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. I apologize for the inconvenience, I tried to avoid this potential issue by getting ahead of it yesterday. I'll get it taken care of, no worries. Chad Markland Senior Financial Consultant www.tdamoritrade corn <image001.png> Member FINRAlSlPONFA This message is confidential and sent by TD AMERITRADE sol

rs with a legal right to such. From: Richard Kahn [mailto• Sent: Wednesday, May 22, 2019 8:18 AM To: Markland. Chad W Cc: Jeanne Brennan Subject: SF LLC can you please look into 3,000,000 of Excela bond that never transferred to Schwab.. thank you Richard Kahn HBRK Associates Inc. 575 Lexington

p, there is a tiny amount of cash still in the account as well (from interest that posted the same day the wire of the cash went out). Thank you, Chad Markland Senior Financial Consultant Phone: (817) 490-2333 Fax: (866) 594-5256 CONFIDENTIAL SDNY 12453 EF1'A_00123096 EFTA01268483 E-mail: Chad.Mark

rs with a legal right to such. From: Richard Kahn [mailto• Sent: Wednesday, May 22, 2019 8:18 AM To: Markland. Chad W Cc: Jeanne Brennan Subject: SF LLC can you please look into 3,000,000 of Excela bond that never transferred to Schwab.. thank you Richard Kahn HBRK Associates Inc. 575 Lexington

account this evening. I reviewed the work item myself and it does include the remaining shares to move the remaining full amount of that position. Chad Markland Senior Financial Consultant www tdamelitrade corn ID Anteritrade Member FINRAISIPCMFA This message is confidential and sent by TD AMERITRADE sol

From: To: Subject RE: SF LLC Date: Friday, May 31, 2019 2:37:40 PM Attachments: knaoe001.ond Hey Rich, So the "work item" that the processor was working to correct the tran

p, there is a tiny amount of cash still in the account as well (from interest that posted the same day the wire of the cash went out). Thank you, Chad Markland Senior Financial Consultant Phone: (817)490-2333 Fax: (866)594-5256 E-mail. Chad MarklandaTDArneritrade nom www.tdamentrade.com ID Arneritrade

From: Fhad MarklandhAdamentrade ram To: Subject: RE: SF LLC Date: Thursday, May 30, 2019 11:44:24 AM Attachments: imaae001.onq Hey Rich, I confirmed with my back office and transfers team, no issues so f

account this evening. I reviewed the work item myself and it does include the remaining shares to move the remaining full amount of that position. Chad Markland Senior Financial Consultant E-mail: MOAN tdametitmote c m <image001.png> Member FINRASIPCNFA This message is confidential and sent by TD AMERI

s with a legal right to such. From: Richard Kahn [majjto; Sent: Wednesday, May 22, 2019 8:18 AM To: Markland, Chad W Cc: Jeanne Brennan Subject: SF LLC CONFIDENTIAL SDNY_GM_00012465 EFTA_00123108 EFTA01268488 can you please look into 3.000.000 of Excela bond that never transferred to Schwab..