COMPLETE UNLESS ACCOMPANIED BY A GENERAL IALANa MET ARO PROFIT AND LOSS STATEMENT FOR THE LAST FISCAL YEAR. AS REQUIRED ET THE VIRGIN ISLANDS CODE. FNANCIAL STATEMENTS SHOULD AGNED BY AN INOLINOENT PUBIC ACCCuNtAte. • RADON SUES CORPORATIONS MAT ARE REGISTERED YAM ME SECURITY AND EXCHANGE CONWISSGH MUS

TERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FNANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL

TERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FNANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL

TERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FNANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL

ERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FNANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL

4 02% - Ok% 2.502 0.1% 3,011 02% • 0.0% 13 0.0% . Ok% - 0.0% Other Expenses 230 00% 50 Ok% 608 Ok% 20 Ok% 50 0.0% 608 0.0% FNANCIAL STATEMENTS 20:9 20I0 • 09101 AN 3,10 V/ F&O,UMMARY Pligeldt:d R 15/02/2010/ 1119 EFTA00726633 Dukes lintel Limited MONTH January 2010 YEAR TO

FINANCIAL, LLC 36615449 SOUTHERN EX OPTION 214404013 20-Nov.2014 25-Nov.2014 421.0 col USD 0 JPY LONG EUROPEAN 0.0000 8.60003 7104230 FNANCIAL. LLC Subtotal: (32.25704; Tow: (32,257.04) Statement ID : 182298_20131227_20131230_1 The valuation information set forth in this statement is p

INANCIAL, LLC 36615449 SOUTHERN EX OPTION 214404013 20-Nov.2014 25-Nov.2014 (21.000 00) USD 0 SY LONG EUROPEAN 0.0000 6.44449 7104230 FNANCIAL. LLC Subtotal: (32 •72 19; Tat (32,722.19) Statement ID : 1132298_20140102_20140103_1 The valuation information set forth in this statement is

cy Quantity Strike Price Spot Pnce Implied Volatility Fair Price MTM(USD) Lba618753 SOUTFERN L14_618753Bu EMMA!. LLC fW1.618176 SOUTFERN FNANCIAL. LLC CALL CALL ll .•_:,c /3:5 :4.166.03.!l•Cs USD (4.1fil,CO3) 27.Jan.2016 389682000 _SD 100.000 1 0000 38 9662 51 2003 435177 14.732

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LN_6' F. -!' m I . CALL 18 .'.:etz./x... :4.156/.0:"•'4) USD (4.1W.CGC) FINANCIAL LLC SOUTFERN CALL 27-Jan-2016 3996.62000 Lisp 100.000 FNANCIAL, LLC 16000 38 9662 f. I 1 3 275 327.4590? Subtotal: 283.029 72 Settlement Not.Ccy Not.Ccy DealGroupID Counterparty Trade Type Trade D

Quantity Strike Price Spot Price Implied Volatilrty Farr Price MTM(USD) 111.618753 NY.61817.6 SOUTFERN LI1.618753Ru FILANCLALLLC SOUTFERN FNANCIAL. LLC CALL CALL 18-0ec-2015 27.Jan.2016 :4.168.1.(0 112) 3896620CD Lisp (4.166,01.01 iJED 100.000 11003 38 9662 35 6700 I:, •: FX • Opt

FINANCIAL, LLC 36615449 SOUTHERN FXOPTION 2144;4013 20-Nov.2014 25-Nov.2014 421.0 col USD 0 JPY LONG EUROPEAN 0.0000 929660 7104230 FNANCIAL. LLC Subtotal ,..25 191 of,. latat (25,19745) Statement ID: 182298_20131219_20131220_1 The valuation information set forth in this statement is

AL. LLC 366364436/ SOUTHER! FXOPTION 21-Nov-2013 20-Nov.2014 25-Nov-2014 (21930 C61 USD 0 JPY LONG ELRCPEAN 0.0300 10.12221 710423465 FNANCIAL. LLC 3778178W SOUTHERN FXOPTION 17-Jan-2014 17-Apr-2014 21-Apr-2014 (1001 X000) USD 11.00000D.00 CAD SHORT ELRODEAN CALL 1,100D ;123 Y

ERN FtEuroOpl 17-Jan-2014 17.A4x.2014 21-Apr-2014 (10,00000000) USD 11.coosoo CO CAD SHORT EUROPEAN CALL 1.1000 '.480:11 541 737154817 FNANCIAL. LLC 377817895/ SOUTHERN FXOneBarEuto 17-Jan-2014 17-Apr-2014 21-Apr-2014 (1020.200D) USD 11,300,00000 CAD SHORT EUROPEAN CALL 1,1300

14 01-May-2014 07-May-2014 (10,030.003.03) USD FINANCIAL, LLC SOUTHERN FXDc atCpt 13-A43r-2014 14-Apr-2014 15-Apr-2014 (1.030030 CO) USD FNANCIAL. LLC 101.030.000 0 0 0 1,025,000.000 ?Y PY JPY .PY FY SHORT LONG LONG LONG SHORT SHORT EUROPEAN EUROPEAN EUROPEAN EURCPEAN EUROP

PRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF APPLICABLE. OF THE FNANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL

PRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FNANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL