na4.salesforce.com/servle ntliEjEtrrtAtD9Di&eid=50060... 11/18/2013 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-0016675
upation: Accountant Tax ID / SSN: Current Employer: HBRK Associates, Inc Position/Tide/Rank: Address of employer: 575 Lexington Avenue, 4th Fl New York NY USA 10022 Is the individual a Politically Exposed Person (PEP)?(if yes, describe) F Yes 17 No To the best of your knowledge, is the individual relat
Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers. Wealth Advisors, Product Officers, Brokers, Client Managers. etc. Deutsche Bank Americas New York rJ SDNY_GISt00057122 http/bforcepb.my.salesforce.aA N30000000D9Di&ei... 1/5/2016 CONFIDENTIAL - PURSUANT TO FED. R.13-RarI DENTIAL DB-SDNY-00199
on/Occupation: Lawyer Tax ID / SSN: Current Employer: Southern Financial LLC Posibonrfide/Rank: Address of employer: 575 Lexington Ave, 4th Fl New York NY USA 10022 Is the individual a Politically Exposed Person (PEP)?(if Yes, descnbe) F Yes F No To the best of your knowledge, is the individual related
Entities connected to both Deutsche Bank Americas New York and New York NY USA

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