3
Shared Docs
3
Same-Page
3 / 3
Mentions
ed by them in the absence of gross negligence, willful default or fraud. WITHDRAWALS No market for the Interests is expected to develop. Subject to the Lock-Up Period (as defined herein), a Limited Partner generally may, however, on ninety (90) calendar days written notice to the Administrator, withdraw all or pa
ionals/companies) has an interest. In the event the Partnership invests in "new issues;' Partners who are "restricted persons" within the meaning of FINRA Rule 5130 may be prohibited from participating in such "new issues" in whole or in part. Accordingly, to the extent that the Partnership purchases new issues,
its Capital Account other than upon its withdrawal from the Partnership as provided in Sec. 4.2. Sec. 4.2 Withdrawals. (a) Generally. Subject to the Lock-Up Period (as defined herein) and Sec. 4.2(e), a Limited Partner generally may, however, on ninety (90) calendar days written notice to the Administrator, wi
ionals/companies) has an interest. In the event the Partnership invests in "new issues," Partners who are "restricted persons" within the meaning of FINRA Rule 5130 may be prohibited from participating in such "new issues" in whole or in part. Accordingly, to the extent that the Partnership purchases new issues
then in the Partnership Agreement. Subject to the terms as set forth in the Partnership's Partnership Agreement and Offering Memorandum (including the Lock-Up Period), Limited Partners have the right, upon at least ninety (90) days' prior written notice to the Administrator, to request partial or total withdrawal
he above conditions. 4810-9064-3536 v.5 S-I4 EFTA00314440 (D) Participation in New Issues: New Issue Eligibility Questionnaire for purposes of FINRA Rule 5130 The Partnership from time to time may consider investing in new issues, as defined in Financial Industry Regulatory Authority ("FINRA") Rule 5130,
Entities connected to both the Lock-Up Period and FINRA Rule 5130
Sosin Partners
ORGANIZATIONSOSIN
ORGANIZATION
Commodity Futures Trading Commission
ORGANIZATIONCAS Investment Partners
ORGANIZATIONthe State of New York
LOCATION
Internal Revenue Service
ORGANIZATIONHaynes
PERSONthe Book Value
ORGANIZATIONa Commodity Interest
ORGANIZATIONthe Net Asset Value
ORGANIZATIONBoone, LLP
ORGANIZATIONSosin, LLC
ORGANIZATIONInterests'
ORGANIZATIONthe Special Situation Investment(s
ORGANIZATIONthe "Capital Account
ORGANIZATIONEach Accounting Period
ORGANIZATIONSSI Determination Date
ORGANIZATIONAggregate Overall Appreciation
ORGANIZATIONAnti-Spinning Provisions
ORGANIZATIONIndependent Client Representative
ORGANIZATION