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(the "Investment Company Act"), pursuant to Section 3(cX7) thereof. The General Partner is registered as an investment adviser with the SEC under the U.S. Investment Advisers Act of 1940, as amended. Certain affiliates of the General Partner and certain Portfolio Managers are "Relying Advisers" who rely on the General Partn
velers Group Inc., he continued as Managing Director and as a senior member of the General Counsel's office. With the merger of Travelers Group and Citicorp Inc., he organized and coordinated the global compliance function of Citigroup. From 1993 to 1996, Mr. Lorne was General Counsel of the SEC. Mr. Lorne g
act, and they therefore are not subject to registration thereunder. The General Partner is registered as an investment adviser with the SEC under the U.S. Investment Advisers Act of 1940, as amended. Certain affiliates of the General Partner and certain Portfolio Managers are "Relying Advisers" who rely on the General Partn
velers Group Inc., he continued as Managing Director and as a senior member of the General Counsel's office. With the merger of Travelers Group and Citicorp Inc., he organized and coordinated the global compliance function ML281817-MAXWELL 11-39 CONFIDENTIAL UBSTERRAMAR00002455 EFTA00238011 of Citigroup
act, and they therefore are not subject to registration thereunder. The General Partner is registered as an investment adviser with the SEC under the U.S. Investment Advisers Act of 1940, as amended. Certain affiliates of the General Partner and certain Portfolio Managers are "Relying Advisers" who rely on the General Partn
velers Group Inc., he continued as Managing Director and as a senior member of the General Counsel's office. With the merger of Travelers Group and Citicorp Inc., he organized and coordinated the global compliance function MAXWELL 11-39 CONFIDENTIAL UBSTERRAMAR00001402 EFTA00237048 of Citigroup. From 19
Entities connected to both the U.S. Investment Advisers Act and Citicorp Inc.
the U.S. Investment Company Act
ORGANIZATIONCayman
LOCATIONReliance
ORGANIZATION
United States
LOCATIONthe Cayman Islands Monetary Authority
ORGANIZATION
Luxembourg
LOCATION
the Cayman Islands
LOCATION
United Kingdom
LOCATION
Occidental College
ORGANIZATIONthe Limited Partner's
ORGANIZATIONKeogh
ORGANIZATION
the University of Michigan
ORGANIZATIONU.S. Persons
ORGANIZATIONU.S. Limited
ORGANIZATIONthe Mutual Funds Law
ORGANIZATION
Mohammed bin Salman
PERSONInterest-Rate
ORGANIZATION
England
LOCATIONThird-Party Investment Funds
ORGANIZATION
JPMorgan Chase
ORGANIZATION