n/Occupation: Lawyer Tax ID / SSN: Current Employer: Southern Financial LLC Position/ride/Rank: Address of employer: 575 Lexington Ave, 4th Fl New York NY USA 10022 Is the individual a Politically Exposed Person (PEP)?(if yes, describe) Yes 17 No To the best of your knowledge, is the individual related

Occupation: Lavryer Tax ID / SSN: Current Employer: Southern Financial LLC Position/Trde/Ftank: Address of employer: 575 Lexington Ave, 4th Fl New York NY USA 10022 Is the individual a Politically Exposed Person (PEP)?(if yes, descnbe) F Yes 17 No To the best of your knowledge, is the individual relate

Lawyer Tax ID / 55N: 098-54-8596 Current Employer: Southern Financial LLC Posibon/Title/Ftank: Address of employer: 575 Lexington Ave, 4th Fl New York NY USA 10022 Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) F Yes 17 No To the best of your know'edge, is the individual relat

ccupation: Lawyer Tax ID / SSN: Current Employer: Southern Financial LLC Position/Tide/Rank: Address of employer: 575 Lexington Avenue, 4th Fl New York NY USA 10022 Is the individual a Politically Exposed Person (PEP)?(if Yes describe) F Yes F No To the best of your knowledge, is the individual related

upation: Accountant Tax ID / SSN: Current Employer: HBRK Associates, Inc Position/Tide/Rank: Address of employer: 575 Lexington Avenue, 4th Fl New York NY USA 10022 Is the individual a Politically Exposed Person (PEP)?(if yes, describe) F Yes 17 No To the best of your knowledge, is the individual relat

on/Occupation: Lawyer Tax ID / SSN: Current Employer: Southern Financial LLC Posibonrfide/Rank: Address of employer: 575 Lexington Ave, 4th Fl New York NY USA 10022 Is the individual a Politically Exposed Person (PEP)?(if Yes, descnbe) F Yes F No To the best of your knowledge, is the individual related

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ssion/Occupation: Accountant Tax ID / SSN: Current Employer: HBRK Associates Posibon/Trbe/Rank: Address of employer: 575 Lexington Ave, 4th Fl New York NY USA 10022 Is the individual a Politically Exposed Person (PEP)?(if yes, descnbe) F Yes 17 No To the best of your knowledge, is the individual relate

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l escalate any additional suspicious activity as appropriate. Cherie Cherie Quigley Weakh Management AML 37th floor, 60 Wall Street. 10005.2836 New York NY USA Tel. + Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0032815 CONFIDENTIAL SDNY_GM_00178999 EFTA01346029

>90 3 1 1 Grand Total 3 0 2 Overdue High Risk in Person Meetings Melisa Venegas Deutsche Bank Wealth Management 60 WoII Street 10005 2836 New York NY USA Tel.: I Email 20 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042024 CONFIDENTIAL SDNY_GM_00188208 EFTA01356251

Cherie Quigley Wealth Management AML Deutsche Bank Trust Company Americas 37th Floor. 60 Wall Street. 10005-21336 New York NY USA Tel. Email PASTritn%•117 Perfbiwt, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049313 CONFIDENTIAL SDNY_GM_00195497 EFTA0136075

is e-mail or any attachment directly to the client. Cherie Cherie Quigley Wealth Management AML Deutsche Bank Trust Company Americas 10005.2836 New York NY USA Tel Emai Burt,* Peen CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0057612 CONFIDENTIAL SDNY_GM_00203796 EFTA01366103

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