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Document Mentions (7 shared documents)
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gative results from the database searches indicated above: JEFFREY EPSTEIN: RDC Alert # I - Cleared & APPROVED by Chip Packard, AM. Compliance, and Pat Harris PCR Alert * 1/2 - Not out dent Al Cases Closed SOUTHERN FINANCIAL LLC: No negative media No court cases SOUTHERN TRUST INC: No negative media
ol (OFAC)? H. have financial interactions high Does the dent or related party any or other association/ within risk . yes ONo countries? I. Corporate Documentation Attached (Legal Entities Only) /2) Yes 0 No 0 Not Applkable SDNY_GM_00037677 https://dbforcepb.my.salesforcCratNErilDrairdiAL000000D9Di&e... 7/18/2019 CON
2 mentions1 same-page
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ative results from the database searches Indicated above: JEFFREY EPSTEIN: ROC Alert a I •- Cleared & APPROVED by Chip Packard, AM. Compliance, and Pat Harris PCR Alert 91/2 — Not ow client Al Cases Closed SOUTHERN FINANCIAL 1.1e. No negative media No court cases SOUTHERN TRUST INC: No negative media
rol (OFAC)? H. Does have financial Interactions high the dent or related party any or other association/ vdthin risk . mesa No countries? I. Corporate Documentation Attached (Legal Entities Only) 121 yes O No ONot Applicable SDNY_GM_00039699 https://dbforcepb.my.salesforceLINErilDnEglardiA1000000D9Di&e... 7/18/2019 C
2 mentions1 same-page
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NE BRENNAN: Jeanne was previously approved In KYC *01141315 JEFFREY EPSTEIN: ROC Merl 11 - Cleared & APPROVED by Chip Packard, APL Compliance, and Pat Harris PCR Alert 11/2 -- Not our cileM Al Cases Closed SOUTHERN FINANCIAL LLC: No negative media No court cases SOUTHERN TRUST INC: No negative media
s Control (OFAC)' H. Does the tient or related party have any financial or other association/ Interactions within high risk D yes 2 do countries? I. Corporate Documentation Attached (Legal Entities Only) 10 yes Duo U Not Appkable I. Undhcbsed Principal Form Complete (Intermedkwies on*) ❑yes K No 2 Not Applicable K. If Levis/W
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2 mentions1 same-page
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gative results from the database searches indicated above: JEFFREY EPSTEIN: RDC Alert *1 -- Cleared & APPROVED by Chip Packard, AML Compliance, and Pat Harris KR Alert *1/2 -- Not our client All Cases Dosed SOUTHERN FINANCIAL LLC: No negative media No court cases SOUTHERN TRUST INC: No negative media
Control (OFAC)? ' H. Does the client or related party have any financial or other association/ interactions r yes F No wan high risk countries? I. Corporate Documentation Attached (Legal Entities Only) F Yes F No F Not Applicable ). Undisclosed Principal Form Complete (Intermediaries Only) r Yes r No F Not Applicable K. If
2 mentions1 same-page
Page ?Same page
gative results from the database searches indkated above: JEFFREY EPSTEIN: RDC Alert • I -- Cleared & APPROVED by Chip Packard, Alt Compliance, and Pat Harris PCR Alert a 1/2 -- Not our client All Cases Closed SOUTHERN FINANCIAL LLC: No negative media No court cases SOUTHERN TRUST INC: No negative me
Control ((PAC)? ii. Does the client or related party have any financial or other association/ Interactions within high risk • yes n No countries? I. Corporate Documentation Attached (Legal Entities Only) @Yes • No O Not Applicable https://dbforcepb.my.salesforce.com/servlet/servIet.Integration?lid=01N30000000D9Di&e 7/18/2019
2 mentions1 same-page
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y negative resters from the database searches indkated above: JEFFREY EPSTEIN: RDC Men • I -- Dared & APPROVED by Chip Packard, Ali Compliance, and Pat Harris PCR Alert a 1/2 -- Not our client All Cases Closed SOUTHERN FINANCIAL LLC: No negative media No court cases SOUTHERN TRUST INC: No negative me
Meets 0111001 (MCP ii. Does the client or Sated party have any financial or other association/ interaCtionS within high risk • yes n No countries, I. Corporate Documentation Attached (Legal Entities ONO E l Yes O PM O Not Applicable https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e CONFIDEN
Sponsored
2 mentions1 same-page
Page ?Same page
egative results from the database searches indkated above: JEFFREY EPSTEIN: ROC Alert • I -- Oeared & APPROVED by Chip Packard, Ali Compliance, and Pat Harris PCR Alert a 1/2 -- Not our client All Cases Closed SOUTHERN FINANCIAL LLC: No negative media No court cases SOUTHERN TRUST INC: No negative me
ets Control (MCP ii. Does the client or related party have any financial or other association/ Interactions within high risk • yes FA No countries, I. Corporate Documentation Attached (Legal Entities Only) RI Yes • No O Not Applicable https://dbforcepb. my. salesforce.com/servlet/servl et.Integration?lid=01N30000000D9Di&e CONFID
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Mutual Connections (88)
Entities connected to both Pat Harris and I. Corporate Documentation Attached
Jeffrey Epstein
PERSON24 w/ Pat·42 w/ I.
Dow Jones
ORGANIZATION16 w/ Pat·34 w/ I.
Financial Trust Company
ORGANIZATION12 w/ Pat·38 w/ I.
Les Wexner
PERSON12 w/ Pat·38 w/ I.
U.S. Virgin Islands
LOCATION11 w/ Pat·37 w/ I.
Eric Holder
PERSON14 w/ Pat·34 w/ I.
Paul Volcker
PERSON10 w/ Pat·35 w/ I.
Deutsche Bank Americas New York
ORGANIZATION9 w/ Pat·36 w/ I.
Martindale-Hubbell
ORGANIZATION15 w/ Pat·29 w/ I.
Paul Morris
PERSON13 w/ Pat·28 w/ I.
Deutsche Bank
ORGANIZATION11 w/ Pat·27 w/ I.
J. Epstein & Co.
ORGANIZATION16 w/ Pat·22 w/ I.
Bear Stearns
ORGANIZATION9 w/ Pat·27 w/ I.
DI
Darren Indyke
PERSON9 w/ Pat·26 w/ I.
the Office of Foreign Assets Control
ORGANIZATION11 w/ Pat·24 w/ I.
Deutsche Bank Private Wealth Management
ORGANIZATION8 w/ Pat·25 w/ I.
Trustee/Co-Trustee
ORGANIZATION10 w/ Pat·23 w/ I.
Southern Trust Company
ORGANIZATION13 w/ Pat·19 w/ I.
HB
Harry Beller
PERSON10 w/ Pat·20 w/ I.
Lawyers/Law Firms
ORGANIZATION6 w/ Pat·23 w/ I.