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ial Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been scomorated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery processAblien an issuer in
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l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery processAnThen an issuer in
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l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery prOceSS.When an issuer ini
Entities connected to both Marais and the FINRA Consolidated Rulebook

Ghislaine Maxwell
PERSON
George W. Bush
PERSONTHE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Mao Zedong
PERSONAccount Value
ORGANIZATIONthe State of New York
LOCATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATION
Jeff Sessions
PERSONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONPershing
LOCATIONMarge
PERSON
Joi Ito
PERSONLegal Department
ORGANIZATIONON PERSHING'S
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATION