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le, Florida 32256 USA From: Sylvia Escobar Sent: Tuesday, November 27, 2018 5:38 PM To: Derek St-Hilaire Subject: EEA Client Notation in dbForce Janice Franklin Dear All, I hope you are doing well. Could you please confirm that your teams are following the agreed steps to identify EEA clients in dbForce bas
ll, I hope you are doing well. Could you please confirm that your teams are following the agreed steps to identify EEA clients in dbForce based on the Primary Decision Maker identified by the FO in the KYC? Also, have your KOPs being updated? Thanks for your support. Regards, Sylvia CONFIDENTIAL - PURSUANT TO FED. R.
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ciation Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400 Jacksonville, Florida 32256 USA Tel. +1(904)645-4411 Email Sylvia Escobar; Janice Franklin RE: EEA Client Notation in dbForce Tuesday, November 27, 2018 5:44:31 PM image002.png image003.png From: Sylvia Escobar Sent: Tuesday, November
ll, I hope you are doing well. Could you please confirm that your teams are following the agreed steps to identify EEA clients in dbForce based on the Primary Decision Maker identified by the FO in the KYC? Also, have your KOPs being updated? Thanks for your support. Regards, Sylvia *Sylvia Escobar Vice President D
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o the AFC team and detailed guidance provided. Moreover, I included the requirement on the quick reference section of our KYC Checklist. Regards, Janice P. Franklin Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer Deutsche Bank Americas Regulation, Compliance & Anti-Financial Crime
ll, I hope you are doing well. Could you please confirm that your teams are following the agreed steps to identify EEA clients in dbForce based on the Primary Decision Maker identified by the FO in the KYC? Also, have your KOPs being updated? Thanks for your support. Regards, Sylvia *Sylvia Escobar Vice President D
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Mutual Connections (11)
Entities connected to both Janice Franklin and the Primary Decision Maker
Jeffrey Epstein
PERSON190 w/ Janice·3 w/ the
Deutsche Bank Securities Inc.
ORGANIZATION48 w/ Janice·2 w/ the
Jacksonville
LOCATION17 w/ Janice·3 w/ the
DS
Derek St-Hilaire
PERSON5 w/ Janice·3 w/ the
Martha Stewart
PERSON5 w/ Janice·2 w/ the
SE
Sylvia Escobar
PERSON3 w/ Janice·3 w/ the
SY
Sylvia
PERSON3 w/ Janice·3 w/ the
Stewart Oldfield
PERSON3 w/ Janice·2 w/ the
Anti-Financial Crime
ORGANIZATION2 w/ Janice·2 w/ the
Wealth Management-Americas
ORGANIZATION2 w/ Janice·2 w/ the
Baltimore
LOCATION2 w/ Janice·2 w/ the