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ERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FNANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL
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PRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FNANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL
rom the new cost basis reported in this section. Page 11 of 20 Account Number. Raced Excell•rdi t03AN NOLI Go paperless L very Virar Lace 2007 SOUTHER( CRCS LL . F I DranA L 4 ? [ALDAN RATED COMMUNICATIONS rxest unser CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00045866 DB-SDNY-00
AL. LLC 366364436/ SOUTHER! FXOPTION 21-Nov-2013 20-Nov.2014 25-Nov-2014 (21930 C61 USD 0 JPY LONG ELRCPEAN 0.0300 10.12221 710423465 FNANCIAL. LLC 3778178W SOUTHERN FXOPTION 17-Jan-2014 17-Apr-2014 21-Apr-2014 (1001 X000) USD 11.00000D.00 CAD SHORT ELRODEAN CALL 1,100D ;123 Y
13 20Nov2014 25.1lov.2014 (LOCO DOOM, USD 101.000.000 FY SHORT EUROPEAN CALL 101 0003 (42 115::..1 710423459 FINANCIAL. LLC 366364435/ SOUTHER! FX OPTION 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0000 13.55760 710423461 FINANCIAL, LLC 366364438/
Entities connected to both FNANCIAL and SOUTHER

Jeff Sessions
PERSONPershing
LOCATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONTAXABLE
ORGANIZATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATION
Ghislaine Maxwell
PERSON
CUSTOMS
ORGANIZATIONAccount Value
ORGANIZATIONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION
Baltimore
LOCATIONINDEBTED TO PERSHING LLC
ORGANIZATIONTIME PERSHING
ORGANIZATION
Deutsche Bank
ORGANIZATION