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indkated above: HARRY BELLER: Approved in KYC 201131624 JEFFREY EPSTEIN: ROC Alert 21 -- Cleared & APPROVED by Chip Packard, Alt Compliance, and Pat Harris PCR Alert it I/2 -- Not our client All Cases Closed SOUTHERN FINANCIAL LLC: No negative media No court cases SOUTHERN TRUST INC: No negative m
dering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PIYM Americas Procedures and the PWM Global KYC Policy (I) Client Facing Professionals (CFP 's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers,
2 mentions1 same-page
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BRENNAN: Jeanne was previously approved In KYC #0114L315 JEFFREY EPSTEIN: ROC Alert t I -- Cleared & APPROWD by Chip Packard, APIL Compliance, and Pat Harris PCR Alert S I/2 -- Not our client All Cases Closed SOUTHERN FINANCIAL LLC: No negative media No court cases SOUTHERN TRUST INC: No negative me
dering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PIYM Americas Procedures and the PWM Global KYC Policy (I) Client Facing Professionals (CFP 's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers,
2 mentions1 same-page
Page ?Same page
E BRENNAN: Jeanne was previously approved in KYC /01101315 JEFFREY EPSTEIN: ROC Alert *I -- Cleared & APPROVED by Chip Packard, Ads Complance, and Pat Harris PCR Alert 0 112 — Not our client All Cases Closed SOUTHERN FINANCIAL LLC: No negative media No court cases SOUTHERN TRUST INC: No negative med
ndering or unethical activities on the part of the client(s) and that! have followed all the procedures relating to account opening as described in the PIYM Americas Procedures and the PWM Global KYC Policy I) Client Facing Professionals (CFP 's) Include: Relationship Managers, Wealth Advisors. Product Officers. Brokers. C
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Mutual Connections (32)
Entities connected to both Pat Harris and the PIYM Americas Procedures
Jeffrey Epstein
PERSON24 w/ Pat·3 w/ the
J. Epstein & Co.
ORGANIZATION16 w/ Pat·3 w/ the
Dow Jones
ORGANIZATION16 w/ Pat·3 w/ the
Eric Holder
PERSON14 w/ Pat·3 w/ the
Paul Morris
PERSON13 w/ Pat·3 w/ the
Southern Trust Company
ORGANIZATION13 w/ Pat·3 w/ the
Financial Trust Company
ORGANIZATION12 w/ Pat·3 w/ the
Les Wexner
PERSON12 w/ Pat·3 w/ the
Deutsche Bank
ORGANIZATION11 w/ Pat·3 w/ the
Paul Volcker
PERSON10 w/ Pat·3 w/ the
the Office of Foreign Assets Control
ORGANIZATION11 w/ Pat·2 w/ the
U.S. Virgin Islands
LOCATION11 w/ Pat·2 w/ the
HB
Harry Beller
PERSON10 w/ Pat·3 w/ the
Bear Stearns
ORGANIZATION9 w/ Pat·3 w/ the
JB
Jeanne Brennan
PERSON9 w/ Pat·2 w/ the
DI
Darren Indyke
PERSON9 w/ Pat·2 w/ the
John Brennan
PERSON9 w/ Pat·2 w/ the
Deutsche Bank Private Wealth Management
ORGANIZATION8 w/ Pat·3 w/ the
Deutsche Bank Americas New York
ORGANIZATION9 w/ Pat·2 w/ the
the AML Clearance
ORGANIZATION9 w/ Pat·2 w/ the