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e to the Film or tie Ihnfidl instegeon n&ated on tie kern of he tegument In addition to regiar arson len accounts may be abject to maromarce lees. Mikes for bee pagan* tae securities purchases and charges Ice unpaid anoints n cash accuses. Accounts that ae tansferred to other instil:dons may be sub
commissions rd otercompereation from mutual funds ad inura-co contras whose products we dstrimee. — We receive as areal lee frcm Les Sank USA and LES AG Stanford Bunch of up to 125 per acoard sweeping to the banks reefer to LBS Bank Sweep Program. Acthity Information reaming commesore and otter ch
tsims received in connection with the see or dittnIutith of annuity contracts ad CONFIDENTIAL east investment oust units to as dents, we radar as Mikes receive fawns Mang corronnation Iron may of to Muratt companies atbreating the amuty extracts. Manes of the insurance companies or sporeors of the
bans, aedit Ere, shot account balances. stanl • Cadthooney balances. Total of uninvested sada* cash balnce,, plus Spout balances al UM. Bank USA, LES AG U.S Branches ad money make mutual fund sweep balm the chose of tie statement period N:n-ccorredity free crick balances in yes account are rot sec
carmitsims received in connection with tlw sir or dittnIutkin of annuity contracts and CONFIDENTIAL Lein invesurem oust MOS toad den% we actor as Mikes receive (OWLS rhrigcon.ensseion Iron may of the narance corrpanies wamniting the annuty extracts. Manes of the Indiana ampanes or sporeors of the
Balances held at he UBS AG Cayman Sandi ate terporanly noosed to the sonnign rid oe the Cayman kin& and there is no ascent.. or otter obigsion of LES AG to repay the balanceswhilecmthe UBS Cayman Branch's books. Noisiest-858a* L6A and each UBS AG Branch are not protected by SIPC. Monty Fund shays a
Entities connected to both Mikes and LES AG

Ghislaine Maxwell
PERSONRussell 3000
ORGANIZATION
Condoleezza Rice
PERSONWeehawken
LOCATION
Vicky Ward
PERSON
UBS AG
ORGANIZATION
Stanford University
LOCATIONUPS AG
ORGANIZATIONCayman
LOCATIONLOS AG
ORGANIZATIONHarbor Boulevard
LOCATION
U.S. Treasury
ORGANIZATIONLBS AG
ORGANIZATION
Joi Ito
PERSON
U.S. Senate
ORGANIZATIONBank USA
ORGANIZATIONSCOTT STACK
ORGANIZATIONDoug Band
PERSON
Puerto Rico
LOCATION
Marc Rich
PERSON