ionals/companies) has an interest. In the event the Partnership invests in "new issues;' Partners who are "restricted persons" within the meaning of FINRA Rule 5130 may be prohibited from participating in such "new issues" in whole or in part. Accordingly, to the extent that the Partnership purchases new issues,

ionals/companies) has an interest. In the event the Partnership invests in "new issues," Partners who are "restricted persons" within the meaning of FINRA Rule 5130 may be prohibited from participating in such "new issues" in whole or in part. Accordingly, to the extent that the Partnership purchases new issues

he above conditions. 4810-9064-3536 v.5 S-I4 EFTA00314440 (D) Participation in New Issues: New Issue Eligibility Questionnaire for purposes of FINRA Rule 5130 The Partnership from time to time may consider investing in new issues, as defined in Financial Industry Regulatory Authority ("FINRA") Rule 5130,

hat none of the Restricted Person categories applies to it and the New Limited Partner is eligible to participate in New Issues. in accordance with FINRA Rule 5130, and (ii) the box next to the applicable category under Part A of Item II to determine whether the New Limited Partner is a covered investor (a "Cov