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Snail H. Biggar 7/18/2013 Regional Offke Director: Signature) Art Business Risk: Armen &ash (Signature) Armen Brash 8/20/2013 AK CompBanat: Janice Franklin (Saanature) Janice Franklin 8/21/2013 UTAH /INTERNATIONAL APPROVALS Client Facing Pr&essional (CFP): (Signature) Account Manager: (Signature)
PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002523 EFTA_000 15997 EFTA00166749 KYC Print Page 10 of 12 I. Undisclosed Principal Form Complete (Intermediarks Only) One Ono /21NotAppicable K. If lerisiNexis Search Results, Corporate Documents or Other Supporting Documentation Is not in English, please pro
Snail H. Biggar 7/18/2013 Regional Offke Director: Signature) Art Business Risk: Armen &ash (Signature) Armen Brash 8/20/2013 AK CompBanat: Janice Franklin (Signature) Janice Franklin 8/21/2013 UTAH /INTERNATIONAL APPROVALS Client Facing Pr&essional (CFP): (Signature) Account Manager: (Signature)
NTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ingInN487 EFTA_00019357 EFTA00169104 KYC Print Page 10 of 12 I. Undisclosed Principal Form Complete (Intermediarks Only) One Ono /21NotAppicable K. If lerisiNexis Search Results, Corporate Documents or Other Supporting Documentation Is not in English, please pro
- PURSUANT TO FED. R. CRIM. P. 6(e) 40000502 EFTA_000 19372 EFTA00169119 KYC Print Page 13 of 14 M. Case Comments Created By Date Comments Janice Franklin 9/5/113 11:56 AM See KYC 1062793 for Senor Business Management's approval to go forward with dent adoption process, ONSHORE APPROVALS Client Faci
IAL - PURSUANT TO FED. R. CRIM. P. 6(e) glIgAtt)501 EFTA_00019371 EFTA00169118 KYC Print Page 12 of 14 I. Undisclosed Principal Form Complete (Intermediarks Only) One Ono /21NotAppicable K. If lerisiNexis Search Results, Corporate Documents or Other Supporting Documentation Is not in English, please pro
Entities connected to both Janice Franklin and Intermediarks

Jeffrey Epstein
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Paul Morris
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Eric Holder
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Dow Jones
ORGANIZATION
Financial Trust Company
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U.S. Virgin Islands
LOCATIONSouthern Trust Company
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Les Wexner
PERSONMartindale-Hubbell
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the Office of Foreign Assets Control
ORGANIZATIONDeutsche Bank Americas New York
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Paul Volcker
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ORGANIZATIONI. Corporate Documentation Attached
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Deutsche Bank
ORGANIZATIONJ. Epstein & Co.
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Bear Stearns
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ORGANIZATIONPat Harris
PERSON
St Thomas
LOCATION