Important information about your statement U3S Fanelli Services Pk (the Firm or UBS Finercial Serekes), is a mean of all principal cecvay, ccmrrocky and soh:reweave,. UB5 Fannie' Services and U65 Bank USA the i-died subsilones of UPS AG and affiliaes of U35 Seamen LLC. The Fim's Wawa statement b available upon recast The Font exto-erve off ices re a. 1115 Finricol Seroces hc. 1200 Harbor Boulevard Weehawken, N107086 This statement represents the one/ official record of your LBS Fancial Services account. Other records, emelt official tadoosnents. contanng conflicting daa should not be relied aces II you base there is an era or OmiS90n please report it immediately n wag to the Branch Manager of the dice serving your account. Atha4' a 'ivies shown are Mended to be accurate, statement detaskreuk1 not be wed a to purposes Rely solok on yethend tax lams , Form 1099. 5498. 10425. etc) when Drepamg your lax return. The Firm required by law toref:co to the IRS alltable drainer% imonta rentable datiotind and table Merest end on sashes hid truent actra nee emends on see trawaelbre, a4 coca battencertain covered swishes- Carommiaellanswe the Fat • Please rimodinn her oral cornanations in *ring to further protect your rights. inducing your itteS ceder the Stones Investor Proteceon Act (SEA) • II the finascol institution on the top let of toe kom ol this statement is not U36 F anciel Sevres LEG Ftracial Sonia carries yew =cunt as chafing broker by arra-gement with the rdeated insteutera We in you of this relatOn5h54 %Plena., opened this accost h the case. your era and ashes a boated a LOS financial Services and rot the trawactrg broker, and you rat make a react of thy ray or omission to both firms As described in the account agreements, WI/55M natty to OP ani errors or fraud acing heeds reflected on your starter* van 30 days alter d was mailed or made available. Alinements shall be deemed complete and accurate n all other respects if not objected a n venti-g within 60 days • Please deect customer complant or hates to the Fiwirs C lent Reborn (Norma at 201.352.1699 toll roe an 903.354-NCO, 8:03 A.M. to 603 P.M FT Monday through Fray, or in *ti rg to LES Financial Services Ix., Client Relations Department, P.O. Box 766 Union Coy, N1 07087. • In case of <UM of galore about an electronic had, transfer ((21). bit payment a UBS Voieckbil card transactions, call 802762-10K or write to UBS FancialSenices Ire., 1000 Karla 814, 6th floor. Yak/Meg NI 07086, Attrt RINVESA Swat Caeca voile as won or ti can, if you hit yco.r statement co receipt 6 nano or if you need more traination tot a transfer on the statement or receipt The Firm or Cad Isar (as alcable)must her from you no Ian dun CO days aher tie Fine sent yOu the lerst statement on which the CM:for problem *pored. - Proide your ma rd accord number (4 am) - Deco& the MN Of the wander you revere about, inisplain as <kerb, as you cth why you believe * is rhea a why you need more hanatim - Pim:de the doer avant ot the suspected era. The Firm or Card Issuer vii h•estigate sou tcompaht and vial correct thy error promptly. For alleged eats Moking UBS Vitae debit cad Irma in, if we take mere Man 10 busionsdays to do as, we will credit par accord for the EMOL•It ytuthnk is in error, so tea you MI hive the use of the money durng the tine it takes us to complete our noestgetion. Please mire all checks ayele to the Fan or the lanai instaith trigkated on he front of 1h6 statement In addition to regular accost fees, accounts may be abject to mama lees, charges for bee payment for securities purchases and charges kr unpaid ar50.555 n cash acme*. Accounts that re transferred to other MM.:laths may be subject to a finder tee. UK Sweep Oates LES offer, options kr swain cash balances balances to bat deposits at UM Back USA and OBS AG Searnkrd branch ditarkSweep Progjanak moneymaker mutual Ards Money Fate red the inteational Depose Accant (DA)la c enamel with in Irderutional ammo Mana;prria Account. Though the Bark Sweep Programs, cash balms re swept to LES Bank USA a to an estabkhed knit ad then to UBS AG Stanford Bench, or a Money Fund. Deposits at U26 Bank USA are FDIC inured in accorda-ce withFCC flies. Format information please hilt wwwfdic Deposes at UK AG Stanford Fereti ad shares of MoneyFundsate rot insured by the FCC. Through tie DA, rabble to cad, balances are swept to depose &cants at UBS AG New Yak Drench and LBS AG Chan Eranch Thew deposits arena iwured by the FCC. Bale-ms held at the UDS AG Cadman Baal ate tempura y reposed to the swear a of the Chan Pack, and are is no guarantee or other obigation of UBS AG to repay the banes while as the LEG Cayman's Brach's books. Deposal a LEG Bak USA and each UBS AG Branch ate mot protected by SIC. Money Fund shres are protected by SIPC. See 'LOS Financial Services Account Protection' below. Chen your request, balences in the Bar* Sweep Program or DA may be withdraw,. and shin of a Money Furd may be Muidated, ad the proceeds returned to you or your secrets Cala Ftrter Herman about available sweep *pars, nackg card it rates and fads, it awibble at wthaubscordwieworekb. from your Fri:nal Advisor or by calling 802762-1000. UN Financial Serra' attain protection The Firm r. A rrinor Iwntor PrOictirn Corporation (WC), which protects stories marts of its mentors up to $912000 (including 12 50,003 kr dohs for mit The SIPC asset protection limit, aPPIY to all accosiff that puha h a partiality cthacity. The Finn, together sal certainaffiliates, has also purchased aparnentatatemion. The airman amount payable to at eIgible clke tc CONIClink Laid. this proton-ion is ZOO man x of Dante, TO, 201S. Stbrd to the poky ordeals ad anthems, cash at the km isfurther protected fa up to $1.9 mullion n the aggregate kr all your accounts held n a patalm capacity. A KA copy of thepoky wordi-g h mailable unon request. The SIPC Notectith ad the suppkmenbl protection both do not may to • Cretin filmed assets controlled by (and Mated n your account value) but held away from LOS Financial Services (e.g., certain (1) cash at UPS ark LEA 00 cash at Les AG U.S.banthes, (4 Muranoe pecans, including vaidele enmities, and (id tires of initud flinch whore such shares re registered direct& li the name of the accord holier on the books rd records of the applied* Aster a trawler agent), • Certain natment contracts or invesement interests (e.g., limited partnenhips ad pirate placements) that are rot mob-toned seder a Secured. Act of HID; ad • Commodities ccrtacts (e.g, foreign excha-ge and preccus metal corwacts). including hares antracts ad commodity option felted,. The SIC protection and the suppanenUI protection do not apply so these assets and Payoterwise appear on your sUtements. The SEC protection ad the aeolernental protection do not protect aganst changes n the market vale of yam investments (oaths as result of market moverrem, issuer barkruptcy or Nana) More irtonnaton 6 arable tan recast ea may cbtan more Worm:wonabout SIC, math's) the SIPC Brockm. by contacting SIPC at 202.371 -83C0 or by seeing the SIPC awbeee at waratworg Dividend Reiwestment Rrogran ((WS) The pie reflected is an arra Nee. You may obtan the awl price Iran yes Fri/Mal Advixr.Oney *ha sham are purchased under Da; partial sham wie be sold ad the cash wia be deposited try your accord The Ward reinvestment price applied by the Aster may • ffer hem the meta price al which the partial shires re sold Geeterin-lieu Ctribr whole urns may be heed n yar acau-n. If you ae entitled to a petal Lnit as a Pewit dam:S.4*rd payment or othetwee, the Film al ether sell parhal win at mallet price a accept an /mord determined by a regiaened shag agency. ad credit you accord. Investment objectives The Maniere objection and risk profile are spec le to each account and may may between you accounts Please advs. the Firm amply in wining of any 5g-decant change haws I finial situation or investment &wows For each ward held, you choose areal the followin investment cbjection CONFIDENTIAL • Prase Cunene/mon*: hvestments seekng die generation of Moms onbi. • Acate Cap6d Approdation. Investments seeing ?owls of principal rather the, the generation of ham. • Produce Conginatian al Incase and Capital Appreciation Nesinints seektrg both the german ol Mane ad growlsof Racal. Overall tisk profiles • Constwarve. Seeks to mantan SIN picipµ with la risk and volatility to the accord Nat esen due means the ware does not game signdant Mom or returns at may rot beep pre with 'ration. • Maleate. Willing to accept some risk to petal and tolerat some vateity to seek higher returns, • Aggressm: Wiling to accept high frA to pnncpi and high wird My to seek high returns owe time. • thatelent Figairy Consideration: d selected a 00-505 of the porHolia! or tat account may Mak complex stages, forked liquidly and gear yobliky. Statement eheureholdier We may concordat all related account statements with te sane alms in the are envetpe, eig. because they have owners etto also mahtan yonl account relawahips an other clients a the same address. If you peeler lo raw individual statements mailed is separate envelopes, you may decltre hocr,eholdng by casing yxr Financial Admor Friendly Gaeta name The Truth* acccu-4 nano is a cusionciple 'warm' chosen by you to assist you with your recoodeeeon0 has no legaleffect on your account You can change txr iriedy scald narK though Octane Service, a by coact eg your FiViloal Athnor. Account overview • Vakse Meow accoun4onTolo. Net ol assets and 'atilt Aswb trelas add* cash balances, values for resfrcted wordy test), ri d GlobalTim Deposes, treated marks to market, and certain assets not held by the Fim. Does red include unpriced sectraPassets at the end rol the prior and arrent statement periods, or primate Ioannina omitted stock options and *actable stool options • Liabildes Includes debie balances. outstanding morph bans, credit lib, shot accord balances. • Cas&eoney balances. Total of uninvested available cash balthces, plus depots balances at UBS Bank USA, LEG AG U.S Branches erd wavy make mutual fund sweep bins, at the am of the statement period awcarediu free creek balances in yes account are not segregated from other balances and the Fim may Lae Sly of these finds lithe ordnay coon. ol As trainee hese funds repayable pan your dread. nes total is included n the anent period closing Vale Lending infonnation For detaled information on the Farts lording puttees and declares. refry to your Chem Relationship SDNY_GM_00023764 EFTA_00134384 EFTA01276155
Important information about your statement (COMIllUdf) Agee/nest or ACCOLII Agreement and the General Teems ad Conditions U3S Statement of Credit Practices hobble in Armond endear/slums at aimpa art MAIThrerVinteirtn100110c. Vow ants Your statement Omen securities end other assets hell is the account at the end of Ow flamers period. You may ask for dewery of by pad seariies at anytime. You may receive securities used as loan collateral after paying sty balate id* on them. Artysecurities translated to tie Skin ciseg the state neat penod are listed at market value as of the end of the statement period. • Cost bald h detemning the cost basis of the securities incbded en this statement, where indicated with the number " l, • WS bundle Services has relied al information obtained from sources other than 'ES Finencial Semites, including information fran another rim a that sum* have Decided to you Finaxial Adam The Firm does rot irdeperokntly vereya gaara-dee the acosacy a valley of ay information provided by souses Car than LESPi-uncial Seneca xkltisn although UPS f inanciel Services gmerafif updates this nfcrmatizn as it is recented the Firm does not provide any MOStegeS exit the hIcornation seder "Con basis^ aril *Unrealized gar/ lose is accurate as of tee date of this statement. As wok please do red red on this nfamtion to make puchne or sale decisions fa tax p.sposes a otherwise. Accounts traderred to the Fim may ref ed gait loss infamaten only fate period id tine they we held a he Fan More historical eternal:en can be aided by mix Fnatial Advisor. • Unrealised ganillonets lateen data s available, ettinated LITOalia4 Glilli10/4•S ore cictiated Ice hlividial sectary lots. The transition data for ialwilat bit mayor may not ref lest animas:cos, dWdPS ardor security reorganizatcn erents g=d and titer reinvestment lots ad systemath perchase lots are each combined to display ore awraged lot The 'Trade date' totem presents the aged transaction trade dale. • Callable smarkles Bonds and sedated stock that the lam cask for tat redsnPlon will be selected irepathalb by lot from am cog all sedeeks d that issue held el ow name or n nominee rime for or clients. Call leave inkmulire is obtaned from third omits and is accuracy is not 9J:ranked. Other call leans moyinia which coed ail ect yield condole edcrmaihn watt* vatted upon request • Certificates of deposit COX. CDs are FDIC awed Lbw 4293,000 in principal and mated inured per depositor ate per depository inaituaxs h ace:Mance with MK ales • Priarealue Prices disolawd f or securities and other predicts may be higher or beer than the price that you would madly wain in the make. New aw obtainedfrom varkus thud party sources which we beleve to be reliable, but we donor dare-nee thee accuracy. - We tweak use the closing price when avMMbka the mean of the bed ad ask price, for listed washes and options cc only bid prices for OTC secuities. - Less 301109 traded securities may be priced useg a subsea, model ix the moss recent prce we obtained ri d may net reflect in actual market price a value - Certain positions may deer witoa a price aryl will thee as 'price was nol available • it we re unable to obtan a awe fora scanty - Depost a securities denominated ilCUITOWCin other than U.S dollars are reflected at tend ehrige rate as of the tatement date. - fcc certain searnes twang n nOn-00nleernerg denornnetions, puce and quality (face oda) may have been adjusted to facilitate raper valuatim To cbuin drum gustabre, when syllabi?. contact ybr Frai-col Ade rxr • Private investments and structured products. nom rummer* "Nunes (et ladrg drat panicipathn program aid real estate investment hat seosilis) and structured prolocts are generalb highly tided. Celan addend pred_cts have not been registered with the Steatites and Exdurge Commoskin or under any state secuntieTaws. Wit Provide egmated Value, for private investment searitis zed structured productsfor erfamattnal purposes any. clattery era guaranteed. - These vibes may differ s.lostati0y from prices, il any. at which a aide needrnerrl thy structured product maybe bought or sold and do rot necesselyraresere the vat* you may feats* upon licesidathrs. - Third party estmaes of VAR Ate as ascertain date rd we supplied to UBS Inarcia Services on a regular basis by an independent satiation firm. - Mat general panne- of sponsce estimated vela', cry, are supplied to **Pm, by the issuer, pineal partner or sparer and may be calculated based on diferent information fran that used by third parties to demise tee 'negated values. - You can obtain aednorel reamateon regarded the methcblogy used to determine the estimate d value and he dale of the iicematin that is the basis kr the estimate by contacting your Financial Advisor - Third party 'singed valets may be reflected as 'Not priced in several smatires: when an indeperelent valuation lire has not oresked a is erode to assign a vat*. new. we become ware that a material heat has caused that may call a athrousy reprted vat* eco question, Cr yawn a value would be high speculathe due to tie nature of the amity. - When neither an bum general partner or sponsor estkrwted value nor a third-pasty Minuted vela is minded, the dim cl the security Mite diKerent Irons its purchase price. - • Detributicas to date' my indude ratan of capita name orboth. - 'Original unit size' represents tie noel cawing pat per unit rdmy not relied you tat best - DIP ad unlisted RErt swishes we not listed on a national securities exchange. and are goner* liquid and own a they can be sold to peke received may be lea than the per tore estirnsted value provided n the accost statement, • Restricted securities. Resisted scarifies generalY ere not curienth etgbk for public sale. U8S Financial Service: use: the motel priced the unrestricted stock of the sane issues as an imputed value fordo restated 5100k theouthoses alai; statement on4c To the extent tut restrkled seorities are elgbk to sale, the vale received may be obstarnialb less th.t the imbued vabe town • Est. Pectinated) income, arrant yields and rates. M estimate of anal income is based an Current dividend and interest rats, assuming the startles will be MU for cm yea- from statement date or until maturity This Mind* nod/ a gudolne; accuracy ad continued income are not guaarrteed — Estimated anal rectae ad cured yield for certain types of leashes could riclude a retest) of pritipal or capital gait in which cane the est income (and currcre yield would be overstated, — Estimated anal income and cured yield and the actual earne and yieU misfit be lower°, higher than the estimated ansuntS. — Are **inn of sneaked income (dive:lend ander interest) dividedbythe current math valetaverage balance is based on the tat dividend or interest pwrnent made by tie issuer and hunts the searbetdepthes will be hell for one year born Ilne statement date or until maturity Accuracy rd continued tell we not guarateed • Assets not held bytes Financial Services. Certain hues ere rot held by the Fins are not *whin the Fern's emanam or control. These assets at displayed on tar statement for informational purposes only. Positions and values presented re provided by die issuing fern. UBS Inancial Sery Services is not respcnoble for this information and does not guarantee es accuracy. These assets in not protected by SeC or to Fern's WpOlemental SRC coverage. • Revenue sharing and additional tompunsaticre — In addition to commissions on saes and Labl lees received n correctionwith the distribution id trulual funds to ow dents we theta our afthale receive lyGnulkhlrir.lPayments Iran di :tabula, ardor advisas of the mast funds that we sell. Shea amounts are based on two cMereni corrpsnonts (k the mourn of tries by UBS of a Palette mutual fund I amib to our clients: and 8) the asset value of a particular rrutual fund farnikes shires held at the Urn — We and as allasete ako receive netwoicing aid orrnbus moms:sing fees n consideration for transfer agent WYSE" that sue darde to the mutual fwd. These fees generally are pad from investor rises n the Nobelium:I and melded data amount bawd on the number of accounts at the broker.clealer Poking mutual bra al that fund family CONFIDENTIAL — h addaion to cornrnissists received n connection with the sale or distribution of snaky contracts and tent investment but trek tooter clients, we anda a/taffeta* recess* reserve shalt; compensation from many of the insurance companies undenwleg the amity contracts, aff hates of the remora carpet or sponsors of tee ant investment tuts we distetute. - Our affslides also meets* trading canranskins rd are convenience, f ran trawl kends and restate methinks Meow predicts we &widest. - We receive en meal he from UBS Bat USA and LIES AG Stanford Ranch Of w to 425 per accrue sweeping to the bats under the UBS Bank Sweep Programs. Adivity hkanabon rezoning conmksens and other chases insured el conneahn with the exedeen of trades, ecLeerg option transactions has been incead on canteen/lions areaway !writhed to you, ri d vat be profiled to you promptly on repast. Stied aNling d you are engaged in short selleg a security, you may ins a charge dm to cabin tonoweg costs for that parteulir security. Open orders Regarding men or • gni-till-canceled' ceders that were not executed by the swam* date, open buy and see slop orders are Forbad by the mount ol dividends or ridhtf cn an ex-divider.* a er-retre date unless eanxted otherwise by yo.s. You are responsbk for ceders that are executed da to your lalure to cancel *est ing open orders. Mew To obtain a copy d of current Client Privacy Notice. plea* contact you FnanualAchiscr or von our websne at mew of r0m/090.0nme,fer IRS Firmed Strokes a not a bank The PM A, Business Services Account BSA and IRMA ay lackinge accounts which provide access so banking services red prodds tut* arengements with aff Sued brays end other Ihniparty banks, and provides access to inmate and 'zonal), [rodeos Mad by unaffiliated thid-party reura-he ampanes through insurance agency subsdianes of UBS Financial Services Inc. lwasment. mina e. and aruity products, Not FOC inured • No bank gumtree. May lose vat* RMA. Resource Mnrpment Aim? ret, Business Services Amount BSA, IDA ad intonational Resource Management Accost at registered service maks of IRS Preened sauces he WS Signature e a registered service MA 01 Viso human:nal LBS vise Signature ova cads and IBS Saw debt cards are issued by MG Bank LEA with Permssion from Visa USA Incorporated. UBSPinertial Sereires Sae by 201604 SDNY_G M_0002 3765 EFTA_oo134385 EFTA01276156
4tUBS lies Financial Stink's inc. Private Wealth Management 299 Park Avenue 25th floor New York NY 10171.0002 CNP70061547750916X13 Y1 0 Resource Management Account September 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ07666-0308 Account name: GHISLANE MAXWELL Friendly account name: Indiv.Check/Car Account number. Your linandal Advisor SCOTT STACKLIANLYLE CASRIEL Phone. Questions aboutyour statement? Call your Financial Advisor or the Value of your account RMA ReSOurCeDne at 800-RMA- 1000, account 029323576 on August 31 (4) on September 30(4) Your assets 134,076.18 101,411.56 Visit our websIte: Your liabilities 0.00 0.00 5wirw.ub5cornainancialsewices Value of your account S134,076.18 $101,411.56 Tracking the value of your account ThcL63fICS 71.6 Dec 2014 Dec 2015 134.1 101.4 Aug 2016 Sep2016 Sources of your account growth during 2016 Value of your account at year end 2015 41,932.36 Net deposits and Wthdrarials Your MeStinent retuin Clitedend and interest income Chance in market value Value of you scone on Sep 30. 2016 499,469.64 59.56 SO 00 6101,411.56 SDNY GM 00023766 Member SIPC CsiP703093C6454775Ne70C0305i 44 C0006 0916 03057500t Y123576550101000 Page 1 of 8 CONFIDENTIAL EFTA_00 134386 EFTA01276157
SUBS Resource Management Account September 2016 Your account balance sheet Summary of your assets Value on September 30 a) Percentage of your account A Cash and money balances 101,411.56 100.00% B Cash alternatives 0.00 0.00% C Equities 000 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0 Total assets Value of your account $101,411.56 $101,411.56 100.00°0 Account name: GHI$LAINE MA51/4EU. Friendly account norml iv. ar Account number: Your current asset allocation A Eye on the markets Index Percentage change September 2016 Year to date S&P 500 0.02% 7.84% Russell 3000 0.16% 8.18% MSC I - Europe, Australia & Far East 1.27% 2.20% Barclays Capital U.S. Aggregate Bond Index -0.06% 5.80% Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on September 30, 2016 3-month Treasury bills: 0.27% One-month LIBOR: 0.53% chincogegois4s4n6 Ne70C030Si 44 COCOS 0916 030579004 Y123576550 KogjpiyGm000237Mge 2 of 8 CONFIDENTIAL EF1'A_00134387 EFTA01276158
SUBS Resource Management Account September 2016 Change in the value of your account September 2016(Si Year to date (S) Opening account value $134,076.18 $1,932.36 Deposits, including investments transferred in 14,970.76 286,185.49 Withdrawals and fees, including investments transferred cut -47,637.75 -188,715.85 Dividend and interest income 2.37 9.56 Closing account value $101,411.56 $101,411.56 Account name: GHISLAINE MAXWELL friendly account narne:InclivCheckkar Account number. Dividend and interest income earned For imposts of Ms Statement, twatilty of interest and omdend income has been determined tan a US la rePodir9 CenPedive. Based upon the residence of the account holder. account type. or product type, tong interest ander dvidend payments may not be subject to United States (US) anda Puerto Rico (PR) income tars. The dent monthly Ratement is not intended to be used and cannot be reoed upon foe lac purposes. Clients should refer to the acciicatie to reporting forms they receise from LeS annualy, such as the Foons 1099 and the Forms 493, foe to reporting information. n is the practice of UBS to file the aciskatte to reporting Joni vAth the US Interrs0 Revenue ServiCe and PR TreaSury OeCereTent. and in sigh loans accurately dasIfy littelefia ArCYCI InteeeSt a la eterrpt or iamb* extent nest consult your intivolual tax preparer. Septembet 2016(S) Year to date (I) Taxable interest 2.37 9.54 Total current year $237 $9.54 Prior year adjustment 0.00 0.02 Total dividend & interest $237 $9.56 Cash activity summary Your 11I medal Advisor: SCOTT STACKMA:go/LE CASRIEL See account activity this month for deta Is Sines In your Sweep options are tnclueecl In the °penny and closing bgances vat*. FDIC insurance /ivies oozy to csapasin a u85 Bank USA, not to deposes at LOS AG, Starrford Branch of bard( deposits placed throush the UBS Inteinehond Deposit Account pogrom. SIPC protection applies to money market sweep find holdings but not bare deposits See Important information about your statement on the tzt ten pacts cf this document for &fats September 2016 (SS Year to date (S) Opening balances $134,076.18 $1,932.36 Additions Deposits and other funds credited 14,970.76 286,185.49 Dividend aid interest income 2.37 9.56 Total additions $14,973.13 $286,195.05 Subtractions Checks and bill payments -41,938 03 -172,989.71 Card payments -96.72 -1,028.32 Other funds debited -5,633.00 -12,697.82 T-)t.if subtractions -$47,637.75 -$186,715.85 Net cash flow -$32,664.62 $99A79.20 Closing balances $101,411.56 UBS Bank USA Deposit Account APY 1101A11.56 Interest period Aug 5 - Sep 7 Opening UBS Bank USA Deposit balance Aug 5 S136,363.04 Closing UBS Bank USA Deposit balance Sep 7 $115,352.63 Number of days in nterest period 34 Average daily balance S133,463.68 Interest earned $2.37 Annual percentage yield earned SDNY GM 00023768 002% CHP700033064S4777NP70033C6I44 00035 0916 03057900t V173576550 1010CD ►aye 3 of 8 CONFIDENTIAL EFTA_00134388 EFTA01276159
4t UBS Resource Management Account September 2016 My Choice Rewards Points from UBS Account name: Friendly account name- ir Account number: Rewards points are selected as at the 26th of the month or the once business dw it the 26th Ms on a weekervitnactat Rewards pant aal•ty detats can be found On VA144. uosx co ion if neservires September 2016 Year to date Opening balance 5,424 4,279 Points earned 86 1,231 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in important information about your statement at the end of this document. Your room objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment eligibility cons;derabon None selected 5,510 5,510 Your account instructions • You account is currently coded for malin • Your account cost basis default closing method is EliO, First In, first Out. Your Kaneda Advisor: SCOTT STACK MAMLYLE CASRIEL C '0'70000306454778 NP70C0305I 44 COCOS 0916 030575004 Y123576550 tOneitme000237fftget 4 of 8 CONFIDENTIAL EFTA_00134389 EFTA01276160
SUBS Resource Management Account September 2016 Your assets Account name: CHISLAINE MAXWELL Friendly account nurse: Indry Cher.WCar Account number. Some pnces, Income and current eaves shown may be approximate. AS a wpm. gains mcllassts may ma be &weakly reflected. See suportma Mloovetron about your noternent a the end of this cecumern for wore inforrunon. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bank USA &rout account balances, UBS AG Slaraord Branch deposit account baances and money market mut ua fund sweep batances. UBS Bank USA deposit account balances are Insured by the FOC "Min epplicatle limits, but are not protected by SIPC. UBS AG Stamford Branch deposit account balances an not insular! by SDK and are not protected by SIPC Money market sweep balances are protected by SPC but are not insured by the FDIC. Ste the rmportant information about your statement a the end of this document for details abort those balances. inking UBS BANK USA DEP ACCT Your total assets Your Pi nandal Advisor: SCOTT STACK14ANILYLE CAMEL Openng Deluxe Closing Nlence Price per share Average 0.40.ndinterest Days on Sep l(5) on Sep 30(S) on Sep 20 (I) rate belied period Cap mount (5) 134,076.18 101,411.56 250,000.00 Percentage ol Cost Blmlite0 Unrea1zecl wive on Sep 30(51 your &count bases (1) annual 'name (S) gain or IOSS(S) Cash Cash and money balances Total $101,411.56 100.00% $101,411.56 101,411.56 100.00% 101.411.56 Account activity this month Date Adhity Description Amount (5) Deposits and other funds credited Sep 28 Deposit FEDERAL FUNDS DEPOSIT BY CHRISTIE'S INC. AT JPINORGAN CHASE 14,970.76 BANK, N A Total deposits and other funds credited $14,970.76 Date Actittty Description Amman IS) Dividend and interestincome Taxable interest Sep 8 Interest 085 BANK USA DEPOSIT ACCOUNT AS OP 09(07116 2.37 Total taxable interest Total dividend and istarest income $2.37 $2.37 SONY GM 00023770 C riP70X03064S4 779 NP7003305I 44 00036 0916 030575004 VS23576%0101000 Page 5 of 8 CONFIDENTIAL EFTA_00134390 EFTA01276161
*UBS Resource Management Account September 2016 Account activity this month icontioeco Check cumber Date Checks 005024 Sep 21 005025 Sep Id Total checks Account name: GHIKAINE MAXWELL Friendly account name: India CheckfCar Account number: Your Nonacid Advisor: SCOTT STACK MANLYLE CAMEL Dexamion Amount (S) KIMBERLY CALVACCA -590.00 MARKS PANETH & SHRON UP -22/000.00 472.590.00 Date MIJIy Descnpiron Ammo (I) Bill payments Sept Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -556.98 Sep 2 Withdrawal ACH WITHDRAWAL UNITECHEALTHONE 40.22 Sep 6 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -9,128.72 Sep 7 Withdrawal ACH TO Florena Rueda AT WELLS FARGO BANK, NA -9030.00 Sep 9 Withdrawal ACH WITHDRAWAL AMEX PAYMENT -592.11 Total big payments -$19,318.03 Date Description Sep 16 CREDIT CARO PAYMENT 96.72 Total card payments 496.72 amota (I) Card payments Makin Payment Cue Payment Due Oat Credt knt Ayala /tie Credt Line Outstanding Mance U.S 'Asa Signature audit card(s) payment information for October 23, 2016 $96.38 Oct 23, 2016 $35,000.00 331,911.33 Other funds debited 13,088.67 This troll card is emceed in UM Pay Credt cadframes-0 MII autanalway be add km your accourt Your payment Is scsecued for October 18, 2016 we monde thisinformation oil yore UBS visa Signature credit (ads scleiy as a cornesy to you. The UBS visa Stream <fedi card and account me lu Led by uBs Bank USA. UBS Bank USA sends you t)e Medal steamer' for tHs account and you snow mat your moment mooting to their insUtabans. We do not I Ada your cutsunding melt cad baste in the ram ol your account with utiS rinancia semces inc. Date Acthily Description Sep 8 Transfer JOURNAL TO VI 23655 MAX HOTEL SERVICES CORP. -2,828.00 Sep 13 Withdrawal FEDERAL FUNDS TO Tracey and Associates PC Op AT THE BOSTON -2,805.00 PRIVATE BK. & TR An int Total other funds debited -05.633.00 0010000306454780 HP70003.06144 00006 0916 030575004 Y123576550 lOgighyGm000237111aige 6 of 8 CONFIDENTIAL EFTA_00134391 EFTA01276162
*UBS Resource Management Account September 201c. Account activity this month ccontnued) Coate Activity 0tscrobon Amount (1) Money balance activities Aug 31 Balance forward $130.076.18 Sep 6 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF C902/16 .597.20 Sep? Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 0906116 -9,128.72 Sep 8 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 09'07116 -9,000.00 Sep 8 Deposit 085 BANK USA DEPOSIT ACCOUNT AS OF 0907/16 2.37 Sep 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0905116 -2,828.00 Sep 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0910916 .592.11 Sep 14 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0913/16 -2,805.00 Sep IS Withdrawal LUIS BANK USA DEPOSIT ACCOUNT AS OF 0914/16 -22.000.00 Sep 19 Withdrawal U115 BANK USA DEPOSIT ACCOUNT AS OF 0916116 .96.72 Sep 22 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As Of 09121/16 -590.00 Sep 29 Deposit UBS BANK USA DEPOSIT ACCOUNT 14,970.76 Sep 30 Closing UBS lank USA Deposit Account $101,411.56 Account name: GHISLAINE MAXWELL Friendly account nun.: lndiv Ched4Car Account number. Your Mnandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Tho UBS an USA Copan Account it your primary sweep gallon SONY GM 00023772 0070009306454711 NP7000306144 00006 0916 030575004 VI 23576550 101000 Peg* 7 of 8 CONFIDENTIAL EFTA_00134392 EFTA01276163
*UBS Yournotes anamomes.... xram.o.a.oaa am e mama mama. to., ca 0, 02.,... a a End elsoment kr annum number CONFIDENTIAL EFT,O01,B93 EFTA01276164
Important information about your statement U3S Fruncial Services M. (the Firm or UBS Fnarcial Strikesl is a member of all principal acuity, ccmrrocky and caters exchanges. CBS Financial Services and U65 Balk USA ace i-diect subsilenes of UPS AG and aft ibaks of UES Seosties1.1.C. The Fames thane* statement k available upon retail. The Font encore& Olken re a. LES Fina-col Simms 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the only official record of you' 116 Fhancial Services account. Other recads, rcept official ter docunents contanng conflicting data should not be relied wan II you bah* there is an error a OmiSPOn please report it immediately n wrong to the Branch Manager of the *Gee serving your account. Allthody, a hymn shown are Mended to be accurate, itatement ditaticuld not be wed fa to purposes Rely selobi on yemend tax kerns. (ie , Form 1099. 5498. 10425. etc) when prepawg your lax return. The Finn required by law to rum to the IRS all tamable &eidetic% report/kb non-ruble &Mena and tsxtk Merest end an smarts held nyous atcant, nee pane on see travadens, ad cost basin:nal-lain covered skulks Czeanalaellans with the Flan • Please reicordinn sot oral corremnertions in ening to f unit. protect your fist*. inducing you rktotS lender the Secular Investor Protection Act (M7A) • B the fina-col Mttulioncn the top left of the had of this streets Is not LES F rum* Seryken LBS Francial Sent* carries yew accaint as dewing broker by arrangement with the Metaled insliturn We informal you of the relatOnSht, when you opened this an n. I. the case. your kr& aid rarities tee located a LOS financial Services and rot the ritoixeg broker, ant you nut make a roncre of any wee or omission to both firms As described tie account agreements, you must no* us of arty errors or Yard Marry chedcs reflected al your statement with 20 days alter It was moiled or made available. All daemons shall be deemed complete and accurate ri all other respects if not objected to in wen; wthn 60 days • Please diect customer complicit or rgihes to the F hn's C lent Ratan Detainment at 201.352.1699 a totter a 903.354-9103, 8:03 A.M. to 6A0 P.M FT Monday through Friday, or in corm to LES Financial Senices Ix., Client Relations Department, P.O. Box 766 Union Coy,* 07037. • In case of <ryas Or craellian about al electronic fads trod* permed a UBS Vetdebit card transactions, call 822762-1000, or mite to UBS FroncialSenices ft ., 1000 Rata' Blvd., &Mho% Week/Mery NI 07066, Attn RIMS* Servers. Cal ce write as soon in you can, tame/irk you statement a receipt k +wens or if you need more rdamatim for a transfer on the statement or receipt The Firm or Card Oaf (as appleable)must her from you no In than CO days slier to Fein sent y0u the trst statenwre on which the error or problem append. - Pride your runt ad amant nurripar 6f any) - Decoke die !MX Or the transfer you revere about, and rplain as <km& as you cal why you believe it is al enix a why you need mote iicematem - Pridethe dolor arrant et the suspected era. The firm or Card Issuer vii investigate sir compaht and MI correct any error promptly. For alleged errs imolving UBS Via debt card Ira-nadir% if we take more than 10 bus i-ess days to do this, we will credit your accord for the noun ytuthnk is in error, so tat you will have the use of We money duties the tine it takes us to ccmplete our nostiption. Please mire all checks payele to the Fein or the rencial hatter, reckated on he bent of the statement In addition to regular accort fees, accounts may be abject to mailroom* lees, changes for late parent ice securities purchases and charges kr unpaid aware n cash amt.*. Accouits that re transferred to other asst ins may be subject to a trawler Ise. UBS Sweep Options LAOS offers options kir sweeping cash balances balances to back deposits at CBS Bask USA and LES AG Nankai branch (Balc Sweep Pregame), moneymaker mutual Arch Money Font) aid the International Deposit bacon (Drape c gatemen wadi n Marutional %mar Management Account. Trough the Ca* Sweep Programs cash banes re swept to LES Bank USA Lo to an established knit aid then to UBS AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA are FDIC rimed in accorda-ce withFCC min. Format dormatim Yaw wwwfdic Deposes at LES AG Stanford Brach ad shares of Money Fads are rot hosed by the FDIC. Through tie DA, available to cash Irlaves are swept to depose accents at UBS AG New Yak ranch and LEG AG Caymm Ranch Thew deposits arena Muted by tie FCC Balances held at the UBS AG Carman Brandi are tempers* reposed to the sovereign lit of the Cayman Wads, and Were is no swearer or other obigation of UBS AG to repay We Saxes while cri the LES Cayman's Brach's books. Deposal at LES Park USA and each UBS AG Branch are not protected by SIC. Money Fund shres are protected by SIPC. See *LISS Financial *vices Accent Protection' below. Upri your request, balances in the Bank Sweep Program or DA may be withdraert and shwas of a Morey Furd may be licridated, and the proceeds returned to you or your monies =CUM. Aster idormalon about available sweep optcro, ncladrg cement interest and yields. i available at wmtrubsconlsweepkekb. from your Fri:haat Addy"' ce by calling 800-762-1000. UBS Financial Service. attain protection Th. Sim r. a marhiir4 thi Cri-i rani hada Pertain, Corporation (WC), whidi protects 163-rlieS accantsol its mrthers up to $502000 (including 1.250,003 ke darts for cash). The SIC met protection limits aPPIY to all acocark that you hold h a particur- cmacity. The Fkm, together mil certainaffiliates, has aho purdrmi opplemental protection. The madman amount payable to at elgible diem, coPeclineY incke this protection is SSOO maroon a of December 10, 2015. %bed to the poky medal:ins ad lmi anions. cash the Finn is further protected fa up to $1.9 million n the aggregate feat all your accounts held n a patio** cmaity. A fir copy of thepoky wading is available moon request. The Slit protedim ad the supplemental protection both do not aria' to • Cram *atrial assets controlled by (and haard n your account value) but held away from UBS Financial Services (e.g., certain 0) cash at UBS Bark LGA, cash at Les AG U.S.ranrhes, (4 seance poixts, including writhes enmities, and (id Wares of Maud funds whore such That, re registered drink in the name of the account holier on the books rd records of the applied* ante a trader agent), • Certain niesb-nent contracts or iniesement interests (e.g.. linded panne/ships end private placements) that are rol regitered seder M Securkies Act of IUD; and • Commodities contra* (e.g, kreign excha-ge and preccus metal contracts). including futures contacts and comradely option contracts. The SIC protection and the suppeiminkl proteclim do not apply so these assets then if ivy oterwise appear on yea statements. The SEC protection ad the talikernental protection do not protect agent changes in the market mix of data investments (asethe e result of market movement, issuer badiruptcy or armee) More ireonnation is avrable taco reeler*. You may obtan more informationabout UPC, including the SIPC Crochet. by ardacting SIPC at 202.371 -83C0 or by dieing the Ste( webere at wows/ mom Dividend Reiwestment Pregreen (DRIP) The pie reflected is an aierate rice. You may obtan the actual price km yar Fri/trial Advixr.Onk *hoe shares re purchasedunder DPP; pedal shares will be sold aid the cash MI be &posted II your account The civickrd reiwestmert price applied by the ester may • efer from the market pace al which the partial tames are sold C eu CnB whole ants may be held n your acaun. If ye* re entitled raps* rnt as a nesuh da ckeiderd payment or otherwise, the Firm will ether sell pawlImes at marl* price a accept an amard determined by a regiaered clang agency, ad credit pat accost Investment objectives The investment objection and risk profile are spec lc to each account and mesr vay between you amain Please advise the Firm promotly in wring of ay soya joint change in yon InaThcial snuation or investment obstetrics For eachaccord hed, you choose one of the folbwi-g hemmer objectives. CONFIDENTIAL • Frocks, Cunene income: Investments seekng the generation of income any. • Acb.;••• Cape*, Appreciation: Investments seek rig pipet of principal rather than the generally of Home. • Produce Conebnuro of axone aol Capital Appreciaton. Ivesinents seekrg both the generator ol Oscan@ ad growthof taxi*. Overall risk profits • Conse.wdee. Seeks to maintain nitel arcipan with low risk and volatility to the accost oorall merit tut means the earn does not generate sight kart income co mum' and my rot rep pace with • Moderate. Wiling to accept sane tit to pinekal and tolerate some 'votary to seek hsher returns. • Aggress/re: Wiling to accept high mit to pontos' and hey valet lily to sea high returns or time. • mattreant Figabliry Consideration: I alerted, a Pato Of the porHoli, f or that account may ixIsle complex strange% forked brick aid grater voUtiky. Statement •hertetholdier We may coreordale all related account statements with We sane adiess h the same envelope, mg. because they have owners who alto mahtain fiord account relacrohips well other rents a the km* address. If you peeler to wont indnidual trammel mailed ri separate envelopes you may decline har,eholdng by • par Fine-cal Ai dor Friendly acorn name The Fordey acecu-4 nano is a macre:Milo 'nickname chosen bJ you to assist you with your reccedreorg has no legal ellen on y0ur account You can change rata ririend9 scald tires. though Ontrie Service, a by canticle-9 your Financial Adam. Account overview • vat* of sow accowitOon(ok. Net of meets and liebilitic • Assets hcbdes amid* cash balances, yr* to, restricted wordy test ), and GlobalTine Deposes, area marks to ma-ket, andcertain assets not held by ix Fern. Does rot include unpriced seculietassets at the end a the ;dor and anent statement periods, or primate ivestments. imitated stock options and eorceable stock options • Mabittes Indudes debit bala-ces cutstarding many, bins, credit lira sheet account balances. • Caslthooney balances. Tea of unimested arra* cash balances, plus deposit telexes at UBS Bank USA, LBS AG US Branches ad mcney make, mutual fund sweep bins at the onto of to statement period hai-ccervirodik free oink balances in yes account are rot skivvied from she balances and the Fin may sae arty of these lads the ordnay course ol is brined These funds we probes urn your downed Iles total is included n the arrant period ckning vaiJr? Lending idonwation For detared poloirrlation al the firm's lerdig practices and *Omen refer to your Client Rebtionrip SDNY_GM_00023774 EFTA_00134394 EFTA01276165
Important information about your statement (COntIntled) Aueenern or ACCO-rt Agreertent and the General Terms Ltd Conditions U3S Statement of Credit Practices boilable in Agreement indeed :sures at mop ea< cronstwenioneekrantr eat Yew rests Your statement itemizes *cunt*, end other assets hell it the want at the end of to slanimers period. You may ark for dewery of icy pad stashes al anytime. You may receive securities used as loin collaterg after paying any balance do on them. Any securities translated to be Firm caserg the stalemmt period ale listed at market via as of the end of the 'Stoma period. • Cast bads h detemining the cost basis of to securities incbded in this statement, where indicated wih the number " l, • .55 F nonce' Services has relied cri information obtained from sources other thanLES Financial Semites, including information from another rim a that sum./ have provided to yes Fnarcul Adam The Film does riot irdepenantly terry a sande the aco_racy a yeah), of wry idormation provided by KUM Car than LES Sioncial h ealtion although UPS Proncial Services general& Leodates his nIcemation as it is recerved, the him does not provide any assuraxes that tie illCrrnatian crier "Con base and *Unrealized gat lose is accurate as of the date of he statement. As aids please do not rat on this nfarnation to make rudest ix sale decisions for tax nunoses otherwise. Accounts torderred to be Firn may renal gaff loss Hama:A only for the period tine they de held ate Filet More historical rilormation cube abed by yar Fnaxial Advisor. • Unrealised gaits/Iona When darts n awilabk, estinated tretaliZed Glinfil0/4•S ore cactstalod Ice raviital warty lots. The transaction data for idvidual bit may or my not reflect commisions, rZ dor security reorganization events an d and °ter reinvestment lots ad systematic pica* loll are each combined iodinates ore averaged lot The 'Trade date' coLenn presents the ugh,' Vansacton trade date. • Callable sorbs Bonds and pained stock that the Omar oats for eat redenwhan will be selected moat:* by lot from amscp all SenItneS of that asue held in our cornea in nominee nane fee or clients Call bare nlaration is cbtaned from third parties and es accuracy is not 9J:ranked. Other call fealties may am, Myth toad Awe tight complete information will be provided upon request • Certificates of 'Await COX. CDs are FDIC awed wow $283,000 h principal and accrued intenni per depodor and per depository intik-eke, in accordance wit, MK riles • Prialvaled Prices displayed for securities and oter proctets may be higher or boll than the price that Au would ertualY receive in the maker Bids we obtained from ae.as tilt party sources whiti we tease to be reliable, bit we donor gore-lee ther accuray. - We arum* use tie dodo; price when avagge the mean of the bid and ask prices for listed ,wadies a-dope:era or only bid prices for OTC searlies. - Less 3antir traded securities may be priced using a valuation model ate moss recent peke we dawned ad may not riled in actual man price a vase - Certain positions may apex witcot a price aryl will tow as 'peke was nol avaslatee• it we we unable to obtain a price fora wady. - Deposih a securities denominated n Winton Other Nan U.S dams at reflected at the 'trite rate as of the Patellent date. - rove certain searnes fading in non-conformrig denornnations, price and quality (friee segue) may haw been adjusted to brans paper valuatim To obtain arnent grotabre. when available, contact ccarcel Adencr • Pt teats inveaUnenla and otrucured products. Niv)10 noestrnal sew a as (eclair) died participation program and real estate investment lust searitis) and struclued pro:Loch are generalb highly aped. Celan dna-tend prod_ols have not been reordered with the SeCtiritteS and Exch Commission or under ry slate secure:row. LW ,.,white estrnated values for private investment sautes ird strutured products for tdamatinal purposes cry. Asarary Sam gudanteed. - These vibes may differ sibstavisty Iran prices, il any. at which a aide needrneell riy structured product maybe bought or sold and do net necesszeiy represent the vat* you mayNang spat liquidation. - Third petty somas of vain are as ascertain date ad av supplied to UBS Finarcid Services on a regigar basis by an independent vadition firm. - ash general Danner or sponsor estimated vales. nay, are applied to the Fm by the *suer, general partner or wornor and may be calculated bawd on deferent information from tat used by third pities to derive teir 'aerated values. - You can obtain additorol eternal/on regarding the metcoblogy used to determine the estimate d vela and the dale of the Hamelinthee is the basis fa the estimate by contani-o your Financial /tabor - Thirdpatty 'sanded valises may be reelected as 'Not priced' in several situations when an 1-dependent valuation Jim has not %WOW a is vulg.to assign a saw Awe-owe become ware that a matenal hunt has coaxed that may call a preausy rep led valise it question, or when a value would be highy specula:re due to tie nature the unsay. - When niter an issuer, general partner or wonsor estkruted value nor a thrd-paly estimated sad is prondat, the vale ol to sacra write dilferent Irene its cached price. - •Ddribution to date' may indude retun of capita tromp orboth. - 'Original unit size' represents to hkial aiding skewer trill Aylmer not reflect you cop bast - OPP rd unlisted REP sautes se not listed on a national securities exchange, and se goner* liquid and own r they can besot. tie peke received may be led than the per tare *dimmed vat* provided n the avant statement • Restricted ssouritiits. Reacted stunt generals, are rot currency elgtok for public tale. U8S Financial Seivictt uses the mirket priced the wantricted stook of the sane issues as an inputed value for the restricted stock Wrourposes aegis statement orgy To the extent that restkled secuties are elgbk to sale, the value received may be sibstanualy less than the imaged whet town • Est. festinated) income, anon yields and rata M ennuie of annual income is based on curets dividend and interest rates, assailing tie seosites will be held for cne yew from statement date or until maturity This intimate nosy a gudolne; accuracy and continued income are not guaarrteed - Estimated area kerne and current yield fa certain types of leashes could rickole a retun of prised:dor capital gains in which caw the est income (a -dared yekl would be ownlated. - Estimated anal income and cured yield and to actual ?cane and yieU mift be lower°, higher than the estimated amounts. - An festinate of drubbed income (del:lend ander interest) divided by the current market valigaverage balance is based on the LW dividend or hided paiment made by the issuer and 169-tntl tie sectreiegdeards will be held for one year Iran the statement date or until maturity Accuracy and continued well we not aura-need • Assets not held bytes Financial Services. Certah assets se rot held bytalent rod not *whin the Fern's posseision or canal. These assets ere displayed on rya! statement for informational purposes only Positions and values presented re provided byte issuing fern. UBS Financial Seraces is not reword/ale for to information and does not guarantee es accuracy. Thew assets aro not protected by SRC or to Finis WpOlernentel Slit coverage. • Reviews sharing and addationsloompunratices — In addition to commissions on mitt and Lib. I lees rectified n correctionwith be distribution a mutual funds to ow dents we anchor our aurae, receive revenue trim) Payments tom dianbutors ardo ad visas of the rats funds that vie sell. The.. amounts are based on two oWereni corrpononts (k the amoud of Ulei by UBS of a Dakar mutual fund I arnikt to our clients: and d) the asset value of aparticular mutual fund famikes shires held a the Iran — We and us Allot* ako receive networking and orrnbus procening fees n cornderation for transfer agent WYSE, that we poste to the maul knob. These fees generally are pad from investor assets n the meal lured and &watered dolls amount based on the amber of accounts at the broker.clealee holing mutual bra of that fiend rani* CONFIDENTIAL — h addakin to commissions received n connection with the sale or attribution ol arruey contracts and as investment but units tow clients, we cede our affiliate recent rewind sharp compensation frommany of the insuance companies antennae-I; the arriuity contracts, aft/was of the hegira carps-Ws or sponsors of tie snit imesimmt tugs we distiate. - Our affiliates also receive trading commaskins and other convenience, frail maul knots and Munroe companies whose taxis we ambush - We receive an areal he from UBS Bat USA al UBS AG Stanford Branch Of Ilato $25 per accare sweeping to the barks under the UBS Bank Sweep Program. Adivity ha:oration rezoning commksions and other charges toured h connection with be exeogeri of trades, &vexing option Vansactions has been incbeed on cord irtlatiOre prewousy furnished to you, ri d Al be prosided to you on:molly on repast. Shoes selling II you are engaged in short anew a security, you may ins a change dam, to Certain tonaweg cosh for that particular seasky. Open orders Rending wen or *gociatibriancelled' aden that ware not executed by the illittfIlta data, open buy and sell slop orders are rained by the mount a dividends or r4ntf cn an ex-dividends a ewritrls date unless retnxted otherwise by pit You are responsbk for orders that are executed Oa to your bdure to cancel biting open orders. hived To obtain a copy ot as current Client Primacy Notke. please Waal yea FnarvialAchisce a um our wank at mew oh, com/eviva•vi,rtfev IBS Fine-kid Swirkes is rota bank the WA Business Services Account BSA and IRMA are takinge accounts which provide dons so barking services and protests trot* sungements with all Aged banks and other Ihniparty banks, ri d provides Mtn to retrace and annutlf [roach Cued by unaltilaedthid-party raurrice companies through insurance agency subsidiaries of UBS Financial Services Inc. torestnerl, mace. and aversely products, Not FOIC inscred • No bank guaantew May awe wax RMA. Resource Management Arent Business Services Amount BSA, IPA and intonational Resource Management Accord at registered service malts of UBS Fnancii Services Fx WS Signalise e a registered service mirk of Visa human:nal LISSVise Sigma* cede cards and IBS Vna debt cards are issued by UBS Bart USA with Perrnssion tom Visa USA hcorpaated. IJM Pindwial Sonless 'no Phi 201604 SDNY_GM_00023775 EFTA 00134395 EFTA01276166
`U BS U8S Felancial Services he Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 chnoo559i855 sou Y1 0 Account name: GfrliStANE MAXWELL Friendly account name: Indiv.ChecIdCar Account number. Your financial Advisor. SCOTT STACKMANILYLE CASRIEL Phone. Questions about your statement? Call your Financial Advisor or the RMA ResourceLine at 800-RMA-1000, account 029323576 Resource Management Account October 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Value of your account on September 30 IS) on October 31(5) Your assets 101,411 56 97,180.71 Visitor's website: Your liabilities aoo aoo www.ubstomainancialservices Value of your account 5101411.56 $97,180.71 Tracking the value of your account The uc...3fICS 71 ,S 1014 97.2 4 Dec 2014 Dec 2015 Se02016 ors 2016 Sources of your account growth during 2016 Value of your account at year end 2015 $1,932.36 Net deposits and withdrawals 595237.23 YCUr ilVeStrlent return Dividend and interest income $11.12 Change in market gait* 50 00 Value of your account on Oct 31.2016 $97.100.71 SDNY GM 00023776 Member SIPC CNP70001005591055 NP7000193559 00006 1016 030575004 Y123576550000000 Page 1 of 8 CONFIDENTIAL EFTA_00134396 EFTA01276167
SUBS Resource Management Account October 2016 Your account balance sheet Summary of your assets Value on October 31 (9) Percentage of your account A Cash and money balances 97,180.71 100 00% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $97,180.71 $97,180.71 100.00% Account name: Friendly account name: Ir 1 Account number: Your current asset allocation A Eye on the markets Index Your K medal Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, UBS AG Stamford °ranch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 31, 2016 3-month Treasury bills: 0.35% One-month LIBOR: 0.53% Percentage change October 2016 Year to date -1.82% 5.87% -2.16% 5.84% -2.04% 0.12% -0.76% 4.99% CNIVCOOS0059318S6 NP7OCOI93559 C0036 1016030579004 Y1235165500301VYGM000237,99u 2 of 8 CONFIDENTIAL EFTA_00134397 EFTA01276168
I_JBS Resource Management Account * Change in the value of your account October 2016(Si Year to date (S) Opening account value $101,411.56 $1,932.36 Deposits, including investments transferred in 8,538.73 294,724.22 Withdrawals and fees, including investments transferred cart -12,771.14 -199,486.99 Dividend and interest income 1.56 11.12 Closing account value $97,180.71 $97,180.71 Account name: GHISLAINE MA (WELL Friendly account natela:Indiv CheCkkar Account number. Dividend and interest income earned For outposts Of INS statement, tenablty Of interest and Cnildend income has been determined (KM a US tin itP0fing CenceClOt. Baud upon the residence of the account holder, account type, or prod.(' type, torn. interest arch dvidend payments mad not be subject to United States (US) ardor Puerto Rico (PR) Income tams The dent mouthy statement is not intended to be used and cannot be reified upon for tar purposes. Clients should refer to the antiKatie to reporting forms they receise from UBS annualy, such as the forms 1099 and the Fens 493, for tax reporting information his the practice of UBS to file the 800i(atle 10 reporting fortn5 with the US Intert0 Re Venue Sense< and PR Treasury Department and in Sigh forme arrulatety dasIfy chicience. audio Interest as l& exempt or teat,* Dexter* Pleat <Onion your indisdual tax preparer. October 2016(S) Year to date (S) Taxable interest 156 11.10 Total current year $1.56 $11.10 Prior year adjustment 0.00 0.02 Total dividend & interest $1.56 $11.12 Cash activity summary Your Financial Advisor: SCOTT STACK MANLYLE CAMEL See account activity this month for dela Is Banes In your Sweep options are includedin the cpeorg and rimingbedsores Aut. FDIC Insurance/pi:diet oNy to deposits a u85 Bank USA, not to deposits at u85 AG, Slarreced errand) Of bank deposits placed throes() the UBSInternaiond Depose Account program. Silit protection appfies to money market sweep fund holdings but not bare deposits Seelmportant inSormahon about your statement on the tat ono pages cf this document for &la's October 2016 (5) Year to date (Si Opening balances Additions Deposits and other funds credited $101,411.56 8,538 73 $1,932.36 294,724.22 Dividend and interest income 1.56 11.12 Total additions $8,540.29 $294,735.34 Subtractions Checks and bill payments -9,682 47 -182,672.18 Card payments -3,088.67 -4,116.99 Other funds debited 0.00 -12,697.82 subtr..fatons -$12,771.14 -$199,488.99 Net cash flow -$4,230.85 $95,248.35 Closing balances $97,180.71 $97,180.71 UBS Bank USA Deposit Account APY Interest period Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 S115,352.63 Closing UBS Bank USA Deposit balance Oct 6 $93,857.09 Number of days in nterest period 29 Average daily ba lance $94,700.38 Interest earned $1.56 Annual percentage yield earned 002% SDNY GM 00023778 ChIP700033055318S7 NV7003197559 00036 1016 03057%04 Y123576SSOCOCOOD Page 3 of 8 CONFIDENTIAL EFTA_00134398 EFTA01276169
UBS Resource Management Account October 2016 My Choice Rewards Points from UBS Account name: v Your Almeria Advisor. Friendly account name: ir SCOTT STACK MANLYLE CASRIEL Account number: Rewards pants are reflected as of the 26th c4 the month ot the prof business der if the 26th fats on a YreekenardlOdy Reward. pont Wanly CeldIS tan be lOund On y.ww.u05.(00r/OntineStrYKeS Octobei 2016 Year to date Opening balance 5,510 4,279 Points earned 63 1,294 Closing balance Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager. YOu Can find a fui description of the altemabve investment objectives in Important information about your statement at the end of this document 5,573 5,573 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consderaton - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CNP7C008005531858NP7000190559 COCOS 16 030575064 YI235765500:4MYGM000237/4/ 4 4 of 8 CONFIDENTIAL EFTA_00134399 EFTA01276170
*UBS Resource Management Account October 2016 Your assets Account name: GHISLAINE MAXWELL friendly account nacre.: Indiv CheCkfCar Account number. Some pnces, income and current vaues Shorn may teapproxiinMe. AS a *Sue. Ord dnd lOsses may nal be accuralely reflected. See msporunt intormabon about your statement a the end of &Ns Oxurnem fOt more Inforroson. Cash Cash and money balances Cash and money balances may include avalaole cash balances, UBS Bant USA cepoot account balances, UBS AG Stamford Branch deposit account balances and money madset mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the coo vAlhn yolk eble limits, but are not protected by SIPC UBS AG Stanford Brant h deposit account balances an not insured ty FDIC and ate not protected by 9PC Money moult sweep balances are protected by SEC but age not insured by the FDIC. See the Important informative, about your statement at the endof this document for details about those balances. Hddng U3S BANK USA CEP ACCT 101,411.56 Owing balance Closing Wax, on Oct I(I) on Oct 31 (S) het per share on Oct 31 (5) Ile Average Onidencs interest period Your /9nandal Advisor: SCOTT STACK MANILYLE CASRIEL Dies in period Cap mount (S) Your total assets 97,180.71 250.000 00 Value on Oct 31 (1) Percentage of Cost EStancied your aCCount 0814 (I) annual incense (fl Unreal7ed clan or 1055 (5) Cash Cash and money Wafts Total $97,180.71 100.00% $97,180.71 97,180.71 100.00% 97.180.71 Account activity this month Date Actiboy Description Amount (S) Deposits end other fends credited Oct 5 Ceposat FEDERAL FUNDS DEPOSIT BY CHRISTIE'S INC. AT JPLAORGAN CHASE 1,890.71 BANK, N A Oct 12 Deposit FEDERAL FUNDS DEPOSIT BY CHRISTIE'S INC. AT JPMORGAN CHASE 6.648.02 BANK, NA Total deposits end other funds credited 88,538.73 Dal* Adhity Description Amosiit (S) Dividend and interest income Taxable interest Oct 7 Interest VBS BANK USA DEPOSIT ACCOUNT AS OF I 0'0316 1.56 continued next page SDNY GM 00023780 CriP7C003306931(359NP7007‘97669 GOODS 1016030579004 Y123676SSO 000000 Page S of 8 CONFIDENTIAL EFTA_00134400 EFTA01276171
UBS Resource Management Account October 2016 Account activity this month (Contrived) Date Acthity Descnpticri Dividend and interestiacorm (continued) Taxable interest (continued) Account name: OHISLAINE MAXWELL Friendly account name: Indiv Check/Car Account number: Your I3 Bendel Advisor: SCOTT STACK MANY LYLE CASRIEL Amount (s) Total taxable interest 31.56 Total dividend and interest income $1.56 Date kind), Descnotion Amoto Bill payments Oct 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -8,849.54 Oct 4 Withdrawal ACH WITHDRAWAL UMTECHEALTHONE -556.98 Oct 4 Withdrawal ACH WITHDRAWAL UNITECHEALTHONE -40.22 Oct 11 Withdrawal ACH WITHDRAWAL Saks Retail -235.73 Total bill payments 39,63247 Transaction date Posting date oescnoon Amount (1) Card purthases LDS V63 debit. )0001 0963 G. MAXWELL Oct 12 Oct t4 MANCI-ESTER MA 978-5262030 MA 396286001667003412 13500 Oct 12 Oct Id CITY HALL SYSTEMS HOPEDALE MA 396286001666013321 53.00 Oct 13 Oct 18 CITY HALL SYSTEMS HOPEDALE MA 3%2870017990269% -$3.00 Oct 13 Oct 18 MANCHESTER MA MANCHESTER MA 396287001796007312 -13500 Total charges $0.00 Date Description Amount II) Oct 7 CREDIT CARD PAYMENT -3,088.67 Card payments Total card payments 43.0813.67 Crin000330359l030NPT000193359000C6 MI6 030575004 Y123576550 00My_ GM0002379190 6 of 8 CONFIDENTIAL EF1'A_00134401 EFTA01276172
UBS Resource Management Account October 2016 Account name: GHISLA1NE MAXWELL Friendly account narne:Indiv Cheakar Account number. Your Pi sandal Advisor: SCOTT STACK MANILYLE CASRIEL Ithrwrhan Payment Due Payment Due PSC. Credt int Avalatle Credt tine Outstanding &lance UBS Visa Signature credit card(s) payment information for November 23, 2016 135.00 Nov 23, 2016 335,00000 134,937 00 363.00 This crocli cad it enrolled in UBS Pay Credt Cad feature and will automaticity be paid Iranyou' account Your payment is scMiil.d for Noe ter 20. 2016 we prance the information on you U85 Visa Signature credit cads siofrry as a coo nesy to you. The UBS visa 9cparti re credi card and ZOCCOOM are issued by UBS Bank USA. UBS Bank USA sends you the official statement for this account and you shottd make you payment acccedng to thee insteuctoris. We do notindude your cuidandlog crew card tiaance in the oat* d you account woh UBS oinancla Services au. Date Activity Descripbco Amount (1) Money balance activities Sep 30 Balance forward S101.411.56 Oct 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10/03/16 .8,849.54 Oct 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF Iowa 16 -597.20 Oct 6 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.890.71 Oct 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 10/06116 1.56 Oct 11 Withdrawal UBS BANK VSA DEPOSIT ACCOUNT -3,088.67 Oct 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10/1 If 16 -235.73 Oct 13 Deposit UBS BANK USA DEPOSIT ACCOUNT 6.64802 Ott 17 Withdrawal UBS BANK LISA DEPOSIT ACCOUNT AS OF XV 14/16 -38.00 Oct 19 Deposit U85 BANK USA DEPOSIT ACCOUNT 38.00 Oa 31 Closing UK Bank USA Deposit Account $97,150.71 The UBS Barn USA Deposit Account Is your primary sweep cplon SONY GM 00023782 CW70002005691661 N2706010255900036 1016 030576004 Y123576350000000 raga 7 of 8 CONFIDENTIAL EFTA_00134402 EFTA01276173
*UBS Your notes c. ,888,88”,,,..”88,,,,,,8888,8,8,8.88,soon,.8,..8.8.G. G. 0.2,A.. 8 ol 8 End of G..... account numb.' CONFIDENTIAL EFT,00B4403 EFTA01276174
Important information about your statement U3S Financial Services Pc. (the Firm or UBS Finercial Servkat.), is a member of all principal acuity, commodity and optiressehriges. UB5 Financial Semler, and 1.85 Dank USA re i-died subsilones of UPS AG and affihaes of U35 Settees LLC. The Fists I nonoal statement 8 available upon regast the Fret extosis alias an at: WS Finn:315mm-es Inc. 1200 Harbor Boulevard Weehawken, hl 07086 This statement represents the only off icial record of you' U3S Financial Services account. Other records, exept office to downy-its. contanng conflicting data should rot be relied Loan II soubane thee e an erne a OrnO9On please report t immediately n waiting to the Brandt Manager of the office serving your accost. Allhoup eat figs.' shown are Mended to be accurate. statement care *cub not be wed fa to purposes Rely soleth on yesend tax forms. De , Form 1099. 5498, 10425. etc ) wben Drepamg your tax return. The Fim required by law to real to tie IRS all taxable dividends, wportekde rontauble oktiottna and uxtk Mere* erred on seeiaities Feld nyout etrocart, roe proceeds on see tratractire, rd cos* basin:newton covered wades, Caralitstileadaell with the Finn • Please neaten, sty oral coma:neatens in *ring tofurther protect your rights. inducing your rktotS under the Seculin Investor Proteobon (SRA) • t diefinance instiortion en the top let of to front of this statement isnot U36 f nista Street LDS Financial Soren carries yea account as dewing broker by arra-gement wee, the rdcoted inslitution We in you of this relatranSbia aalengret opened this accost h the cast your bra and small/es a* located a LOS financial Services and rot the iscd.rong broker, and you mat matte amps of thy ma or omission to both firma. As described d-e account agreements, you must natty la5 Or arty errors or fraud Matey chedcs reflected on your statement walk, 30 Sys alter 8 was mailed or made available. Allot/temente shall be deemed (evoke* and accurate n all other respects if not objected to in veithg within 60 days. • Please died <a:tomer complaints or earnest, to Farts C lent Resorts Depatnent at 201.352.1699 a toilette ra 903.354-9103, 8:00 AM. to 6 CO P.M FT Monday through Friday, or in sing to 1.135 Financial Semites hc., Client Relations Department, P.O. Box 266 Union Coy, NJ 07037. • In case of errors Or quelliarn about an electronic fu-ds transfer (61), tai parent a UBS Vetchbit card transactions, call $20.762-1000, a wife to UBS Financial Senices Inc., 1000 Mita 814, 6th floor. Week/Aker:NI 07086, Affix RIAAfeSA Statures Caller write ataxia as can, A you hit yin statement a receipt k wrong or if you need more iffamation Scut a transfer on the statement or receipt. The Firm or Card Oster (as kokable)must hear from you no In thin CO days after **Fen Sent yOu the int statenore on which the era or problem *pored. - Proede your name ad aeon number (h any) - Deco& the error Or the Dander you revere about, end splain as chath as you cal why you believe t is an error a why ye.. need more infamatai. - Pm:dethe dolor an-ant of the suspected error The Firm or Card Issuer ma haestigate put comidatt and eel correct rat; error promptly. for alleged mots anothing UBS %MOdebit cad transact irk if we take more than 10 bus sass day, to der this, we will credit you' accost for the snout youthnk a in error, so tsa you del have the use of the money clang tie tine it takes us to complete our nostigution. Please mtre all checks payele to the Fon or tie financial instrulis relcated on to trait of thA statement In addition to regular accost fees, accounts may be abject to mantenarke 1st dun:infer Iste parent kr securities purchases and charges kr unpaid arrests n cash accents. Accounts that re transferred to other ingestions may be subject to a transfer Ise. UBS Swoop Oratiens LEG offers options for mowing cash Waxes. balances to bale deposits at UPS Bark USA and U35 AG %embed branch (Bat Sweep Proprts), money make mutual lads (Money Finds) and the interrutional Deport Accom (DA)/ or c octanes with in Intarotional RescvCO Llanarrrunt Account. Though the Back Sweep Programs, cash balsas re swept to LESDank USA to to omelet:Shed knit ad then to UPS AG Stanford &and\ or a Money Fund. Depose at 1.85 Bank USA atr FDIC insured in occarda-ce with FCC miles. Formate Mamatirn Ovate Mit wwwfdic Deposes at USG AG Stamford Brach ad shares of MoneyFundsare rot Oared by the FDIC. Through tie DA, aieiltle to cad. balances are swept to depose &costs al UBS AG New Yak Branch and LDS AG Chinon Ranch Thew deposits arena toured by to FCC Balsas held at the UDS AG Cayman Brandi are tempi:etre, reposed to the sovereign Ink of the Colman Wads, and tore is no guaranis or other elongation of UBS AG 10 repay tie balms whiff RA the LEG Caymon's Brach's books. Deposal at WS Berk USA and each UBS AG Branch are rot protected by SIPC. Money Fund shave are protected by SIPC. See 'LOS Financial Services Account Protect-on' below. Ups your request balance in the Bare Sweep Program or DA may be withdrawn and shares of a Morey Put may be lisidated, ird the proceeds returned to you or your stadia' accdun. Rate Hammon about available sweep *Sow ncladrg curve interest rates and WICK 5 amibble at wmtrubscornitereepselS from your Financial Admor a by calling X0-762-1000. UN Financial Servitor account protection The Fen, rt a rro-ri-or ci rhe To-i nine I reotor Pretectrn Corporation (SIPC), which protects 163-rlieS traa-n1S 01 its members up to $502,000 (including 1250,003 kr dams for cash). The SIPC anet protection limn apply to all acoosh that you hokl h a particutv tawdry. The Fen, together with certain aff diets, has also purebred iteeplenente plebeian. The nutirnan amount payatar 10 al Sgible carets, coirdireb ado( this ores-ion is SSOO maroon r of Decent*, to, 201S. 5nbrd to the poky orditons ad limilatian, cash a the fitm isfurther protected fa up to $1.9 milbn n the swept* kr all your accounts held n a patiodor cmucity. A fJ copy of thepoky wording is sailible uPon request. The SIPC selection ad the supplemental protection bah do not okay to • Conan Unsocial assets controlled by (and incledad n your account value) but held away from UBSFina-cia Services (e.g., certain( cash at UBS ark VA. (i0 cash at LDS AG U.S.banrhes, (4 insurers rosins, including variable annuities, and (iv) tarn of Maud funds when such shoes re registered dusty n the name of the occou-4 holier on tie bodcs and records of to applica* rites a transfer agent). • Certain nmsb-nent contracts or inmsiment interests (e.g.. kneed partnerships end pirate placements) that are roc regitoried ado. tie Socuraies Act of 1933; ad • Commodities arrays (e.g, foreign Pots? and preccus metal contracts), includirg futures contacts ad commodity option contracts. The SIPC protection and the supplemental protection do not apply to these assets event they otherwise appear on yea statements. The StC protection and the oatiternental protection do not protect against chonges o the market vale of your in bats (whether as result of mod* movement, issuer ba-kruptcy a • ern e) More Wanton a a-ratable ikon repel. bums °Man more infor nabou SRC, including the SIPC Broths. by coliecting SIPC at 202-371-8303 or by visiting the SIPC twbao at wmtaryttorg Dividend Reinvestment Program pun The brke reflected is an horsy pike. You may Wan the actual price Iran yes F racist Ades.. Old whole shares are purchased under DRIP; palial slaws will be sold a-4 the cash wia be Spooked in your account The &Wad reinvestment price applied by the Oster may rifler from the mead peice al whch the partial shires re sold Cadtritrlieu Cnth whole units may be held in yam acccutr. If pin entitled to a petal ail a a Debit ol a chiderd payment or Ohnrrile, the Firm well other sell panel crib a made price a accept an anoint determined by a regiaered cleirng agency, ad credit yes accost Investment objedies The ivattimeri objectiwo and risk profile **spec err to each account and may toy between yam accounts Please advise the Firm pronelyin wining of any smnf joint change in rut francial situations investment &lectern For eachseam held you choose one of the feabwi-g investment dajtdivrt CONFIDENTIAL • Frocks. Cunene income: Intestments stekng the generation of income any. • Aches Cepeetelppeociation. Investments seeing ctromh of melba' rather than the generation of income. • Produce Contbautdo al Wane and Capital Adored:don. Ivedinents seeking both the generation of ham. and growth of prixj:al. Overall risk profiles • Conserve:1e. Seeks to manta* venial pieipµ with low risk and volotilay to the accost mote even if tut means the accost does not generate sign it rant barn or returns rd may rot reap pre with 'region. • Moderate: Willing to accept some risk to prircjoal and tolerate some notathty to seek higher returns, • Aggress/we: Wiling to accept high nth to pnncpi and high volat lay to sea high returns owe time. • fra•almeat 61910Vra Consileration:I selected, a PanrOo of the porHoli, f or tat account may ixale canplex straeges, linked lisicity and rater voUtiky. Statement •hoeusholdier We may consordmie a related account statements with the same attfress ih the same enmetve, ed. because they have owners who ako maintain *al account rem crehips wth other dents a the same address* you reefer to wont indwichal statmunts mailed n separate envelopes, you may declne btr,eholdng by calling yos Finance Achwor Friendly aecardname The Front/ arrant nano is a custana*le • nickname' chosen by you to assist you with your recordeeeong hes no legal effect on yOur account You can change tax rriend9 &Card names., through Online Services a by context rg your Fe-uncial Athisor Account overview • Vatx of yea acrountlpon(olo. Net of *sets and • Amer FEW,' sold* cash balances, values fa restrbted steady hut ), and Global Tire Deposits, [seared corks to ma-ket, and certain assets not held by the Fim. Does rot include untried sandeassets at tie end ce the slot and ammo statement r:OriOdh or atade isestmenk averted stock options and eorosable stock options • LAdildes Includes debit balances. ait ing margin bans, aedit Ere, shot account balances. stanl • Cadthooney balances. Total of uninvested sada* cash balnce,, plus Spout balances al UM. Bank USA, LES AG U.S Branches ad money make mutual fund sweep balm the chose of tie statement period N:n-ccorredity free crick balances in yes account are rot secogaed from other balances and to f im may ea ay these lads in the ordnay course of As busints These funds formable cps your downed Tins total is included in the arrant pried closing vain Lending infonnation For deteed information on the Firm's lending practices and disclosures. refer to yam Client Rebtionship SDNY_GM_00023784 EFTA_00134404 EFTA01276175
Important information about your statement (OMBtithed) Ageement or ACCO-rl Agfeerreell and the General Terms ad Conditions U3S Statement of Credit Practices available in Agdements mothimbarres mop awrotalawai ineekraw met Yaw min Your statement itemizes securities rd other mitts held tithe =ant at the end of the statement with. You may ark for deteM d kit pad mantles at ay time. You may receive securities vied as loan collateral deer paying any balance tie an them. Arty securities bindweed to the Firm drip the statement peeved are listed at market vane as of the end of the statecraft period. • Cost beim h detentning the cost basis of he securities incbded as this staternent, where indicated wih the number " l, • LBS Forces' Services has relied oninformation stoned from sources other than UPS Financial Semites. including information from another dim a that sumac l'aVegrovided to yea Finmxial Masa. The film does not indeperantly verty %want** the accuracy a wilily o f ary information provided by souses Car than LESPi-uncial Simeon, h mattich although UPS Financial Semites general& Le:dates tis nicrmatith as it is received, the hem does not provide art, assunrces that the iikrMalkel snider 'Cost basis^ ad *Unrealized god lose is accurate as of the date of this statement. As wok please do riot ref/ on this nfangtion to make psi:hazels sale decisionL for tax puposes a otherwise. Accounts trarderred to the Fim may refleth gad loss inforrtatith only for the period d tine they at held at tie Fim More hiaorical ithrmatcre <abbe xkied by you- Freaxial Advisor. • Unrealised sans/Iona Killen data emanated trroalired guindlown we calculated Ice haviiial seat/ lots. The transition data for ithvileal lots may or may not reeks commas:ans, dwges da security reorganizaton events Die send and otter entwinement lob sot systematic parches* be, are each combined iodise:4y one averaged lot The 'Traie date' coirnn presents the aginal aansatton trade date. • Callable saurian Bonds and preferred stock that the ether cats for eat redenplon veil be selected rroa-boy by lot from anxi-g all Scant of that asue held re our nirne or n nominee rune for os <lents. Call team nicemilith is cbtaned from third parties and it accuracy is net Bunked. Other tall featrea may goal tenth coil Most helot comrade inthrnation win be provided upon request • Certificates of deposit (04 CDs are FDIC aired 'sato $29),000 in principal and moved intend per depoWor ad per &rockery inviikeith h a:cadence with MK noes. • Price/value Prices degplated f or seconds and other proclots may be higher a lower than the price that you would actually receive in hr market hies av obtained from vatiths tad party sources whit, we teemne to be reliable, bit we do not garantee the accuracy. - We gwerabe use the closing price when swathe a Ow mean of the bed anal ask price, for listed mutes and optrcre a only bid prices for OTC secuthes. - Less Marti traded stealth., may be priced usrg a valuation model a to moss recent prize we obtained and may not riled an actual make price a vain - Certain positions may wear **PS a mice arch will thaw as 'price was nol avadade• it we at usable to obtain a price fora Hearty - Deposits a gauchos denominated ileums-cies other thin U.S dollar am reflected at the eichirthe rate a of the statement date. - fc< certain sect it racing n non-conformng denornnstions. puce ri d quantityflaw iota) may have been adjusted to bogies paper valuatim To cbuin &mem @nix& when available. contact Fr , arcel ad • rxr • Private investments and motioned products. !ovate madman wig a as (nctairg died panicipatith program and real estate integument trust soothes) and struckred proixts are gtheralb highly thopid. Celan sthstesed prodsts have not been registered with Ow Stetter., and Exch Commission or under aystate sesuntinen.We amide esimated vat*, for private investment searitis ard structured products for itamatisul purposes any. !Kong is OM °united. - These vibes may differ abstaxisey from prices, il any, at whkh a aide ithestment thy structured product maybe bought or sold and do net necessaly represent the vat* you may receive span liquidator. - Third party inhume of vain are as if a (Main date ad We Suppled to UBS Fnarcial Services on a regitar basis by an independere satiation firm. - Isaac general Danner or sponsce estimated vales. if ary, are seabed to **Fan by the *suer, general panne or spa-nor and may be Cakulated bawd on afferent information from that used by third pthies to &give their 'sanded values. - You can obtain additorel itormation regardith the methodology used to determine the estimate value ad the dale of the Hamelinthee is the basis for the estimate by contattin your Ft uncial Advisor - Third party 'singed vales may be reflected as 'Not priced' in several stuatires: when an 1dependent valuation Inn has not sspp4da it ugh/G.to agar a vat*. when we become ware that a matenal met has coasted that may call a ptheousty reported value no question, et awn a value would be highly spemlathe due to the nature of the security. - When neither an issuer, general partner or SpOnSOr estimated value nor a thrd-paly estimated take is penteded, the valm of the study wig bedel/event ban its caches* price. - • Datributian to date' may indude than of capital, ncome orboth. - 'Original emit size' represents to hitial offering price per trik ird mai not relied you an bases. - DIP and unlisted REn stashes are not listed on a rational securities exchange, and are goner* liquid and hen a they can be sold, tee prke remised may be lea than the per tare estimated value provided n the accord statement. • Restricted securities. Resta-led mount generalY ate not tummy eigbk kr public tale. UBS Fennel Service: use the make) prim d the unrestricted moth of the cane issues an an inpaled value for the restricted stock throurposes °IMO statement o* To the extent tat restided seas- es are elgbk to sale, the vale received may be tbstanualy less Min the incised were therm • Est (estimated) income. cement yields and rates. M ennuie of anal income is based Orh current dividend ad interest rates, assuring tie laxities will be held for we yes from statement date or ultil maturity This Mina no* a gudelne; accuracy an continued income are not qua-arrest - Estimated snail hcane and cumin yield for certain types of washes could mide a meter of palsiedor capital gent it which nee the est income (a-d curial Mkt would be overrated, - Estimated anvil income and anent yield and the actual roam andyiel mega be lower°, higher than the estimated amounts. - Are esthete of nudged income (dividend ant*. interest) divided by the current market valet average balance is based on the Ian dividend or bidet payment made by do issuer and SWAM tee searetthdepases will be held for one year tom the statement date or until mount), Accuracy an continued well me not guaranteed • Assets not held by LIOS Financial Services. Cenah [Ceti are rot held by the f im an not troth the Fern's possession or coned These stets ere displayed on you statement for informational purposes oily Positions and values presented se provided by de asu'rg fem. UBS Financial rimces is not rethcroble for the information and don not guarantee its accuracy. lb's* asses are not protected by MK or to Ferris SUpOlementalSK coverage. • Revenue sharing and additional compensation — In addition to commissions on saw and l2bi 1 lees received n correctionwith tie destributias mutual krds to our dents we ands our ARM receive revenue *ming Payments from dignbutors ath a ad visas of themina funs that we sell. Thew anothis are based on two &fermi corrporents (a the amotni of YIN by UBS of a Palicuir mutual fund I ami4 to our clients: and 0) the asset value of a particular matual fund tanks shires held a the Urn — We and as allAate ako receive networking and orrnbus processing Ian n cornderation for transfer agent services that we rouge to the mutual broth. These fees generally are pad from investor assets n the rruka I lured and &metered dolls amount based on the norther of accounts at the brokaidealer InoUng mutual funs of that fund family CONFIDENTIAL — h addaion to cornmissiths received n connection with the sale or citenbutiOn darn.* contract and iset imestmeth that trals tome clients, we anda our affiliate recese retinae sharp compensation I ran mart of the insuance companies undenWaith the rarity COMMIS, agates of dr Inman* carps*. or **rears of tie ant imvarnent tuns we distriaae. - Our affiliates abo re<eiee trading oximassions and other compensator, from mutual lend and Mune companies %thou products we derlase. - We receive an anima fee from UBS Bat USA and LABS AG Stanford Rand, Of w to 425 per accost sweeping to the barks under the UBS Bank Sweep Programs. Activity rd station regorging commksiths and otter charges jarred n connedith with the execulith of trades, ixisfrg option transactions NIS been incbad on COM imatiore previously Swathed to you, and veil be prodded tory pranthly on repast. Short selling II you ace engaged en short selling a seventy, you mar hose a charse dal to actin toinewith costs for that particulate:trim. Open orders Regarding open or • gni-till-cancelled' ades that wane not executed by the stamina* date, open buy and sell slop ord., are rained by the mount of dinars* or rkhts cn an ex-divide cis a eu-nrch clue grans ithnxted cthenvise by gat You are re for orders that are executed Ow to yOur Idure to cancel easing open orders. Pilaw To obtain a copy of as current Clint' r yNotice. please an >OS FnarxralAchiscr , o nit our mink at wsw com/enVa•vmfev MEG Ritancid Socket O not a balk The PM A, Business Services Account 854 and IRMA are brdcerage accounts Midi provide access so barking services and protests trot* airings-rants with alarmed bat and other ihniparty bares. ri d provides access to reisa-ce and annutli [roasts Cued by unaffiliated thid-party insurance amps- es through insurance agency subsdiant ol UBS Financial Services Inc. Ithistnerk ithura-ce. ad mealy products, Not FDIC Owed • No bank guaantew May lose wax RMA. Resource Management An-rs nt, Business Services Amount BSA. IRMA and intonational Resource Management Accost ad registered service maks of UGS Roancli Services Fx Visa Signalize k a registered unite nwk of Oise rums :tut CBS Visa Saranac:le cads and IRS Vna debt cards ate Mutt by UBS Bat USA with PermssionfrOrn Vna USA Incorporated. UM Financial Sereices Me Rev 201604 SDNY_G M_0002 3785 EFTA 00134405 EFTA01276176
*UBS Lies Financial Services tic. Private wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP700553556I 1116X135Y1 0 Account name: GHStANE MAXWELL Friendly account name: Indiv.Check/Car Account number. Your linancial Advisor- SCOTT STACKLIANLYLE CASRIEL Phone: Questions about your statemerrt? Call your Financial Advisor or the RAAA ReFOurCeline at 800-aMA- 1000, account 02 9023 576 Value of your account Resource Management Account November 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 on October 31 (S) on November 30 (1) Your assets 97,180.71 69,703.41 Visit our websIte: Your liabilities aoo aoo veww.ubstornflinancialservices Value of your account $97,180.71 $69,703.41 Tracking the value of your account S ThcAt,anGS 97.2 Dec 2015 Oct 7016 Dec 2014 Nn 2016 Sources of your account growth during 2016 Value of your account at year end 2015 31,932.36 Net deposits and withdrawals 567,758.39 Ntur in*Strnent return DiWdend ard interest income 112.66 Change in market value $0.00 Value of your account on Nov 30, 2016 669,703.41 SDNY GM 00023786 Member SIPC CNP70001005535561 NP7000185219 00006 1116 030575004 Y123576550101010 ►age 1 of 8 CONFIDENTIAL EFTA_00 I 34406 EFTA01276177
SUBS Resource Management Account November 2016 Your account balance sheet Summary of your assets Value on November 30 ft) Percentage of your account A Cash and money balances 69,703.41 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income a co 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 169,703.41 $69,703.41 100.00% Account name: Friendly account name: Ir 1 Account number: Your current asset allocation A Eye on the markets Index Your Fi nancid Advisor- SCOTT STACK M AN LYLE CA5RIEL. , Cash and money balances may include available cash balances. Q85 Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% Percentage change November 2016 Year to date 3.70% 9.79% 4.48% 10.58% -1.98% -1.86% -2.37% 2.50% CNP70003005535562 N1'7000185219 000361116030575004 Y123576550 IOgalkiyGmiK0237Iftro 2 of 8 CONFIDENTIAL EFTA_00134407 EFTA01276178
SUBS Resource Management Account November 2016 Change in the value of your account November 2016(SI Year to date (S) Opening account value $97,180.71 $1,932.36 Deposits, including investments transferred in 1,000.13 295,724.35 Withdrawals and fees, including investments transferred cut -28,478.97 -227,965.96 Dividend and interest income 1.54 12.66 Closing account value $69,703.41 $69,703.41 Account name: GHISLAINE MAXWELL Friendly account name: indiv Ched4Car Account number. Dividend and interest income earned For purposes of INS statement tatablty of interest and Onadend income has been determined ficM a US tin re0cOirg CersPedite. Baud upon the residence of the account header. account type. or prodtcl type, some interest axial dvidend payments may not bo subject to United States (US) aria Puerto Pico (PR) Income tars. The (lent monthly statement .s not intended to be used and cannot be (eked upon for to purposes. cheats should refer to the aitoKatre tat reporting forma they recent from UBS annualy, such as the Foam 1099 and the Forms 493, foe lax reporting information. m is the practice of UBS to file the appecaide la( reporting forms with the US interns Revenue service and PR TreaSury 0e0EirtMent and in such loans accutatety Ussery chsclenct amNcr InteceSt *Slat eetrrpt or teat,* 'meat Bleat consult you( indgclual tax prepare: November 2016(S) Year to date (1) Taxable interest 154 12.64 Total current year $1.54 $12.64 Prior year adjustment 0.00 0.02 Total dividend & interest $1.54 $12.66 Cash activity summary Your II nodal Advisor: SCOTT STACK MANLYLE CASNEL See Account a wiry the month for dela Is &dances in your Sweep Options are met udedin the eperang and closing balances vita FDIC insurance applies only to deposits a u8S Bank USA, not to &peon at uBS AG, Starriord Ranch or bank deposits paced thrOugi the UBSInternahond Depose Account program. WC protection applies to money market sweep !tad hddirras but rot bare deposits Seelmportant Wormation about your statement on the last Mo Pars d this document for &IMO November 2016 (5) Year to date (1) Opening balances Additions Deposits and other funds credited $97,180.71 1,000.13 $1,932.36 295,724.35 Dividend and interest income 1.54 12.66 Total additions $1,001.67 $295,737.01 Subtractions Checks and bill payments -15,903.97 -198,576.15 Card payments -63.00 -4,179.99 Other funds debited -12,512.00 -25,209.82 Total s(ubtractions -$28,478.97 -$227,965.96 Net cash flow -$27,477.30 $67,771.05 Closing balances $69,703.41 $69,703.41 UBS Bank USA Deposit Account APY Interest period Oct 7 - Nov 6 Opening UBS Bank USA Deposit balance Oct 7 $93,857.09 Closing UBS Bank USA Deposit balance Nov 6 $83,120.08 Number of days in nterest period 31 Average daily balance $94,483.08 Interest earned $1.54 Annual percentage yield earned 002% SDNY GM 00023788 ChIP7C003305535563 NV7003185219 0003S 1116 030575004 Y123576550101010 ►age 3 of 8 CONFIDENTIAL EFTA_00134408 EFTA01276179
(Plt UBS Resource Management Account November 2016 My Choice Rewards Points from UBS Account name: Friendly account name: : Account number: Rewards pants are reflected as of the 26th cf the month or the 'Dna bug nets day' if the 26th fans on a weekend nolid&r Reward. point Wanly CetalS (an be lOund on wwwutiscomtommestmces November 2016 teat to date Opening balance 5,573 4,279 Points earned 0 1,294 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact yoke Financial Advisor or Branch Manager. toucan find a ful description of the atternaove investment objectives in Important information about your statement at the end of this document 5,573 5,573 Your Fenn objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibirty consderaton None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your lq nenciel Advisor SCOTT STACKMA:11M" CASIVEL CNP7C008005535564 NP70001852 19 00036 1116 030575004 x12357655010 WISWGM00023701fte 4 of 8 CONFIDENTIAL EFTA_OOI 34409 EFTA01276180
UBS Resource Management Account November 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account mane: lodes. ChecklCar Account number. Scme prices, inccele and current vaues Shown may teepprocircnble. AS a Nat gam asbliOsses may nal be accurately reheard. See Aporunt inforenabon ANN: your statement a the end of this dxumem for MI! infonnroon. Cash Cash and money balances C3sh and money balances may ind ode avaltle cash balances, UBS Bank USA &posit account balances. UBS AG Stareord Branch deposit account balances and money market mut lid fund sweep tatances. UBS Bank USA deposit account balaxes ale Insured by the FOC %%Mon arplIcebie limits, but are not protected by SIPC. UBS AG Stanford Blanch deposit account balances an not insured by FDIC and ale not protected by SifC Money wiarlat sweep balances are protected by SIC but ale not insured by the FDIC. Sat the Important information tout put statement a the end of this document for degas &Out thOW bdances. Openngbelance Cloang Mace ence per share Meter Ncidng on Noe 1 ($) on troy 30(1) on Nov 30 CO fate UBS BANK USA DEP ACCT 97,180.71 DSdend interest petted Your El nandal Advisor: SCOTT STACK MANLYLE CASRIEL Oafs period Cap amount (I) Your total assets 69,703.41 250,000.00 Value on No, 30 (1) recentage of Cost EarnSed your &count binn (1) annual infant (Si Unreatbed gain or loSS (S) Cash Cash and money bilinnon Total $69,703.41 100.00% $69,703.41 69,703.41 100.00% 69,703A1 Account activity this month Date Activity Description Amount (S) Deposits and other fends credited Nov 9 Transfer JOURNAL FROM Y 1 28704 EDGARLEY, LLC 1,003.13 Total deposit and other funds credited $1,000.13 oat Actimy brescaption Amoral( (1) Dividend and interest 'acorns Taxable interest Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I II04,16 1.54 Total taxable interest Total dividend and Interest income $1.54 $1.54 SONY GM 00023790 C rim0003305$36666 MI0031:35219 C0036 1116 030579004 S'123576SSO 101010 Pegs S of 8 CONFIDENTIAL EFTA_001344 I 0 EFTA01276181
UBS Resource Management Account November 2016 Account activity this month contnvedi Bill payment Date Acinny Nov2 Withdrawal Nov2 Withdrawal Nov 3 Withdrawal Nov9 Withdrawal Account name: GHISLAINE MAXWELL Friendly account name:Indiv CheddCar Account number Your It nandal Advisor: SCOTT STACK MANY LYLE CASRIEL Description Amount (S) ACH WITHDRAWAL UNTECHEALTHONE -556.98 ACH WITHDRAWAL LINTECHEALTHOW -40.22 ACH WITHDRAWAL AMEX EPAYMENT -13,464.97 ACH WITHDRAWAL Saks Retail -1,841.80 Total bill payments 415.903.97 Ode Desodion Amowit (S) Nov 18 CREDIT CARD PAYMENT -63.00 Card payment Total card payments 463.00 minmun Paprent Cue Payment Due Date Crean line Avaiatte Credit une Outstanding Daame UBS1nsa Signature credit card(s) payment information $0.00 135,00000 135,000 00 10.00 This creel' card is enrolled in u BS Pay Crech Cad feature and will automatically be paid frcrnyour accourc. Your payment is screcuted for Oecermer 20. 2016 We provide this infom-alion on your UBS Visa Signature credit aids sole" as a ccurtesy to you. The UBS visa Siglatu re c fedi card and account are issued by UEIS Bant.USA UBS Bank USA sends you the /OROS statement for this account and you shotid make your parr,. nt accordng to thee irdructons we do not Maude your outstanding credt card lodance in the ra.* d you account with UBS Financial Storms Inc Use Actinty Descipton Am:n:1f (S) Nov8 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT IPMORGAN CHASE BANK. NA -3,477.W Other funds debited Nov 21 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT1F4AORGAN CHASE BANK, NA -9.035.00 Total other funds debited -$12.512.00 Use ACIrvity Deurcllon Amount (S) Money balance activities Oct 31 Balance forward $97,110.71 NOv 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 11/02116 -597.20 Nov 4 Withdrawal UBS BANK USA DEPOSIT Account. AS OF 11/03116 -13,464.97 Nov 7 Deposit UBS BANK VSA DEPOSIT ACCOUNT AS OF 11/04/16 1.54 Nov9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/08/16 .3,477.00 NOv 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/0916 -841.67 continued next page CNP7C00(00$535566 NP70000352 19 COCOS l 16 030575004 T123576550 IOWS1YGM0002379191 6 of 8 CONFIDENTIAL EFTA_0013441 I EFTA01276182
SUBS Resource Management Account November 2016 Account activity this month (continued) Oate Money balance activities (continued) Nov21 Nov 22 Nov 30 The UBS BanA USA Depont Accourt k your primary :weep Potion Account name: GI-HELAINE MAXWELL friendly account name:Indiv Chetkkar Account number. Your Finandal Advisor: SCOTT STACK MANNYLE CASRIEL De1Cipbco Amount (5) Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/18(16 -63.00 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11121/16 -9P35.00 Closing UBS Beak USA Deposit Account $69,703A1 SONY GM 00023792 CriFFC003305S3SS67 NP70031$5219 COWS 1116 030579001 Y123S76S50 101010 ►ago 7 of 8 CONFIDENTIAL EFTA_00134412 EFTA01276183
*UBS Yournotes CONFIDENTIAL EFT,0013.113 EFTA01276184
Important information about your statement U3S Financial Services no. (the Firm or UBS Filter' Sereketl is a mentor of all principal unity, ccmrroity and optire exchanges. UPS Fihancial Seniors and CBS Bat USA am i-divot subsilanes of UPS AG and *Nixesof LIES Seattle, LLC. The Fames Wawa' statement k available upon retail. The Font exewthe offices ere a. UBSFina-cel SO-MPS InC• 1200 Harbor Boulevard Weehawken, NJ 07086 This gateman represents the °nay officialrecord of you' CBS Nuncio! Seances account. Other records, esept official tax documents. contanng calkingdata should rot be relied won II you been* thee is an tiler a Omi99011 please report it immediately n wring to the Branch Manager of the office serving your accost. Allhokap a figures shots are Wended to be accurate. statement ctia *cub not be wed fa to purposes Rely scleki on yeaiwnd tax krms, (ie , Form 1099. 5498. 10425. etc ) when prepamg your lax return. The Fim required by law town to the IRS all taxable &Wends, reportable nontaxable cantina and =able Weed end en monies held rims axon, net proceeds as sale breactire, aid cost basiwn certain covered season Careamminationstrith the Flan • Please record inn at oral cornminkations in erring tofurther protect your rights. inducing your Wthes cruder the Searles Investor Proteobon AO (SEAR • B the financial eatitution cn the top left of die front of this stamen is not CBS F natal Series, LOS Fe-andel Smits carries yea account as during broker by arra-gement wen the rdcated nsitution We inforrnedyw of this relatiM5hio wile you opened this accost h the cast your kite and mantes are located a LOS financial Services and rot den indacim broker, and you nut make arepat of any error or omission to beds firma. As described the account agreements, you must dotty US of any errors or fraud Thong chedcs reflected on your statement want 30 days alter t was mailed or made available. egomania's% shall be Mond correine and accurate n all other respects if not objected so in vettim within 60 dory. • Please cast cuRomer complaints or ea/nest° to Fisn's C lent Rebore (*pawn at 201.352.1699 a tolls. r. 903.354-9103, 8:03 A.M. to 6C0 P.M ET Monday through Friday, or in minim to CBS Financial Seraces be., Client Relations Detriment, P.O. Box 766 Union Coy, NJ 07037. • In case of erten or cranked about al electronic funds transfer (Mk WI prawn a UBS Voaeckbit card transactions, call K0762-1000, or write to UBS Fronde' Services Ix, 1000 Hata Blvd, &Moor. Weehawken. NI 07066, Attrt RIAA(88.5. Sakes. Cates write as soon en you can, if you thick mas statement a receipt k wrong or if you need more limitation nut a transfer on the statement or receipt The Firm or Card dear (as solicable)must hear from you no In tun CO days after the Fins sea yOu the Int statensi on which the error or problem awned. - Protrde your run ad nee number Of any) - Deco& the SOX or tie wander you dreUr6Ure about, indeplain as ckay as you cal why you believe a is al am a why you need more Hansa. - Pomade the doter arrant of the suspected era. The firm or Card Issuer vii hastigate put compaht and eel correct any error prompty. For alleged woes imolving UBS Via debit cad bread in if we take more the, 10 bus nest days to cloths, we Will 0'440 you' accord for the &WWII youth it 6 in error, so that yea VA Nye the use of the money during tie tine it lakes us to complete our revestgetion. Please mire all disks parble to the Fan or the 'nodal insterisn nikated on tie front of this statement In addition to regular aware fees, accounts may be object to mailman* lees, chaps for lie payn-ent kr agouti:es purchases and charges for unpaid arsons n cash accasts. Accosts that ao transferred to other instiutins mil be subject to a tangier Ise. UK Sweep Options LIES offers options for sweeping cat biases. balances to ha* deposits at UM Back USA and CBS AG Stanford Ranch (Ba-k Sweep Progeny), money make mutual lads Money Furls) aid the International Depose Accouit (DA)la customers wit, a, Interutional Rewee Managernerd Account. Though the Bair Sweep Programs, cash balms re swept to LESBank USA to to an estateshed Irk ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at UES Bank USA are FDIC insured in accorda-ce with FDIC flies. For more idormatian please Wit wwwfdic Deposes at LEG AG Stamford Brach ad shares of MoneyFadsam rot hared by the FDIC. Through the DA, (mailable to cash balances are swept to depose awaits at UBS AG New Yak Branch and LDS AG Carman Ranch Thew deposits are not toured by the FCC evinces held at the UDS AG Cayman Brandi are temporary imposed to the sovereign Ink of the Carmen Wads, and *ere is no guitars* or other obligation of UBS AG to repay to biases whiletroche LEG Cayman's Brach's books. Deposits et LES Bark USA and each UBS AG Branch are not protected by SIPC. Monty Find shares are protected by SIPC. See 'LDS Freancial Services Accost Protection' Slow. Upon your requeill, bela-ot, in the Bank Sweep Program or DA may be vethdrars and shares of a Money Fundmay be Ibuidated, ad the proceeds returned to you or your seoreies KCCUIL Aster i-krmaton about available sweep opten, robing wrens interest rates and yields5 available at wmvubs cadre...soy/el:b. from your Fnancial Advisor a by calling €05762-1000. UN Financial Senior account protection The Firth r. A nv-rh,rri (ev. Trio< 1-mven•Prnenctir Corporation (WC), Sikh protects seasaies eaccntsol its marten up to $500000 (including 5250,003 kr dams for cash. The SIPC met protection limit, ;NY to all non; that you hold h a partictla cwacity. The Fm,,, together web certainaffiliates, has also purdursi admlementel protection. The napernan amount pa/al:410 at *foible diet, CONIClink endr this erasion is S500 maroon a of Decent*, 10, 2015. Scbra to the poky ordilons ad Initiations, cash a the fin is further protected fa up to $1.9 milbn n the aggregate kr all your accounts held n apasicubr opacity. A 7J copy of thepoky wading is nibble upon request. The SIPC protection ad the supplemental Protection both do not slob' to • Cason Iraqi.' assets controlled by (end nand n your account value) but held away from UBSFinancal Services (e.g., certain(i) cash at UBS Bat USA, 00 cash at LesAG U.S.Dandoes, (4 resurarce poixts, including weiriale annuities, and (in Aarn of rues' mend, where such thaws we registered dusty is the name of the accord holier on the books ad records of to saki* Suer a transfer agent). • Certain rwsb-nent contracts or inssiment interests (e.g., limited partnerships ad pirate placements) that are roc remand aria the Securities Act of 1933; and • Commodities catacts (e.g, foreign exchange and preccus metal contracts), includrg futures contracts ltd corned*, option contract. The SIPC proud on and the suppewnentel probationdo not apply to these assets then if theyotherwise appear on you statements. The StC protection aid the adsPlanental protection cb not protect again changes n the market vela of rte investments (Meths as result of market moverrem, issue balcruptcy a °Menke) More Swinton is salable spas regast rots mw Wean more informationabout SIM, including the SIPC Brookre. by contacting SIPC at 202-37143CM or by viiithea the SIPC swbrde at amtatto.org Dividend Reiewestment Program (DRIP) The prise reflected is an average puce. You may Stan the actual price km mar Frurciel Advisa.Orey *hole shares we purchased under DRW; anal than MR be sold ad the cashwi be deposited nywr account The eividend reenactment price applied by the tear may Eller from the market price at With the partial dares av sold CrMnlieu Cny whole ores may be held n par aware. If you,. entitled ro e petal sit a s nesult ol a chiderd payment or Otenione, the Firm will either sell panel sits a mallet price a accept an /mord determined by a regiaered derrim agency, ad credit pat accord. Investment objectives The eronimeri objectless and risk profile are spec lic to each account and may may between you account Please advs. the Firm pronmty in wining of a-y signeicant change in you Inamcial snuanon or nvestment oblectives For eacharcane held, you Moose or* of the following investment objectives. CONFIDENTIAL • Weds. Currentincome: ronments seekng tee generation of income ony. • Achaie Cape., Apparcestion. Immo-rants seek ag crown of atheism' rather the, the generation of name. • Produce Caolamobn of Magee end Capita Aporeciaton. newnents seeking both the generator. of name and grOtAh of trial:al. Overall rids profiles • Consavebee. Seeks to mantin nilial pri-cipal with low risk and 4800 to the acorn watt men if that means the non does not generate signCInot Ware a resume at may rot brep pace wish • Moderate Wiling to accept scene risk to pircDal and tolerate some votathty to seek hgher returns. • Aggressm: wiling to accept high irk to pnncpi and high cobs lily to seek high returns or time. • Mwstnen Figiatirr Consideration: t Hinted, a portion of the portfolio for tort account may islade canplex straeges, lined liouicky and rater volniky. Statement Phetseheldior We may consordise at related account statements with the same adiess n the same ennelse, eq. because toy have wants oho also mantas, joral account rein crehrps wall other times a the same address. If you paler lo recent ndiwdual statements mailed n separate ernelcoes, you mat decline Sokr,eholdng by citing yen Novicki toner Friendly arrant name ihe Feencler aconnt nano is a cusiornadolo 'manure' chosen by you to assist you with your recordleePrig. has no legaleffect on your account You can change for rowdy er.COUll names., through °little Service, a by contain; your Fr oncial Athos*. Account overview • Value of yea accoonWonYolo. Net of stets and ' Soden Asa hcbdes weld* cash balances, vetoes fa restricted musty lest k and Global rine Dins it, srreared marks to maket, and oaten assets not held by the Fin. Does rot include unpriad seositien assets at tie end of the pilot and carent statement periods, or point reenanenn unested stock options and once:able secret options • pithetees. Includes debit Waxes, outstarding ma* bins, credit Ire, that accost balances. • Casamoney balances. Total of unimested available cash balances, plus deposit talaxes at UB5 Bank USA, LDS AG U.S Branches ad morn market mutual fund sweep biros at the chile of the statement period hirscarredity free aedt balances in yes account are rot secjegaled from other balances and tie Fin mai •ae sty of these lads it the Ordiney course of As Wainer, These funds re payable yam your demand. This total is ridded in the arrant period closing Vale Lending infonnetion fa detaaed information on the firm's ',Shp practices and cleanses. refer to sir Chew Rationale SDNY_GM_00023794 EFTA_00134414 EFTA01276185
Important information about your statement (POIlthfiled) Agnment or ACCO-ilAgreerrenl ad the General Terms ad Conditions U3S Statement of Credit Practices ;natio in Agreement indent:ores at mop unteu fronitireevinteirtrintr met Yew rests Your statement itemizes securities end other Watts hell laths want at the end of to claimers period. You may ask for denary d fully paid seosies al ary time. You may receive securities used as loan Neaten aher paying any balance de an them. Any securities translated to to Firm cash; the Itaitallalt pence are listed* market vain at of the add the sterna. Period. • Cast basis. In denting the cost basis of the securities indeed in this statement where indicated wile the number l, • US F mince Services has relied ale information obtained from sources other than V65 Financial Semite including information from another fen a that sumer have grovided to you Nutlet Athisor. The Fits Wel not independently vedya saran* the acaracy a varak dry information provided by tuns other than MS Financial In a:Wirt although UPSFin-Me Services general& updates this nformation as it is recent the Firm does not provide art' assumes that the tdormation seder 'Cost bees° ard ^Unrealized gal love is accurate as of the date of this statement. I4 such please done ray on this nictitation to make psi:heels sale decisions, fa tax puposes a otherwise. Accounts tendered to tie Fen may WW1 gal loss information only for In period id tine they we held at the Fhn More historical reicrmation cube aited by you- Maxis' Advisor. • Unrealised gainlosiee Yellen delta is available, emanated utoalined guinea/es re calculated la rdistileal teat lots. The tureens,' data for rekvilial lots may or may not ref let ccmmisens. rZ det security reorganization events an d and other reinvestment lots we systematk paha* bit are each combined to dimes° a* awraged lot The 'Trade date' coLenn presents the agral transaction trade date. • Callable securities Bonds and peened stock that the °sun <els for eery reckintem will be selected stlanallt by la hem amtrci all mutes of that issue held in our runts in nominee nen for ax clients. Call tease niceneten is cbtaned from third panics and its accuracy is not guested. On-er tall tares may emf whin mid aged wed <ankle rift-erratum will be provided upon request • Certificates of deposit COX. CDs are FDIC noted mom 5.29),W0 n principal se /rand interest per depodct aid per depository inninfixais accordance with Flit nAes • PriothaNe Chas displayed fa secuntes and other sextets may be higher or lower than he price that )0J would actually receive in to mike. New ate obtained from varkus thud party sources Mitt we teem to be reliable, bit we donor garantee thee' accurey. - We gene* see the closing price when snit* a the men of the bid and ask poxes for listed scaritin and optecem a only bid prices for OTC seardies. - Less acterek traded secuities may be priced using a valuation nodal a the most recent price we cleaned end may not reflect en actual market price a Yalu? - Certain positions may appear into_n a price and will taw as 'vice was rot avaslable• it we at unable to obtain a price fora stank - Deposita a securities denominated elCUM71-00 other thin U.S dales are reflected at the inhere. rate as of the statement date. - fcr certain searnes hiding n non-conformrig denornnetions, puce ri d quantity(fot nes) my haw been adjusted to facilitate caper valuation. To dean arnem meteors, when available. contact v:,,r F,ranctl AOntcr • Private inesunente and eructated produc s. restate rivestmcre saunas (ex teing net participation program ad m inute invest:nem rant soothe) and goateed pro:torts are weal), highly aped. Celan sties-tend packets hoe not been registered with the Senn, and Evesl Gammen, cr under ant state securaeTwes, We omen estimated Veen for pimp investment seositis and enstured products for rikmatiral purposes any. Atones snot gumanteed. - These Yeses may differ abstamisey from prices, il any. at which a Prang norm' ay stnetured product maybe bought or sold and do 11:4 necessaikrepresern the vat* you may recent span liquidator. - Third party *emotes of vain ate es ce nertain date ad am supplied to UBS Fnaxisl Services on a remear basis by an independere saltation firm. - baser. general panne- or sponsor estimated false any, are 'spoked to the Fern by the issuer, general partner or spator and my be calculated based on deferent information front tat used by third ponies to derive their 'denoted values. - You can obtain additoral iformation regarding the metodolagy used to dentine the estimate d value and the dale of U. iicematim that is the basis fa the estimate by contacting your Fr uncial Advisor - Third party ',kneed votes may be reflected as 'Not priced' in several situations when an 1-dependent valuation tim has not attireda is untie to assir a Yeah %nene become ware that a matenal mot has tasted tat may call a premusk reported value no question, ot when a value would be high spaulatne due to tie nature of the sewn. - When neither an suer, general partner or monsor estimated value nor a thed-paly estimated qla is poseciel, the salt of tie searywd be dement lent its cache* price. - •Daributicos to date' metinclude return of capita( (tome orboth. - 'Original unit size' represents the initial offering price per snit and may not reflect Jour cost bait, - DIP at untied Rea sautes are not listed as a rational securities exchange, and at generally liquid and hen if they can be sold, tee tree received may be lea than the per shore estimated vat* provided n the mart statement, . Restricted securities. Restxted stearin general), am not (wren, eimbk for public sale. U8S Financial Service, uses the mese priced the unrestricted stook of the sane issue as an imputed value for the restricted WM Nrowpasesoithis statement oak To the extent that resigned searnies are elqbk to sale, the value reeked may be stbstantsalk less thanthe intoned vate town • Est festinated) income. anon yield; and rates. M estimate of amua1 income a based on current dnidend ad intent rates, assuning the searies will be held for err we from statement date or until maturity This estimate bony a gudolne; accuracy ad continued income are not guaarrteed - Estimated anal hcane and curet yield for certain types of learnt' could mckele a return of precise or capital gen n which case the est income (a-d astral yield would be overstated, - Estimated anal income and anent y eld are tie actual ?cane aidyield nefit be laver°, higher than the estimated resents. - An *eine* of maned income (daklend ands interest) divided by the current male vale/average balance is based ale the let dividend or interest payment made by the 'suer and amines the searentlepmes will be held foe ore year from the statement date or until mann), Accuracy and continued well am not guaranteed • Assets not held bytes Financial Services. Certain Mies St rot held byenlists ad not nth the Fen's possenin or anent These assets tee dtsplayed On year stamen for informational purposes onist Positions and values presented am provided by dal Sea'rg firm. UBS Financial Services not referable tor this information and don not guarantee es accuracy. Thee Mans ay rot protected by UK or tie Fines suPelenental SW( cowrie • Revenue Osprey and additional compensation — In addition to commissions on sat and 121a1 lees received n correction with the cfistributin mutual arils to ow dents we ander our affAale receive revenues haring payments from distributors ardor ad visas of thenatal funds that we sell. Thew amounts are based on two deem corrparents (k the amount of eke by UBS of a Palhar mutual fund famik to our <lents: and 0i) the asset value of a particular mutual fund famiks shares held a the Irrn — We and as allAate ate receive networking a ornba accessing fees in consideration for transfer agent salvoes 11-at we prone to the mutual ands. These fees generally are pad from investor asses n the manual lure aid maned dies amount based an the ember of accounts at the broker-dealer holing mutual funds al that fund fa-nify CONFIDENTIAL — h addtion to commissions received n connection with the sale or destitution al arney contract and wet investment hat wit tome clients, we ander our affiliate redetermine shaves compensation from many of the innate companies Oridelliterg the amity contracts, affiates et the straws caroans or sponsors of tie she irrivemmt rusts we distriaSe. - Our affiliates abo recen trading commeskins ad other compensationfrom rneel ands and notate companies whose products we &wine ▪ We receive an reel he from UBS Bat USA at CBS AG Stanford Ranch idiot° $25 per accord sweeping to the barks under the UBS Bank Sweep Programs. Activity hkemafion rogueing commksens and other chases tarred ri connection with the execuen of trades, hclefrg option nnuctions has been inctictd on antimafia° peseousk anted to you. end will be presided tory worldly on recent. Short selling you are engaged in short selleg a seventy, you may nave a charge der to casein banowit costs for that partiulamearny. Open orders Regarding open or ' goo:ISA-canceled' ceders that were not executed by the statement dew, open buy and sea slop orders are reduced by the enure of disiderds or rayhisan an eadividercb a earrfrels date sinless helmeted ahenvise by yos You are responsbk for odes that are executed de to yOur ladure to cancel east im open penes. Mew To obtain a copy of or current Client Meaty Notke. pleat comet yon FractalAnise or vat our websne at ttaaw rrvenfitinne,lrer 1,85 hind Sirens e rota bark The PM A, Business Services Account EGA and IRMA are teenage accounts which provide access so banking services and protests tea* arangenwrits with aliened bales and other Ihniparty bares, rd provides accento toesa-ce and amity omits axed by unaHiliated end-party rotate companies through imura-ce agency subsdianes of UBS Financial Senses Inc. isosment Mura-ce, and aruity products Not FOC Meted • No bank quannew May tow eta RUA. Resource Management Art. nt, Business Services Account BSA. IDA and intonational Resource Management Accost am registered service maks of UBS Niece Sirens Ix Visa Signalise is a monied Send milk of Vial home inat LOS visa Signature mcIlt cads and IBS Visa debt cards apt inued by UBS Bat USA wit. omission torn Visa U SA Incorporated. UM Financial Serena he Rev 201604 SDNY_GM_00023795 EFTA 00134415 EFTA01276186
*UBS Lies Felancial Services tic Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70078411151216X12 YI 0 Resource Management Account December 2016 GNISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHIStANE MAXWELL Friendly account name: Indiv.Check/Car Account number. Your financial Advisor- SCOTT STACK IvIANLYLE CASRIEL Phone. Questions about your statemest? Call your Financial Advisor or the Value of your account RMA ReSoteceline at 800-RMA- 1000, account 029023576 On *Wernher 30 (5) on December 30(4) Your assets 69,703.41 43,932.84 1firitour webslte: www.ubscomainancialservices Your liabilities 0.00 0.00 Value of your account $69,703.41 $43,932.84 Items for your attention , Help protect yourself from fraud end review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from %wiry/. annuakreditreport.com. Tracking the value of your account S the. :.636C$ 7: 6 69.7 Sources of your account growth during 2016 Value of your account at yea end 2015 Net deposits and withdrawals YO.W9VeS171641t return NW:lendand interest income Chance in market value Value of your account on Dec 34 2916 SDNY GM 00023796 41,932.36 441,995.62 $13.86 9000 $44932.14 Member SIPC CNP700160079411 I5 N67060310136 COCC6 1216 030575004Y1235765501103CD ►age 1 of 8 CONFIDENTIAL EFTA_00 I 344 I 6 EFTA01276187
4CaUBS Resource Management Account December 2016 Your account balance sheet Summary of your assets Value on December 30 CS) Percentage of your account A Cash and rrxmey balances 43,932.84 10000% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% Account name: Friendly account name:Ir 1 Account number: E Non-traditional 0.00 000% F Commodities 0.00 G Other Total assets Value of your account $43,932.84 $43,932.84 000% Your current asset allocation 100.00% A Eye on the markets Index Your ll asocial Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. VISS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information aboc,t yaw statement on the last two pages of this statement for details about those balances Percentage change Detember 2016 Year to date S&P 500 1.98% I i.%% Russell 3000 1.95% 12.74% MSC I - Europe, Australia & Far East 3.44% 1.51% Barclays Capital U.S. Aggregate Bond Index 0.14% 2.65% Interest rates on December 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.77% CNP P00 I 0007841 t I 6 NP70C03I0I36 00036 1216 030579004 PI23576550 lig01YGM0002372k0 2 of 8 CONFIDENTIAL EFTA_00134417 EFTA01276188
SUBS Resource Management Account December 2016 Change in the value of your account December 2016 (SI Year to date (S) Opening account value $69,703.41 $1,932.36 Deposits, including investments transferred in 0.00 295,724.35 Withdrawals and fees, including investments transferred out -25,771.77 -253,737.73 Dividend and interest income 1.20 13.86 Closing account value $43,932.84 $43,932.84 Account name: GHISLAINE MAXWELL Friendly account name:Indtv CheckfCar Account number. Dividend and interest income earned For purposes of INS Statement, tznatilty of inkiest and Onldend income has been determined tan a US ten lePottirg Cendediye. 844.0 upon the residence of the account holder. account type. or product type, torn, interest arch dvidend payments may not bo subject to United States (US) andor Puerto Pico (PR) Income tzars The dent month,/ statement is not intended to be used and cannot be feted upon for tax purposes. Clients should refer to the aCC1/48tie tar reporting fora they recehe from UBS armudly, such as the forms 1099 and the Fonns 493, for lac reporting informanon his the practice of UBS to file the aniskacre tar reporting forms WM the US mterna Revenue Service and PR fleeting), Deparreent, and in such loan; accurately 0659 fy cinclena and a interest aim exerrpt or bitable 'mew* Pleat consult your indedual tax prepare: Cash activity summary Your ti floods' Advisor: SCOTT STACK MAN/LYLE CASRIEL See Account activity tat month tor dela akarxes in your Sweep00cm are includedin the cpenng and dating mantes rare. PDC insurance eppier only to deposits a u85 Bank USA, not to deports at u85 AG, Starriord Ranch Of bank deposits placed throw), the UBS intemahon.a Deposit Account pogrom. SIPC protection applies to money market sweep find hcedings but rot bare deposits See Important inSormation about your stetemert on the last twO pays ce this document for dials December 2016 (5) Year to date (S) Opening balances $69,703.41 $1,932.36 Additions Deposits and other funds credited 0.00 295,724.35 Dividend aid interest income 1.20 I3.86 Total additions Subtractions Checks and bill payments $1.20 $295,738.21 -I 9,385 78 -217,961.93 Card payments 0.00 -4,179.99 Other funds debited -6,385.99 -31,595.81 Total subtractions -$25,771.77 -$253,737.73 Net cash flow dosing balances -$25,770.57 $42,000.48 $43,932.84 $43,932.84 December 20 16 (5) Year to date (1) UBS Bank USA Deposit Account APY Taxable interest 1 20 13.84 Total current year $1.20 $13.84 Interest period Nov 7 - Dec 6 Prior year adjustment 0.00 0.02 Opening UBS Bank USA Deposit balance Nov 7 $83,120.08 Total dividend & interest $1.20 $13.86 Closing UBS Bank USA Deposit balance Dec 6 $50,318.83 Number of days in nterest period 30 Average daily ba lance $72,822.47 Interest earned 81.20 Annual percentage yield earned O02% SDNY GM 00023798 CelP70310007641 II 7 NP70033I0136 00936 1216 030575004 Y123576550 110000 Pap 3 of 8 CONFIDENTIAL EFTA_00 I 344 I 8 EFTA01276189
UBS Resource Management Account December 2016 My Choice Rewards Points from UBS Account name: Friendly account name: ir Account number: Rewards pants are reflected as of tne 26th of the mcnth or the poor busness day it the 26th Mk on a %Rood rosoay Reward. ooni activity (*tab on be found On wwwuas.com/onhfese*kes December 2016 Year to date Opening balance 0 4,279 Points earned 0 1,294 Closing balance Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Filancial Advisor or Branch Manager. Youcan find a ful description of the altemabve investment objectives in important information about )our statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment efigibihty ccrMeration - None selected 0 5,573 Your account instructions . Vote account cost basis default closing method is FIFO, First In, First Out. Your Illiancial Advisor: SCOTT STACK/allLYLE CASR1EL CNP20310007841118NP70C0310136 COCOS 1216 030575004 Y123526550 I ICISIYGM000237fte 4 of 8 CONFIDENTIAL EFTA_00134419 EFTA01276190
*UBS Resource Management Account December 2016 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Indio CheclICar Account number. Some pnces, rnconle and current voiles shown May be EpprOxinlate. As a lout gam aid losses may not be accurately reflected. Set Imporunt intonnabon about your statement at the end of ths °xi:nem for more Inforrason. Cash Cash and money balances Cash and money balances may induct± avalkle cash balances, UBS Bank USA deposit account Glances, UBS AG Starkrd Branch deposit account balances and money market nand fund sweep balances. UBS Bank USA deposit account balances are Insured ty the FDIC Huhn applIcitle limits, but are not protected by SIPC. UBS AG Stanford Branch deposit account blames an not insured by FDIC and are not protected by RFC Honey market sweep balances are protected by SPC but an not insured by the FDIC. Ste the important information about your statement at the end of this Coo:rant for deiaih tout those balances. Openng balance Closing Wage en ce per three Average Hddng an Dec I (I) on Dec 30 (1) on Dec 30(1) rate MS BANK USA DEP ACCT 69,703.41 43,932.84 250,000.00 OnIdendWerest period Your Pi nandal Advisor: SCOTT STACKMANLYLE CASRiEL Days in period csp sweet (5) Your total assets vane on Dec 30(1) PeKentage Cost EStmated your account t056 (1) annual incense (51 Unrealized own or loss CS/ cash Total 543,932.84 100.00% 543,932.84 Cash end money Weems 48932.84 100.00% 43,932.84 Account activity this month you hint Cileified 10f a $15000 Armed account Hewitt. Date Acthity Descrolon *mown (1) Dividend and interestiscome Taxable interest cod 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1210916 1.20 Total taxable interest 51.20 Total dividend and interest income 51.20 Date Actisty Descnplon Dec 5 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE .410.22 Dec 5 Withdrawal ACH WITHDRAWAL UNITECHEALTHONE -556.98 AMOW1t (1) Pill payments convnyed next page SDNY GM 00023800 C HP70310007841 it 9 HP70[03101 36 00036 1216 030575004 VI 23576S50 110000 Pegs S of 8 CONFIDENTIAL EFTA_00134420 EFTA01276191
UBS Resource Management Account December 2016 Account activity this month (Contnuedl Oat Activity Dec 5 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT 18.788.58 • Total bill payments 419.3115.78 Account name: GHISLAINE MAXWELL Friendly account name:Indiv ChecklCar Account number: Your It asocial Advisor: SCOTT STACK MAMLYLE CASRIEL Descnphon Anoint (S) Bill payments (continued) Card Items for your Attention: Can My Chace Reward comb with every purchase you make with your U8S c !edit card It is cat of the most flexible rewards programs in the industry. Choose from a wide selection of rewards like travel, gift beds and merchaidae. Or wrath the Personae Chace featve, you can use your point to pay for anything owe 1100 that you purchase with your cad. UBS Visa credit co id(s) payment information for December 23, 2016 IA Amiga Payment Cue Payment Due Dae Credt Inc Avalette Credit Line Outstanding bdance $35.00 Dec 23, 2016 535,00000 134,864 50 4135.50 This credt cad is enrolled in UBS Pay Credit Cad feature and will automatically to paid (ran your accourc Your payment is schecipled for ;armory 2Q 2017 We provide ten inform:bon on you UBS visa veil catch :dory as a courtesy top= The UBS Visa credt carol and account are issued Cy UBS Bans USA UBS Bank USA sends you tho officii staernent for this xcount and you Mouldmale your payment ac cord ng to their instructions we do not Ind ode your Ou1SIOncling ortd1 <aid tglanCe in the endued you tk(OunI Min UBS Financial Services Inc Die Actiety Doscptron growl (5) Dec 28 Withdrawal FEDERAL FUNDS TO Insurance Office of Central AT FIFTH TI4RD BANK -6,385.49 Other funds debited Total other funds debited -$6,385.99 Die activity DescrestiOn Balance forward $69,703A1 Amount (1) Money balance activities Nov 30 Dec 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/0916 -19985.78 Dec 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/06(16 1 20 Dec 29 Withdraw's/ UBS BANK USA DEPOSIT ACCOUNT AS OF 12/28,16 -6385.99 Dec 30 Closing UBS Bank USA Deposit Account The UBS Ban, USA Depont Account Is your primary sweep talon 543.932.84 CNP70310007841120NP7060310136 00036 1216 030575004 Y123576550 1 IcgtihyGro 000238tAge 6 of 8 CONFIDENTIAL EFTA 00)34421 EFTA01276192
SUBS Resource Management Account December 2016 Account name: GHISLAINE MAXWELL Friendly account name:Indiv ChecklCar Account number. Summary of approved payees and recurring payments Based on your instructions. the foNowing payees and recurring payments are conscfered 'approved payees' As a result (I)you may authorize addeional transkrs to these payees Yerba* and (2)you are no longer receiving nche Wool confirmations for payments to these noes Payee &stepson %rola Rueda Welk Fargo Bank, National Associat Morgan Manhattan 111MORGAN CHASE BANK, NA Tracey and Assooates PC Operating Account THE BOSTON PRIVATE BK. & TR CO Y123655 Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL The payees and retuning payments tested telow do not include Bel Payments &monk kinds transfers and (Cter) other mailers hewer, accounts at traS Ilya, have addihonal ones anlior recurring Oa/oceans on rite you wN f e* separate confirmeWns from your financul Adoser. Fo update or cancel any of these ostructkms, plene contact your Muncie! Advdor CFsbursement Amount IS) met nO0 70>taKtn! Frequency Start date end date LAI used dale varied ACH Payee on file Upon request Na rife Sep 07, 16 vaned Federal Funds Payee on file upon request rra Na llo'r 21,16 vaned Federal Funds Payee on file Upon request ria nsa Sep 13, 16 vaned Transfer Payee on file Upon request ria nia Sep 08,16 SDNY GM 00023802 0070310307841121 NP7003310136 000:6 1216 030579004 Y123576%0110000 Pap 7 of 8 CONFIDENTIAL EFTA_00134422 EFTA01276193
*UBS Your notes CNP70010007841 122 NP7000310136 00006 1216 030575004 Y123576$50 ilgiffiliy_Gm_000238ftge 8 of 8 frtd of statement for account number- CONFIDENTIAL EFTA_00134423 EFTA01276194
Important information about your statement U3S Fruncial Services tx. (the Fern or UBS Fe, mid Strobes). is a member of all principal sweaty, commotray and options exchanges. UBS Financial Semler, and U135 Bank USA am edied subsidiaries of UPS AG and affibaes of 1.85 Securties U.C. The Fein's financial statement a available upon ramie The Faros external& of Ikes are at: UBSFinricel lances 1200 Harbor Boulevard Weehawken, NJ 07086 This Statenint represents the only official record of pat U35 Fr, ncial Sakes account. Other record, Putt official tw.dxunents. contanng confliang data should not be relied wan d jou believe there 6 an error a omission please report a immediately n wrong to the Brands Manna of the office wveg your acre/int. Allhoop al riga.' atom re Mended to be accurate, statement dela *cull not be used for tar proposes Rely 'SY on yethend tax rows, 0e. , Form 1099. 5498. 10425. etc ) when prepamg your lax return. Ix Fim required by law to ram to tie IRS enterable dividends. reportrob rantarible anima and uutak inerest owned as societies held n pet =cowl. net proceeds an sale breaclire, ad con basisancertain covered sectraies. Cravarwaskeekno with the Finn • Please reconfirm ay oral corrnwncatons in wrong tofurther protect your rites, indudrg your rites utter the Seosks Imestor Protection Act (SPAT • If the financial haitution en the top left of to front of this stamen snot LBS Enna Strokes, UPS Frontal Semites carries pa =cunt as clearing tecker by arr-a-gement wan the ideated insieuton We informal you of tee relate:atria %%m you opened this accost h the cast your kr& and seoalies we boated at UBS financial Stakes and rot ter hetal.ceg broker, red you mat make a awl of any error or omission to both firms As described in the account agreements, you must not: w of ay errors or Laud rworkey chedis reflected en your statement nehii 30 days after ir was mailed or made available. A itaternerii shall be deemed con-aloe and accurate in all other respects if not objected to in venteg within 60 days • Pleasedeedcustomer complaints or ilaleRS to tie Fends C bent Rastan Department at 201.352.1699 a tolltra at 9003549100, 8:03 A.M. to 6 CO P.M. FT Monday through Friday, or in mitiwtoU3S Pi/antral Senices lx., Client Relations Department, P.O. Bra 766 Urion C ay, NI 07087. • Fa TW services. Call I344-612.0986 or km cubde the US.; 61 201352.1495 • In caw of errors or gtnekre about an electronic tuts Wander (EFT}, tai parent or UBS Visecktit card 'Insertions, call BO -762-1000, or wee to PBS Frontal Semites ex., 1000 Marta 111..d., 6th floor, Weehawken ha 07086, Ann RMASSA Serrom Cal or carte as won Nyco can, if you trek you statement a receipts *rag or if you need more hiamaton about a trader on the statement of neC44. The Firm orCard "suer (as apple/Me)mat her Iromyou no later than 60 days alter the f con sere you the fret dement on venh the ems or Freitlem artaeted. - Mood, yoer name td accost neater (if am) - Cdsabe te error or tie nosier you aeLreUre about, ad explain as dewy as you can why you believe t is an mu or why fix need man nformaticn - Provide the dolor amount d the suspected era. The Finn or Card bsuer will Westgateyew complied and will correct my error promptly. For alleged errors Mack; UBS debil ca-d no-oath:re. if we take more than 10 tos hess days to do this, we will credk yea maul for the amount you trot 6 in error, so that you wit hove the use of the money dunng he row n takes us to complete our iwestiption. Please make all checks payable to the Fern or the fiuncial insane") notated on tie front of the strtsment In addition to negaar acca.n fees, accounts may be abject to maromarce lees, chirps for We parrent ice securities purchases and charges ice unpaid arrorts n cash acct. ts Accounts that we tansterred to other instaacns may be subject to a banter fee. 1406 Swoop Options 1.85 offers options ice sweipkg cash balances, balances to bark deposits at UBS Bat USA and LBS AG Stardeed branch (Bat Sweep Brogans), mow/market mutual tea Money handfeed the InternationalDepose Accost ODAtor customers nth an Intentional Renrce Management Account. Through the Bat Sweep Program% cash balances we swept to WS Bank LISA Lp to an established knit ad then to UBS AG Stanford Enoch or a Money Fund. Depots at LBS Bank USA we FIX hand in accordance whh FCC ruin. For more ea &nation Perm wwwfdic got Deposes a 1.135 AG StamfordBranch ad shares of Money Fads are rot instred by the FCC. Through tie OA, amilaole to eat balances are swept to depose annants al UBS AG New Yak Ranch and LEG AG Carron Branch These deposits are not roured by tie FCC. Banes held at the LBS AG Cayman Ranch are tempo-ray wposed to the mvereign rick of the Cabmen 'Ards, and there ism gararaee or other otagabon of UBS AG to repay to balances '44'4°nthe LBS Cayman Branch's books. Deposes a UN Bat L6A and each UBS AG Bench are rot protected by 51K. Money Fund shires we protected by SIPC. See 'US Banc& Mentes Accent Protection' below. Upon your request, balances in to Bank Sweep Programs or OA may be withdrawn arid shares of a Money Fad may be Relabeled, aid the proceeds returned to you or you Ste-rdiat accost Father eicemaron about available sweep option, ncldrg current merest rates and welds, is available at vemv.ubs,corrinveepmelds, from your f asocial Myna or by calling 030-762.1000. UBS Pawncial Saviours 'amen protection The rim is a member of the Sabana Mesh Froaecton Corporation (9PC). which pole& marks accculs of its merrbers up to 5500093 (including 5250,0W ice chins for cash). The SIPC asset protection krnits apply to al accents that youhold n a partied& cepaCky. The Finn, together rah cotain off taw, ha alto purchased supplemental protection. The madman amount payaok to all elgble clients. colkawelyu-der this protection is 1500 reckon as of Decanter 10, 2015. &beet to the poky ccedirons ard IntaionL cat a the firm is further protected for up to 81.9 million the arXregete for enrols accounts held it, a pat& caaarty. Abel ccpy of the conwadi-9 is wail** won request. The SIPC protection red the ntrolerronUI protection both do not aPPIY • Certain f ataxia assets controlled by (and itlad in your account value) but held away from US$Finance' SenisCeS (e 9., certain 0) cash at UBS Bair USA, 00 cash at WS AG U S.brardw% 0.0 ounce prookts, including wrist* enmities, and The shares of MASI funds where such stares are registered dreary n the name ol the account holder on the books ad reccrds of One applicable issuer a transfer agent). • Chain investment contracts or intestinal interest (.9.. limrted patnerships ad pirate placements) that we rot regetered taller the Securities Act of 1933; end • Commodities mends (e.g, foreign excharge and prec lax metal rartraal0, incluarg (aura contacts ad commodity cption contracts. the SIPC protecton and to supplemental protecron do not apply to these assets thenif theyotherwise appear on pat Slatemtnet. The SVC protection and the applemental protection dot not protect against changes in the make vale of your investments (whether a a result of market movement issuer ba-kruptcy or otherwee) More information is avelabk upon reopen. Stump cbtin more idormation Man SIPC, including the SIPC Vrolux, by contacng SIPC at 202-3714303 or by Malec the SIPC websee at www. strap Dividend Reiweament Program Pone) The price reflected is an average plc. You may obtain the actual price irony:a Financial Advisee. OrM whole shares are purchased under DRIP; partial shaesnl be soli wad the cash ml be deposited re your account. M &Wad ferneflmen price tippled by the ewer may Offer from the maket race at uncle 8-4 partial shares we sold Caelethflieu &by whole units may be hard n yea meant if you we entitled to a partial tall as a result of a &,iderd payment or otherwise, the Firm well either sell penal thies at market ace a accept as amour determined by a regetered &sing agency, and credit par acorn Invertment objective' the nwstnere objectives ad risk profile we speck to each (Konen and may ray between soy accents. Please siva the Firm prorrpty in wilting of try tkrakant change in roar Ataxia sLniona CONFIDENTIAL investment objectives. For etch/COX& held you chow one of the lalbweg nvestment objectives: • P/oduce Curren t Income: FmnItiwnis *Arm the general:a of :tome my. • Ache. CaPVAPPreciation: Investments seeking growth of pmcipal rather than the gereraton of income. • nockir Combination Shwa* and Capital Appreciation Inveronents calaw both the generation of none and ceowth of p1k-CPal. Overall risk profiles • Confe•vabve. Seeks to maintain Sol pre-cpa with low ria and mighty to the mecum owe% even if that men to attar* does not generate significant income a MUM ad may rot keep pace with inflation. • Moderate Wiling to accept some irk to ronopal ad tolerate sane ridat arty to re& higher mum. • Aggro:tie.: Willing to accept hip risk to prindpal rid high solthlity to seek high return Mee time. • rniestotent &On Constieration: F selected a portion of the portfolio for that account may nclude complex streepes, kneed liquicky and rater volatiky. Statemenrhousekeldthe We may consolidate at related account statements with the same address in the same envekpe. e g. because they haw owners who alto mantas Wed account reeationsrox wilt other dents a the Sam? address. If you prefer to reale indiedual Patenents mailed is separate envelopes, you may deck-te h:uSentlfg by can; your Fe uncial Adrisot Friarolly aceetait name The Friendly account name is a roam/table 'nelnarre' chosen by you to assist you with your receedkeepets It he no legal effect «smut account Your on change your Friendly account name. though OnineSeniCe3 by contacting KisFinancial Advisor. Account overview • Yet. of your accountrporethro. Net of ands and liabilties • Assets Includes available cash balances. yawsfor restricted sec.)* (est ), and Global Thne Deposits, unreozed marts 10 rraket, andcertain assets not held by the Prin. Does not include repriced seeatiet assets a the end of the prior and ,anent irtaurrent poriode, or ornate rows/rant% invested stock options and Perm,* stale cptions • trabiertes hicledes debt tela-ces, outstadrg maga loans, credit line, shod account balances. • Cash/money balances. Total of unintested scalable cash balances, plus deposit berates at UBS Bent USA, UBS AG U.S Branches and moneymotet mutat fund sweep balances, at tie close of tie statement period. Noniconmodity tree cede balances in yea nose we not negated from other balance, and the Fins may use try of thine fads hi the ordinay course of its bersross These funds repayable icon your danced. This total 6 ncUded in the osrent period dosing Yaw. SONY_GM_00023804 EFTA_00134424 EFTA01276195
Important information about your statement (continued) Landing intimmation Fcr Mend inkemstion on the Fm's lending Faeces and *Maros. refer to yar Client Petit-a-Mg Acreement or Attart Agreement ad the General Terms ad Condition& UBS Statement of Credit Pr-sakes available in AgnenesiG andDiscloarrea Jars. Udireentherafinfrfireine ores. Yew meets Your statement itemizes *cunt*, ad other assets heti in the account at the end of the statemert period. You may ask for deanery of 1&*e paid swain at anytime. You mate receive wcuntin used as loan collateral afar paying any balaxe de on them. Any securities Iransiened to the Fin d.r to the statement period are lined at market value as of the end ol the statuette period. • Cart bar* In destornning the cost basis of tie smokes included in this statement where indicated vet the minter 'I,' LES Fhancial Servkes has relied cm information obtained from sources other than LES Fe-uncial Seances including nformstion frcm another fins a that you may have provided to yam Financial Adoisor. The firm does rot independently verdY Cr gannet the aunty a rattily of are information provided by bates other than I-E6Fhunial Semites. h ddlin although WS Firuncil Services gerwelry updates this inarnatian as it is received. the Arm does not provide arty asstra-ces that the recanaion dder 'Cost basis" ard 'Unrealized gaggles' is accurate as of the date of hi statement. As such. please dome rery on this incrmation to make Pad-an cr sale decisions. fa tar PrPoses or otherwise Accounts tranferred to tie Atm may reflect gar/ loss nIcrmaticre only foe the period ol tine they are head S the Pint Mare historkal Harnett" can be aided b/ ear Snarcid • lJnnealized gatheranses When data is wattle. *striated a-realized gaindlones are calculated kr rdivetal sway lots the transaction data for i-dividal low may or may not reflect canmissions, charges anfor security reorganizatbn events. Dividend and oter reinvestment lots ad rystematk purchase tits are each combined to diblay ore averaged lot Ow 'Trade date colan presents the crgi-ul transaction trade dale. • Callable neuritis Bonds and preferred stock that der Mat cats for eery redemption veil be selected Moorhen, by lot Iran ammg all startles of that Mta/ Feld now name or in nomage rant fa err clients Call ban Haman:el is obtained from third patties and is accuracy W not gaanteed. Other call karts May east which said affect *It complete hfcnnacn will be provided upon request • CATterwas of&Pent (m4 COs are FDIC hexed is to 52 50,000 n principal and accrued interest per ckpostor and w depository institution, h &content. wBi FDIC nabs • Price/value arms displayed for securities and other PrOids may be higher or lower than the price that you would actual)/receive in he maker. Prices we obtained from yarns end pity sources ithih we believe to be reliable, but we do not gamut their accuracy. - We general? use tie closing once when amid* ce the mean of the bid ad ask prices for lined securities and option or only bd prices fa OTC HO/ diet - Less actin* traded securities may be priced usng a valuatbn model a dro mon recent prize we *tined ad may not reflect al actual market price a vase. - Cenan postiro may appear mahout a price ad will thew fa • pin was rot atralable• 4 we n unable to obtain a orator a tensity - Deposits a securities derceninated ticurrercies other than U.S. dolled are reflected a the eichange rate as of the statement date. - kr certain wait wading in noneenf orning denornivtiom price and cwa-eily Oise woe) may have been adjusted to facilitatePr-Car valuahn To cbtan omit quotations, whit arailigki celled yes financial Advisor. • Rivals inmarnente and stmend products. Kate hvestmert seo_rdies frickdtg Brea participattn program ad real estate imestment Noakes) and struckned product are rowdy highry tepid Certain stria-Ared Prodais haw not been registered with tie Securities and bathaw Camiissim or under eery state securities laws. We recede *sheeted vales la private investment wastes ard 'immured products for Hama cml papas ask. Achracy neat guaranteed - These values rimydiffer substantialy from privet my, at which a pm* int security a structured product may be bought or sold and do rot necesseerry represent the Ma you may receipt won liquidattn. - Third party eninaes of vale we a of a certain date ad av suppled to UBS Fna-cial Services on a regular bays by an independert vakation firm. - issuer, general palm( a sponsor estimated rakes, it are, are applied to to FM1 by the issuer, general partner or sponsor and may be tabulated based on deferent information tan thawed by 'bed parties to denve their minuted values. ▪ You can obtain adithenal infamatim regarding the metiadalaw used to <Menhine the estimate d value ad the date of the Hornet/anthat is the basis fix the estimate by tentacle-9 your Franoal Abase - Third party ehinded vales may be reflected at 'Not pride in several stuaticny when an ideperdent valuation tint has not suppled a is unable to assign a vale. when we become aim that a material event heti:coated that may call a previous)/ reputed vale into question, er yawn a value would be highly specubtire due to the nature in the wcunty. - When neither an 651st, general partner or sponsor estimated value nor a thedipany estimated vale is preeclet the wale of the secvywilbedtlrrd Iran its purchase price. - 'Distributionsto date' may include rain of capital, rxcrne °Moth. - 'original unit size • represents tie mat offering price per um and mw not reflect your cost base. - DPI and unkrted REIT 'manes are not listed on a natiwal washes exchange, and Ire "mealy liquid and *vend they can be saki, ihr ark* received may be less than the per share estimated vase provided n the accost statement. • Reetikted seturkies Restricted securities gamely we rot tawdry viable for public sae. U85 Financial Services uses the market price of the unrestricted stock of the sane issuer as an imputed valuefa the restricted stock kr moons of Misstatement only To the extent that remitted martin are •Igbh la ale, the yak. roundedma/ be substantialla loss than the lrePuied value shown • Is lastanated) income. current yields and rote. An *senate of a-run exam us bawd an current &wicked ad interest rates, attuning tie leashes will be held for one year from statement date or anil maturity. This Mina* is one, a guidelne, accuracy ad comnuei ncome are not guaranteed - Estimated awl ncane and current yield fa certain types of securities could include a retain of prixipal or captal gains in which case the en. income (ad current yield would be overstated. - Estimated anal Mane rid tuna* yeld and the anal Mane and yield ester be lamer a higher than the estimated mounts. - An estimate of a-ruakted income (dividend antra interest) divided by the current maket valattaverage balance is based an the last divard or Merest payment made by the hear and assures tie secureesideposks will be held for one year torn the statement date or until maturity. Accuracyad continued held .we not warned • Mesta net held by UBSFinalXial Services. Certan men an rot MU by te* Fins and net web the Fern's possessixu or convol. These assets are diva :vied on your statement for informational purposes only. Positrons and values presented are provided by the issurg him UM Fe-uncial Se/VCOS not response*, for this incansion and does not guarantee is accuracy. Therm assets we rot protected by 51cC or the Finns supplementaISIPC coverage. • Revenue Amino end Saimaa ctenpareatian. - h aithicn to canmisims as sales a-d 126.1 bee -eceived 6cornmeal with she distr buten of mutual kat to our dents es* axf or our altdiale recto* reveres. sharing panne* tan distr tuxes anclor advisors of the mnual finds that we sell MM. Snatch are based on two different cony:rent& (0 the arnan of sales by LES of a particular naval fad family to out <lents; arid GO the asset vake of a particular Mutual tad (mar's threshold at the fins - We a-dour Marae also receive network na a-d annbus processng fees in consi*rattof or transler agent services tut we trade to tie mutual lends. These fen gereraly are paid from investor assets h to mutual fund and are a feed dinar anoint based on the renter°, account at thebroker-dealer holdng mutual fen:Vol that fad lardy. - h addition to carimitsims received in connection with the see or dittnIutith of annuity contracts ad CONFIDENTIAL east investment oust units to as dents, we radar as Mikes receive fawns Mang corronnation Iron may of to Muratt companies atbreating the amuty extracts. Manes of the insurance companies or sporeors of the vet investmem Mists we &tribute. ▪ Our affiliates ako receive trading ecarnianns rd otercompens Pim from mutual funds ad inura-co compares whose products we ckstrixte. — We receive in irmal fee frcm Leslie.* USA ad LES AG Stanford Branch of up to 125 pa accant sweeping to the banks ado/ the LEG Bank Sweep Program. Activity Information moaning common:re and otter charges incurred in correction with fi e newtonof Vann. including option transactions has been included on confirmations previous)/ furnished to you, and MI be provided to you trashily on recpest. Short soling If you are engaged in short *dog a securky, sou may incur a charge due to certain tarowtg costs kr that palioalar Open orders Regarding open or 'galtilkancellee ceders tat were not executed by the statement date, open buy and see stop orders we mixed by afloat of diudends orriq,ts on an ex.duiderch a etritits chit unless inended chemist by you. You are romonsbk for orders that we executed die to your I alure to cartel ousting men ceders. Prior To a copy of as turned Client Privacy Nonce please contact yam Financial Athiscr or visit w wetske at mem ohs miennto antra. — LOS F hernial unites tea a bank. The Rhea, Busress Services Account 65A and BMA are brokerage accounts which amide access to ba-king servos ad [roads trough wangements with affthated banks and od-er thid-party bank& aid provides access to suave and amuity products issued by mandated thitiparty therm empties troxis instance agencysubsidiaries of LES Fi ancel Smite; Inc - Mestment Murree. ad annuity products — Not FDIC issured• Ito bank quartile*. May bit sake — WA. Resource flanagentest Account, Bushes, Services Account BSA, IRMA and nterutronal Resource Management Arrant at registered savior males of U3SFhancial Semites hc. - VISA is a registered tadernat owned by Visa hternaignal Serra Association ad used under lame lhieUBS Via credit cads ad the WS Vim Mit cards are issued by 119$ Bank USA with permission from Visa U.S.A. I-corporated. AA War Vademaks, registered Manures, urea maks end registered seance marks are of ter respect... camthies tars Ethane& Services Inc Rev. 20t612 SDNY_GM_00023805 EFI'A_00134425 EFTA01276196
UBS UBS Feuncial Services tic Private Wealth Management 299 Park Avenue 25th Floor New York IW 10171-0002 Resource Management Account January 2017 CN77005653831 0117 X1 Y1 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ07666-0308 Account name•. GHISLANE MAXWELL Friendly account name: Incliv.CheCk/Car Account number: Your Financial Advisor: SCOTT STACKMANILYLE CASRIEL Phone. Questions about your statement? Call your Finandal Advisor or Ore Value of your account RMA Resourceline at 800-RMA- 1000, account 029323576 on DeCember 30 (1) on lanuay 3I (9) Y0ut assets 43,932.84 26,612.83 Visit our website: vmw.ubs.comffinancialservices Your liabilities 0.00 0.00 Value of your account $43.932.84 $26,612.83 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from WWW. annuakreditreport .com Tracking the value of your account sources of your mai est growth derive 2017 Value of your account Thousands at year end 2016 343,932.84 Net deposits and 716 vathdramas -517,320.34 Your fl eStMeilt return: 43.9 Diadendarxl interest income Chance in 50.33 amentaa.4.6 market vats 90 00 1.9 Value of yew etcetnt Dec 2014 Dec 2015 Dec 2016 Jan i0t7 on Jan 31,2017 324612.03 SDNY GM 00023806 Member SIPC CNP70001005653871 HP7003193588 00004 0117 0305750Cht Y173576550100000 Pegs 1 of 6 CONFIDENTIAL EFTA_00134426 EFTA01276197
SUBS Resource Management Account January 2017 Your account balance sheet Summary of your assets Value on January 31 a) Account name: ri.irlAINIE ELL Friendly account name: ir r-arvira• Account number. Percentage of your account A Cash and rrxmey balances 26,612.83 100.00% Your current asset allocation B Cash alternatives 0.00 000% Total assets 526,612.83 100.00% Value of your account 526,612.83 A Eye on the markets (lex Percentage change January 2017 Year to date SP 500 1.90% 1.90% Russell 3000 1.88% 1.88% MSC I - Europe, Australia & Far East 2.91% 291% Barclays Capital U.S. Aggregate Bond Index 0.20% 0.20% Your K vandal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. IJI15 Bank USA deposit account balances, 1)85 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances Interest rates on January 31, 2017 3-month Treasury bills: 0.51% One-month LIBOR: 0.78% 0470X0005653832 NPAX0198588 00C04 0i l 030575004 K123516550 i0npre_Gm_00023,91Wie 2 of 6 CONFIDENTIAL EFTA_001 34427 EFTA01276198
Resource Management Account Change in the value of your account January 2017 (9.; Year to date (I) Opening account value $43,932.84 $43,932.84 Withcfrawals and fees, including investments transferred cut -17,320 34 -17,320.34 Dividend and interest income 0.33 0.33 Closing account value $26,612.83 $26,612.83 Account name: GHISLAINE MAXWELL friendly account name:Indiv Cheek/Car Account number. Dividend and interest income earned For purposes of INS statement, tacabity of inkiest and dnIdend Income has teen determined Iran a US tag reportirg perspective. Based upon the residence of the account header. account type, or product type, sane interest enact dvidend payments may not be subject to United States (US) audio Puerto Rico (PR) income tans The dent monthly statement 4 not intended to be used and carrot be rtfied upon for tac purposes. Clients should refer to the apt:kale la reporting loins they receive from IRS annudly, Such as the forms 1099 and the forms 483, for to reporting information It is the practice of LIBS to file the aeocatie lac reporting forms with the US Intend Revenue Semte and PR Trelany OePartment and in such tomb accurately (WO fy thidends are tV cr interest es ta. exermt or tecatie income. Meese consult your indodual tat prepare(. Cash activity summary Your II vandal Advisor: SCOTT STACK MAN'LYL£ CASRIEL See account activity this month for detail &dances in your Seveepopuons are included'', the openng and dosing balances Aut. FDIC insurance lassoes only to deposits at U8S Bank USA, not to deposits at LOS AG, Stamfod Branch or boric deposits placed !Wog) the UBS internahond Depose Account program SiPC protection appfies to money market sweep fund hddings but rot bare deposits SielmPorteof in60iinotbit about your statement on the rat hao pages cf this document for detals January 2017 IS) Year to date IS) Opening balances $43,932.84 $43,932.84 AddkonS Dividend aid interest income 0.33 0.33 Total act/goons $0.33 $0.33 Subtractions Checks and bill payments -17,18484 -17,184.84 Card payments -135 50 -135.50 Total subtractions -$17,320.34 -$17,320.34 Net cash flow -$17,320.01 -$17,320.01 Closing balances $26,612.83 $26,612.83 January 2017 (4) Year to date (I) UBS Bank USA Deposit Account APY Interest period Dec 7 - Jan 8 Taxable interest 0.08 0.08 Total current year $0.08 $0.08 Prior year adjustment 0.25 0.25 Opening UBS Bank USA Deposit balance Dec 7 $50,318.83 Total dividend & interest $0.33 $0.33 Closing UBS Bank USA Deposit balance Jan 8 $28,201.07 Number of days in nterest period 33 Average daily balance $45,154.43 Interest earned $0 .33 Annual percentage yield earned 001% SDNY GM 00023808 CelP7C003305653833NP7003‘98588 00004 01 7 030575004 Y123576S50 100303 Pap 3 of 6 CONFIDENTIAL EFTA_00134428 EFTA01276199
*UBS Resource Management Account January 2017 My Choice Rewards Points from UBS Account name: Friendly account name: ir • Account number: Rewards pants are reflected as of the 26th of the mcnth or the poor business day it the 26th fAls on a weekendmicas Rewards point adult/ cieteris can be lama On VfMV.usas.ccostnNnesendices January 2017 Year to date Opening balance 5,709 5,709 Points earned 82 82 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in important information about lour statement at the end of this document. Your return objective: Current income ti capital appreciation Your risk profile: Primary - Aggressive Investment e4igibi1/4ty conOderatton None selected 5,791 5,791 Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. Your lq sandal Advisor: SCOTT STACK MANY LYLE CASRIEL CNP700C0305653834 W7060198588 00004 0117 030575004 Y123576$50 1066itiyGki000238fiefie 4 of 6 CONFIDENTIAL EFTA_00134429 EFTA01276200
*UBS Resource Management Account fat II Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indiv Check/Car Account number. Some pnces, inane and current waves shown may be EpproxiMene. AS a teat gains lidlOsses may nol te accutalely reflected. Set imporunrinlonnabon about your statement at IM end of ths documem tot mom infontoaon. Cash Cash and money balances Casts and more), balances may include avalaole cash balances, UBS Bant USA deport account balances, UBS AG StanSord Branch deport account balances and money mancet mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC wllhn appleable limits, but are rice protected by SfPC uBS AG Stanford Branchdeposit ace oum balances an not insured by FM and are not poteded by SIFC Money Market sweep balances are protected by StPC but are not insured by the FDIC. See the important information about your statement at the end of this document for details about Ilene balances. Hddng UBS BANK USA CEP ACCT 43,93204 Operingbdance Cloong baaxe face per :haze Average on Jan 1 (s) on Jan 31 (1) on Ian 31 (1) rate Dnidend Interest period Your rinandel Advisor: SCOTT STACKMAN/LYLE CASRIEL Dap in period Cep anounl (S) Your total assets 26,612.83 250.00000 Value on Jan 31 (S) Percenta?? 01 COSI EStmated your accounl bass (3) annul income (f) UrreatZed oath or loss (S) Cash Cash and money Waseca Total $26,612.83 100.00% $26,612.83 26,612.83 100.00% 26,612.83 Account activity this month Dale Alinty °exception Amount (s) Dividend and intenostincomt Taxable interest Mlsceilaneous Jan 9 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF °NOY 17 0.08 Total taxable interest $0.08 Jan 3 Interest ues BANK USA DEPOSIT ACCOUNT AS OF 103016 0.25 Total mistallaneoes Total dividend and interest income $0.25 10.33 Die AtInity De“npbon heraritall tan 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -15,134.90 Bill payments continued next page SDNY GM 00023810 CHP7C00330565,3133SNe7003193588 00001 0117 03057%01 Y123576SSO 100000 Page S of 6 CONFIDENTIAL EFTA_00134430 EFTA01276201
*UBS Resource Management Account January 2017 Account activity this month (contrived) Account name: GHISLAINE MAXWELL Friendly account name:lndiv ChecIdCar Account number: Your Pi Banda Advisor: SCOTT STACK MAMLYLE CASRIEL Date Acinity Description Amount IS) Jan 4 Withdrawal ACH WITHDRAWAL Uh1TEDHEALTHONE Jan 4 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE 556.98 - Jan 10 Withdrawal ACH WITHDRAWAL Saks Retail -1,452.74 Total bill payments Bill payments (continued) -40.22 Card Items for your Attention: Lyn My Chace Reward ponts with every purchase you make with your U8Sc re& card It rs me of the most flexible rewards prograrns n the industry Choose from awde selection of rewards like travel, gift cards and n-erchancse Or with the Personal Chace feature, you can use your points to pay for anything over $100 that you purchase with your cad. Date Descdption 417.184.84 AmOuill (I) Card payments Jan 20 CREDIT CARO PAYMENT -135.50 Total card payments lammidn Payment Due Payment Due Date OKI' Int 4135.50 AVIEldtle (trot Line Outstanding balance UBS Visa credit card(s) payment information for Febniory 23. 2017 13500 Feb 23, 2017 535,00000 S34,918 28 981 72 TMs credt cad is emitted in UBS Pay (red! Cad feature and will autoenatraty be pad from your account. your payment is schectited for February 20,2017 We provide this information on your UBS visa croft cards solely as a courtesy to eau The UBS Visa <tacit at and account are rssuedb/U8S Bank USA UBS Bank USA sends you the official statement fa this account and you should make your parent accordno to their instructions We do not Ind ode your outstanding credt cad Waseca in the sal se c4 your account with UBS Financier Services Inc Date Actmly Description Arrount (I) Money balance activities Dec 30 Balance forward $43,932.61 Jan 3 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/30116 0.25 Jan 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01103/17 -15,134 90 Jan 5 Withdrawal U8S BANK USA DEPOSIT ACCOUNT AS OF 01/04/17 -597.20 tan 9 Deposit UBS BANK VSA DEPOSIT ACCOUNT AS OF 01/06/17 0.08 Jan II Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01/ I 0117 • 1,452.74 Jan 23 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0112417 -135.50 Jan 31 Closing UBS Bank USA Deporit Account $26.612.03 The UBS kiani USA Depoat Account Is your primary Sweep option c WT0008005653606 NP7000198588 00004 0117 030575004 v123576550 I CeiMY_GM_000238,491 6 of 6 End of statement for account number CONFIDENTIAL EFTA_0013443 I EFTA01276202
Important information about your statement U3S Froncial Services Inc. (the fern or UBS f Marcia Servrosk is a merrber of all principal unsay, ccmrrodey and skiers exchanges. UBS Financial Semler, and 1.85 Bank USA ane ndiect subsilones of UPS AG and *Nimes of I85 Smirks LLC. The Fim's 1 runnel statement a available upon recite°. The Faros exeosid off km are a. UBSFina-col Seven It. 1200 Harbor Boulevard Weehawken, NJ 07086 This StateMerit represents the only officialrecord of you' U36 Financial Seneces account. Other records, wcept dike la. dxunents. contanng conflidng data should not be relied man R you below there 6 an *nor a omission please report a immediately n writing to the Brand, Alanacta of the deice servig your account. Allthckep al 'ivies Moon are Mended to be accurate, statement rota ikukf not be used for tat proposes Rely scani on yerend tax km% de , Form 1099. 5498. 10425. etc ) when Drepamg your tax return. The Film a required by law to rekd to to IRS all eatable dividends, report/kb rantatabk anima and taxA>k interest erred en meanie) held n pet account net proceeds on sate traoactire, ad cost basisoncertain covered seosaies. Carormanlatkma with the Finn • Please rocorkm ery oral cormoncatons in writing tofurther protect your rizros. mdudrg your rigns under the Seo_riies Imestor Protection Act (SPAT • If the financial intitution on the top left of the front of this slims snot U3S tonal Sevkes, UTS Fronded Semites carries yes =cum as roaring brdcer by arcripment with the edcated institute:a We informed you of this relationshio tenon you opened this accost h the cast your irk and seoalties we located at UBS financial Services and rot Uw ettedecin broker, and you nut make angel of any mix or omission to both firms As described in the account agreements, pa MUSS na* is Of ary errors or Laud hooking shags reflected on your statement wain 30 den after a was mailed or made available. Li staterneris shall be deemed eon-plot and accurate in all other respect if not objected so in verti-g within 60 dad • Pleasedeedaz:Romer complaints or h%ines to tie Frors C lent Relation Department at 201.352.1699 a tonne* at 903.3544103, 8:03 A.M. to 6 CO P.M. FT Monday through Frday, or in twiti-g to LES Financial Semites lac., Client Relations Department, P.O. Box 766 Union C Sy, NJ 07087. • Fa TW services. Call 844612.0986 or to,, cut.* the US.; 61 201352.1495 • In caw of errors or gmtkris about an electronic Ands Wander (EFT), tai parent or UBS Viseckbit card transactions, call BO -762-1000, a brae to MSS Flannel Semites ex., 1000 nada BIM., 6th floor, Weehawken ha 07086, Min RMASSA Servan Cal or wine as soon as you can, if you tirk pa statement a receipt 6 nrcrg or if you need more hfcrinaron abcut a tunskr on the statement or make. The Firm orCard tear Ms appkabld mon her from you no later than 60 dais after the Finn on you to Int et mount on which the ems or Froblom around. - Prone your name ad acccrn nwrizer (if any) - Neate the error the trawler you we inure about, a-deg:A.3in as chary as ycu can why pu believe a is an en a why punted mae iicrmation - Frondethe dolor amount ft tie suspected era. The Finn or Card Issuer wit ivestgete your complain and will coned my alter promptly. For alleged errors enolvin U859006;40 cad transact: re if we take more than 10 tus Secs days to do ttes, we will credn pa axon for the amount you think 6 in ma, so that you vi hove the use of the money dunng he tine n takes us to complete our inestiption. Please mike all checks payable to the Fern or the financial nada) Muted on tie front of 816 stmement In addition to regMar account leek accounts may be abject to mainenrce hes, chaps for We ;week kr securities purchases and charges kr unpaid arnorts n cash ace:tants Accounts that at tensioned to other instnAcns may be subject to a transfer lee. UBS Sweep Options Ui5 offer options lee sweipin cash balancet balances to bark deposits at UBS Bat USA and CBS AG Stardad branch (Bra Sweep Progeny), money market mutual Ord% Money Funds) rid the antirational Deposit Account (0A)fot customers with an international Rescue, Management Account. Through the Bat Sean. Program% cash balances we swept to WS Bank USA up to an established NM awl then to UBS AG Stanford Manch or a Money Fund. Deposits at LBS Bank USA we AX rowed in accordance with FCC run. For more infarnatien plasm wwwfdic got Depose a WS AG StamfordBra-Eh ad shares of Money Ards are rot instead by the FD K. Through tie OA, afailgole to cash balances an swept to depose accents al UBS AG NewYak Ranch and LEG AG Cayman Branch These deposits are not insured by tie FCC. Balances held at due L85 AG Capon Wank are temporary tipowd to the menial reek of the Cinmen dads, and there is no gararsee or other ebigation ol UBS AG to repay to balances while on the UE6 Cayman Branch's books. Opines at UN Bark L6A and each UBS AG Bunch are rot protected by 51K. Money Fund shires are protected by SIPC. See 'US Fronded Services Accasit Protecteon- below. Upon your request, balances n to Bank Sweep Programs or DA may be vothdratm arid shares cf a Money Fad may be lioadated, aid the proceeds returned to you or stesdiss =asst. Ferrier riormaron about evadable sweep optont nth:kg current ireerest rates and yields, s available at ermv.ubs,corrikedeprolds, from your Fnancial Minor or by calling B30-762.1000. Mb financial Swims 'Crown protection The Fern is a member of the Sopa tin Sweaty Frorection Corporation (9K). which protect seo.roen accants of its menters up to 4500.000 (including 5250,0W ice dams for cash). The 51K asset protection knits apply to all w.comte that you hold in a ponied& capacky. The Finn. together nib certain affiliate., has also purchased smohnontal protection. The matinum mount pa/hie to al elgble clients. colkdaely trice this protection is 1500 Slim as of Deceerber 10, 2016. Subject to the poky ordirons erd Irolutiens,cath a the firm is further protected for up to 1.1.9 million in the ogregate for all rols accounts held n ape-tarot capacity. ANS espy of fie poky wodig is mak* won request. The SIPC protection ad the wmplerrontal protection both do not apply to • Certain financial assets controlled by (and klackd in your account value) but held away from UBSFina-cel Setviees g., certain() cash at UBS Bali USA, lig cash at 1.85 AG U 5.bt ardnek 6n1 rowerce rocks, including variable anruities, and dv) shares of frifilal hods nikere such shires are registered drealy in the name of the account holder an tie books ard records of Mt applicable issuer or trader agent), • Certain nvedment contract or intention interest g.. limited partnerships rd pirate placements) that we rot regitered cruder tie Securnies Act of 1933; Lod • Correct:dikes ortrans (e.g. foreign «charge and eftslox metal catrang ineluiSrg fames contacts aid commodity cptim contracts. The5IPC protector and Ikesupplemental proteclon do not apply so these asset wend they otherwise appear on ow °siemens. The SIPC protection at the Applemental protection do not protect against changes in the malts robe of pa investments fretether as a result of market movement. issue" balcruPtcycr adorned More information is avalabb men reds°. You may cbtain more inamakon skis SIK, inckding the SIPC likdot by contacting SIPC at 202-371-830) or by nesilig the SIK mbsite at wow.sipc.org Dividend Reitymiteront Program COMP) The price reflected is an average price You may obtain the actual price tromps Financial Advisor. Or.), oho* Mares are purchased under DPW; partial shares be sold ad the cash we. be deposited in your account The etviderd iernesimere once swelled by the Ism, may Offer from the nudge rice at wAnch to partial shares we sold CaoleivIime Cny whole unite may be held n gar account. if ryas re entitled to a palia snit as a result of a &nerd payment or otherwise, the Finn cull ether sell partial mins at market a ke a accept an smart determined by a regetered clewing agency, red unit pm accord. Invert/went objectives The rmistnert objectives and risk profile we speck to each account and miy onbetween yes ascents. Please advee the Firm prorrpty in waning of ay Mplkant change in per financial situation cr CONFIDENTIAL immunent objectives. For etch Masan held. ryas choose one of the tolbwrg mestment objectives: • Produce Current Income: emmentros seeking the generation of :tome any. • Askew OPetof 0Mo:room Investments seeking growth of omega' rather than the gereraton of interne. • Amex* Combination of :[one and Capital Appreabon Investments seekkg both the generation of nccine and gowth of torcPal. Overall risk profiles • Corsse•vabve: Seeks to maintain nail price* with low ria and platilay to the scan owal, even if that non to accuse does not generate significant income a retire att may rot keep pace wits inflation. • Medicate Whlirg to accept acme reh to poked ad tolerate scow ',Satiny to Ink hit*, returns. • Aggreziat Willing to accept high rick to prinroal rid hips volatility to seek huhreturn peer time. • fniestment Eagan* Consideration: t selected a portion of the portfolio fa But account may include complex strategies, tinted liquidey and rater Starometrhousehold(rof We mg consolidate at related account statements with the same address in the same envekpe. e 9. because they haw oases who also mantain jont mast rationalize with other dents a the Same address. If you pole to receive indiedual statements mailed in separate envelopes, you may deck-e tisuseholitg by ceiling your Fe-uncial Advisoi Fritedly accomat name The Friendly account nano is a customizable "ndename- chosen by you to assist you withyour recadkeeprg It has no legal effect an your account You can dung your Friendly account names. through Conine Seninn by contacting yosF kneel Athiscr. Actor overview • neekm of your accouneeporiloko Net of assets ad libilaea • Assets Includes available cash baLsnces, robes f or restricted security (est ), and GlobalTime Deposits, unreozed marts 10 market, andanon assets not held by the Finn. Does not include spruced eaudietakies an the end of th• prior and anent statement periods, a private investment% invested stock options and werkable stak options • UPON° tclades debt Waxes, oAsta-drgnorgo torn, credit line, short account balances. • Cailarnoney balances. Total of unimested amiable cash balances, pax deport balaxes at UBS Bank USA, UBS AG U.S Branches and money malcet mutual bud sweep balances, at the close of tie statement pedod. Non.contnedity tee aedt balances in par scan ere not signaled from other balances and the Fin,, may • se ay of these hrds ii the ordinay course of its business. Trost funds we payable texn your dema-d. This total 6 ncUded in she anent period closing valet. SDNY_GM_00023812 EFTA_00134432 EFTA01276203
Important information about your statement (COMMIIed) Lancing information Fa &tared inloemstion on the Finis lending practices and *dont& refer to Your Client Relara-Mip Agreement or Accost Agreement rd the Gereral Terns ad Conditions. UBS Statement of Credit Practices avaibele in AgnenesiG andDiscloann at ismw ukaromarroortfireinu wt. Yew aorta Your statement Mentes neuritis:, ad other assets heti ri the accent at the end of the staternera period. You may al. for &hey d fury pad sootier. at ary time. You may rook* securities Lad as loan cdlastral afar paying ay balance date m them. der/ securities transferee:no tie Firn dreg the statement period are lined at market vela as of the end ol the statemere period. • Cart basis. In Warming the cost basis of tie smokes included in this statement where indicated vet the minter 'I,' LBS Fhancial Servkes has relied oninformation obtained from sources other than UBS Fhanual Services, including nformation Iran snake I irn a that you may haw providedto you Fina-cm definer. The firm does rot independently vedY Cr garnet the errancy a vadity of ary irdonnabon provided by sauces other the, 1_664i-uncial Services. h adder.% although LFtS Firuncil Services greatly updates tie alternation as his received. the Arm does not provide any asstra-ces tat the rdaanarcn ides 'Cost base and "Unrealized girl loss' is accurate as d to date of this statement. As such. please do not rOy on this ilamation to make CuThowcr sale decisions. fa tie paPoses or otherwise Accounts trarderred to the Fim may reflect gar/ loss nformaticn only for the period ol tine they are Mid r the Fins More hittorkal Hama al can be ailed by year Fenarcir Adair. • Unrealized gains/lasses When data is awilkle, estmated ishereed gainsriones are calculated to rgwiAai seamy lots The (inaction data for rdivilval bat may or may not reflect commissions. charges ander security reorganizattn events. Deckeld and of-etreinvestment lots ad mstematk puthase tits are each combined to dithlay ore averaged lot TM 'Trade date cotton pewits the crigrul Vansadion trade dale. • Callable seawities. Bonds and preferred stock that the issuer cab for eat/ redemption aril be selated neatly by let from antrg all scathes of tat two held now nano in rumen nam for car dents. Call tease rdermation is 'Wt.'s-redfromthird parties and is accuracy is not giranteed. Other call teases may cant which auk] affect Well compete Hama cn will be provided upon request • Grtiriertst adsPosit (CDs/. COs are FDIC mired kto to 5250,000 it principal and accrued interest per deposes ard per depository institution h accordance with FDIC itt. • Price/value PrCes difplayed fCC securibes and oter predicts may be higher or lower the the Mee that pi would &Malyreceive in he market. fries re obtained from Winn hid party sources *hill we believe to be relible, but we do not garnet their accuracy. - We grommay use tie closing pincer/ham avail* a the mean of the bid ad ask prices for lined securities and opt as or or bd prices la OTC steadies. - Len stray traded securities may be priced oor9 a valuation model a the mop recent peke we Mined and may not reflect an actual market price a vela - Cenan portions may appear rathsia a price rd will tow to • Fin was not aralable• 4 were iambie to ceded a price for a tensity - Deposits a securities denominated ticurrercies other than U.S. dollar are reflected a the eschange rate as of the statement date. - kr certain washes tradng innon-conform:1g denomiutions, price ad quamily (face vale) may have been adjusted to facilitatepaper valuras To cbtan °rem quotations, when avaiLtrie. contact of ial muck r. car. Ircldtg cirect . • ; • .... tid real estate investment mat >nuf ft>) 40i.1 'nut toed palms are genersly hghy aicuid Caton strixtkred Prodds hew not been registered with to Secuities and Exdaaw Canmisai or uncler any state securities laws. We provide estrnated vales la prase investment "twain and shielded products for ht.'s...II:nil ransom only Acct.✓r ay brut guaranteed - These values may differ sklwantiaty from arras. if my, at which a prime int security a structured product may be bought or sold and do rat necesuriyrepreserd the vela you may receive math liquidatien. - Third prty eninaes of vale are r of a certain date ad an supplied to UBS Fna-cial Services on a regular bats by an independent volution f irm. - Isaac OM cal palm( a sponux estimated ratan aryl a, applied tote Fm bythe issue, (*natal partner or sponsor and may be cakulated based on deferent information tan thawed by thud pries to denve thee serrated values. - You can obtain adiairial informatith regarding to metcodology used to dean-nine the enimato of value ad the date of the tdorrnalion that is the bests fa the estimate by contacttg your Ftenoal Advisor. - Third party minased Mein may be reflected as red priced in several "Mahn, viten an rdeperdent valuation tem has not smiled a iambie to assign a vat when we become avae that a material event Ma coned that may call a previously reported val. into question. a Wwn a value would be highly spenArtire due to the nature d the warty. - When ream an issue, general partner a sponsor estimated value nor a thadstry estimated vale is pweded, the what of the seckrity will be alert Iran kip: thaw price. - 'Distributions to date' may include recur of capital, name orboeh. - 'original unit size • represent, he mud Wet) price per and arid my not reflect you cost base. - DPP and trilled REIT seariws are not listed on a national washes rwthange, and are gene-sly illiquid and even if they Can be cold the price received may be less than the per share estimated vat* provickd n the accost statement. • Rankled securities Restricted secuitin gamely we rot Winn* eighte for public sale. UBS Fine-Kiel Services uses the market price of the unrestricted stock ot lithe sane issuer as an imputed valuefir the restricted nod lor au/atomof this statement only. To the extent that mended marlin are eliable la- We, the vaLe naiad may be abstartalY less than the ',MUM value town • ht. lestanated) Mame. current yields and rates. An eStinale of anus tame is bawd on anent cliiidad ad keenest rates, assuring tie warites will be held for one year from statement date or krail maturity. This estimate is only a gudelne, accuracy ad continued .,come are not guarnteed - Estimated a-nal income and curd* weld fa certain yes of secures could include a robin of pineal or capital gains in which creche est income (ad curie yield *add be overstated. - Estimated arrest Mane ad anent yeldarod the null ream and yield rstd be lower a higher than the dansted mounts. - An esti-nateof a-rualeted income (airidend sada interest) divided by the current maket wilestaverage balance is bated a, the last divekrd or radon payment made by the isear and assures tie secul'esrdeposks will be hold f or Cr. year born the statement date or urrol maturity. Accuracy ad contrwed mid are not guara-need • Ands not held by UBS F MOSS Services. Certan mats ere not Mkt by the Finns ardnct wihii the Ferns possession or cawol. These rats are &payed on pi' statement for informational purposes only. Positions and values presented are provided byte issurg firm UBS F rancid Seams is not respcnsble for this ircerneion and does not guarantee is accuracy. These ands re nos protected by UPC or the frnis supplemental SIPC coveracy. • Revenue Awing and Salon& ccenporration. - h aiditcn to cernmbsiths m sabs 126.1 tees mewed ticotheetith with the distrbilith of mutual Cud to our dents vs* and a our affiliate raceme novena sharing wrath tar datutcrs anther advisors of the maul has that we sell Thew amounts are based on two different conporentv the ware of sales by LBS of a particular nodal dud family to our <lents; and SO the asset vale ol a particular mutual lard ferney's threshold at tie fan - We ardour affiliate Worth-eke network iv and °Tabus processng fees in eonsi*rattrif or transfer agent services tut we amide so the mutual finds. Those feet generally are paid frominvestor stab h to mutual fund and are a rived dollar amour based en the ',limbered accounts at the broker-dale- holdng maid funds of that fu-d randy. - h Waikato commksiens received in correction with the sale a distribution of annuity contracts and CONFIDENTIAL knit investmem oust unit. to ate dents, we rider as Mikes receive (OWLS shariv complication Iron may of the a-mu-ante companies utkerniting the angry ore-acts. Meknes of the insurance amperes or sponsors of the unit investmem tuns we ddribute. — Our &galas afro recwro trailing ecinvnissent rd otercompensatim frommutual funds ad inura-co canaries whose products we dstrioule. — We receive an irnial I ee frem Les Bank USA and LBS AG Stamford Branch of up to 525 pa accord sweeping to the banks irder the lBS Bane Sweep Program. Activity Information rearing ccrrimssicris and other charges incurred ri cared:an with to newtonof iron, inducing option transactions has been included on confirmations previously furnished to you, ad vest be provided to you promptly on recuest. Short aging If rou are engaged in short *ling a security, sou may incur a charge due to certain tarowtg costs kr that paliolar apes ciders Regarding open or '9:oltilkancellee orders tat were not executed by the statement date, open buy and set stop acts are retread by the amount of diuddids orritat on an ex-dviderck a cnaitits Mao unless instils-hid otherwise by you. You are responsble for orders that we executed die to your (alum to cancel ousting open adds. Privacy To obtain a copy of car current Client Privacy &Mice please contact you Fivociallthiscr or visit err wetske at znaw — ISSFivnoal Services bra a bank. the RMA, Butner Services Account RSA and IMA r brokerage accounts which amide access to ba-king smitesrd Facials trough wangements with affthaled banks and od-er ted-party banks. aid provides access to imitate and amuity prodsch issued by knaltilifted ihi6party imurance companies frost, inazate agency stlackferies of LBS Chancel Wakes Int - hvestment, Mura-ce, ad amity product, - Not FDIC egured• No bank guaraitee• May hose vale - WA. Reroute Managenmit Account, Busness Services Account BSA, IRMA and Mos-um:omit Resource Management Account are registered service maks of ll3SFteririalSenices hc. - VISA is a registered tadernalc owned by Visa tittfnelosel Service Association ad used under kerne. The WS Vera credit cods ad the UBS Vita dati cards are iced by UBS Bar* USA with permission' rom Visa U.S.A. Ircorporated. M other tradernarks, registered tracenwks, since maks and registered service marks are of tee impede. compares UPS Feist& Services Inc. Rev 201701 SDNY_GM_00023813 EFTA_00134433 EFTA01276204
(SUBS Francial Services he Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CW70056270910217 >2 Y1 0 Account name: GHSLANE MAXWELL Friendly account name: Indiv.ChecIdCar Account number. Your financial Advisor- SCOTT STACK MANILYLE CASRIEL Phone: Questions aboutyour statemest? Call your Financial Advisor or the RMA Kesourceli re at 800-RMA- '000, account 029023576 Value of your account Resource Management Account February 2017 GHISLAINE MAXWELL P.O. BOX 308 TEANECK N107666.0308 on January 31 (3) on February 28 (1) YOur assets 26,612.83 22,016.83 Visitour website: Your liabilities aoo 0.00 vniew.ubscomilinancialservices Items for your attention e Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Value of your account $26,612.83 $22,016.83 Tracking the value of your account Sources of your account growth during 2017 Value of your account S at year end 2016 543,032.84 Net deposits and 716 withdrawals -321,91t62 Your vnestrnent return 439 Di‘idend and interest income 90.61 26.6 220 Change in market value 50.00 1.9 Value of your account on Feb 28. 2017 Motto Dec 2014 Dec 2015 Dec kl 6 180 1017 Feb 2017 SDNY GM 00023814 PA•mb•r SIPC CNP700:0305617091 NP7003189962 C0004 0217 030575004 Y123576550010300 ►ego 1 of 6 CONFIDENTIAL EFTA_00I 3443,1 EFTA01276205
UBS Resource Management Account February 2017 Your account balance sheet Summary of your assets Value on February 28 a) Account name: Friendly account name: It 1 Account number: Percentage of your account A Cash and money balances 22,016.83 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets 522,016.83 100.00% Value of your account $22,016.83 A Eye on the markets Index Your N nuns's, Advisor. SCOTT STACK MANLYLE CASK'. • Cash and money balances may include available cash balances. Ult5 Bank USA deposit account balances, VBS AG Stamford °ranch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 28, 2017 3-month Treasury bills: 0.52% One-month LIBOR: 0.79% Percentage change February 20t7 Year to date 3.97% 5.94% 3.72% 5.67% 1.45% 4.39% 0.67% 0.87% CIIP70X0005627092NPT000169962 00034 02I 7 030579004 Y1 23516550 0lifffilyGt,L0002381pso 2 of 6 CONFIDENTIAL EFTA_00134435 EFTA01276206
Resource Management Account Change in the value of your account February 2017 ($1 Year to date IS) Opening account value 328,612.83 $43,932.84 Deposits, including investments transferred in 7,276.62 7,276.62 Withdrawals and fees, including investments transferred coat -11,872.90 -29,193.24 Dividend and interest income 0.28 D61 Closing account value $22,016.83 $22,016.83 Account noire: GH1SLAINE MAXWELL Friendly account name: Indiv Check/Car Account number: Dividend and interest income earned Fol OWPOSes of INS Statement, tassolity of 'Merest and dnedend Income has been at:ermined from a US tin rePolUrg CerSPeCIM. Based upon the residence of the account holder, account type, or product type, some interest ardor dvidend payments mat not be subject to United States (US) ardor Puerto Rico (PR) Income tares. The dent mare* statement is not intended 10 be used and cannot be feted upon for tar purposes. Clients should refer to the anolcatre tar reponing boons they receive from UBS annualy, such as the Como 1099 and the Forms 493, for lac reporting information. II is the practice of UBS to file the aPpli(fitte Las reporting fOrMS van the US 'Remy Rednue Senate and PR TreaSury OepErcliTent. 8n0 in such loans accurately oasyfy Ow:lends ardr a interest as lax ererrpt or tar.able Inctroe Pleat Consult your incledual lac preparer. February 2017 (3) Year to date (S) UBS Bank USA Deposit Account APY Taxable interest 0.28 0.36 Interest period tan 9 - Feb 6 Total current year 30.28 $0.38 Opening UBS Bank USA Deposit balance Jan 9 828,201.07 Prior year adjustment 0.00 0.25 Closing UBS Bank USA Deposit balance Feb 6 816,185.38 Total dividend & interest $0.28 $0.61 Number of days in nterest period 29 Average daily ba lance $25,255.42 Interest earned $0.28 Annual percentage yield earned 0.01% Cash activity summary Your /9nandal Advisor: SCOTT STACKMANLYLE CASNEL See account atunty that month lot deists Mance: in your Sweep Options are mcluded in the opening and closing balance: Aut. FDIC insurance cpcket only to deposes a u85 Bank USA, not to deposits at LOS AG, Stamford Branch or bank deposits paced !Nous() the UBSInternahord Depose Account program SIPC Protection applies to money market sweep find hddirgs but not bank deposits 5selmPortant inkottnatinn about your statement on the tat two pars cf this document for detals February 2017 (S) Year to date (S) Opening balances Additions Deposits and other funds credited $26,612.83 7,276 62 $43,932.84 7,276.62 Dividend aid interest income 0.28 0.61 Total additions Subtractions Checks and bill payments $7,276.90 -11,791 18 $7,277.23 -28,976.02 Card payments -81 72 -217.22 Total subtractions 411,872.90 429,193.24 Net cash flow Closing balances -$4,596.00 $22,016.83 -$21,916.01 322,018.83 SDNY GM 00023816 OrF7C0C9305627093NP7003‘89967 00001 02I 7 030575004 Y1735765500I0000 ►ago 3 of 6 CONFIDENTIAL EFTA_00134436 EFTA01276207
*UBS Resource Management Account February 2017 My Choice Rewards Points from UBS Account name: Friendly account name: : Account number: Rewards pants are reflected as of the 26th of the month or the prior business day if the 26th fats on a weekend haliday Amara point Warily opals can be found on v.ww.u6S.(0MI0nNteStWeS February 2011 Year to date Opening balance 5,791 5,709 Points earned 237 319 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. toucan find a ful description of the altemaove investment objectives in Important information about your statement at the end of this document 6,028 6,028 Your return objective: Current inane Sicapital appreciation Your risk profile: Primary Aggressive Investment eligibility consderaton - None selected Your account instructions • Your account cost base default closing method is FIFO, First In, First Out. 0070008005627094 Ny7003189961 COCOS 0211030575004 Y123576550 CONFIDENTIAL Your 6 asocial Advisor: SCOTT STACK MA:1O1LE CASRIEL Ilift*IYGM000238%94 4 of 6 EFTA_00 I 34437 EFTA01276208
*UBS Resource Management Account Your assets Account nanne: GHI5LAINE MAXWELL F tie nd ly account name:Incliv Check/Car Account number. Some prices, income and current vilues shorn may be appiadrnme. Asa mesh. gam and lOsses may nol beaccurately reflected. See important infantaaon about your statement a the end of Ito docurnem for more Informason. Cash Cash and money balances Cash and maw balances may include avaltile cash balances, UBS Bant. USA &pont account balances, UBS AG Stanford Branch &pout &count &fences and money market mut ua fund sweep balances. U85 Bank USA deposit account Waxes are insured by the FDIC rattan apt Mobile limits, but are not protected by SIPC. UBS AG Stanford Branch deposit account balances are not insured by FDIC ay! are not protected by SIPC Money market sweep balances are protected by SPC but are not insured by the FDIC. Sot the tomportart t information about your statement at the end of this document for details tour those balances. Hsiang UBS BANK USA DEP ACCT Openng balaixe Closing tulaxe on t($) on Feb 29 (S) Price per share on Feb 29 (S) Average Fate Dnidend Merest period Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Days n period Cep arnment (S) Your total assets 26,612.83 22,016.83 VSue on Feb 28 (A Percentage of your account Cost Blrrated bass (S) annual inane (S) 250,000.00 Unre$ztd on or loss (S) Cash Total Cash and money balances 22,016.03 100.00% 22,01613 Account activity this month Date Activity Description BANK CHECK $22,016.83 100.00% $22,01683 Amount (S) 7,276.62 Deposits and other funds credited Feb 17 Deposit Total deposit and other funds credited Pale Acrowty DeAnrit ion $7276.62 Amool (S) Dividend and interest lucerne Taxable interest Feb 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 02r 0617 0.28 Total taxable interest Total dividend and interest income $0.28 $0.28 SONY GM 00023818 CN NP7003199962 00034 0217 030579004 VI 22576S50 010000 CONFIDENTIAL Page 5 of 6 EFTA_00134438 EFTA01276209
*UBS Resource Management Account February 2017 Account activity this month (contnueth Date Acton), Descnplon Amount a) NI payments Feb 2 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -556.98 Feb 2 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -40.22 Feb 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -9,830.53 Feb9 Withdrawal ACH WITHDRAWAL Saks Retail -1.363.45 Total bill payments 411.791.18 Account name: GHISLAINE MAXWELL Friendly account namelndiv Check/Car Account number. Your Hamada Advisor: SCOTT STACK MANLYLE CASRIEL Cud Items for your Attendee: Earn My Choice Reward pont with every purchase you make with your U135< (edit card It is cne of the most flexible reaards programs in the induStry. Choose from a wide selection of rewards like travel, gift cards and merchandee. Or with the Personal Chace feature, you czn use your points to pay for anything over 5100 that you purchase with your <ad. Coe Deanption Amount is) Card payments fob 17 CREDIT CARD PAYMENT -81.72 Total card payments 481.72 Mirirriun Pament Cue Payment Due Dae Credt the Avalade C real Line Outstanding baance UBS Visa credit card(s) payment information for March 23, 2017 93500 Mar 23, 2017 935,00000 134,763 60 9236.40 This emit cad is enrolled in UBS Pay Credt Cad feature ard x111 autcmalicaty be pad Tromp:our account Your pairnern is scheduled for March 20.7017 We prOriCte INs enronnstion on you UBS visa credt card sclety as a courtesy to you The UM Visa melt cud and account se issued try OBS Bant USA UBS Sank USA sends you the officia stsement to this account and you should make your reanent exconing to their instructions. We do not Ina We your outstanding credt card baarce in the waist of your account with UBS Financia Senses inc. Date Activity Descriptcn Amount II) Money balance activities Jan 31 Balance forward $26,612.13 Feb 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/02/17 -597.20 Feb6 Withdrawal 1)85 BANK USA DEPOSIT ACCOUNT AS OF 02/03117 -9,830.53 Feb? Deposit VEI5 BANK V5A DEPOSIT ACCOUNT AS OF 02/06(17 0.28 Feb 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/09/17 -1,363.45 Feb21 Deposit UBS BANK USA DEPOSIT ACCOUNT 7,194.90 Feb 28 Closing UK Bank USA Deposit Account $22.016.83 The DDS Bant USA (repeat ACCOurit Is your primary sweep cplion CHP7C00100927096NP70e0189962 00004 0217 030575004 TI23576550 019BAY_GM_00023ellie 6 of 6 End of statement for account number - CONFIDENTIAL EFTA_00134439 EFTA01276210
Important information about your statement 1.85 Fruncial Services Pc. (the Fern or UBS entail Serval). is a merrier of all principal acuity, canrroaty and optimprichaes. UBS Fimancial Semites and LES Bank USA re i-diect subsidences of UPS AG and afihaesd U3S Sane LLC. The Files I afloat statement h available upon regsea. The Fars extant* offices are at UBS Gina-cal Strives It. 1200 Harbor Boulevard Weehawken, NI 07086 This statement represents the one,/ official record of yes' LBS Financial Semites account. Other recads, *apt official la. deunents. contanng confliong data shouftl rot be relied tan II you beim* there is en era or omission please report a ernedialry n sang to the Brand) Manager of the o it wvrg your accent. Allhaido al Ogres shown re landed to be accurate, statement cast-aid not be used fa' tax papas Rely sat on yemend tax korms, fte Form 1099. 5498. 1042$, etc ) wan Drepamg your lax return. The Fite requiredby law to report to he IRS alltable dnidends, eportabb ronetable anima and taxable enact end on Nadia held n you account, net proceeds on sae beware rd cost baton certain covered secure. Cavararriatana wit ant Firm • Please reconfirm any oral cormuncatons in wag to further protect your rides. indudrg your ride utter the Seosits Investor Protection Ad OW • If the financial attrition m the top left of to horn of this stamen isnot UBS F mead Servaes, Fancial Sonia carries pa =ant as tiering broker by arregemme with the a-cleated e.1&4vn We informed you of this relatonshio scan you opened this accost h the cast your but and searlties at boated a LOS financial Services and rot tie iworaorg brder, ad you rat make ante of any errox or omission to both Bra. • As donated in the account agreements, you nt& roily us of any eras or fraud having decks reflected on her statement within 30 days after d was mailed a made baba • Plea di-era:tomer complaint or auries to a Fitts C fent Relate Department a 201.352.1699 or tolUree at 8:0-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Frday, or in wing lo Fanual Seneca P c., Client Rebticre Deprimet P.O. Box 766 Union Chy, W 07087. • A 0 dements shall be deemed complete ad acoste if not cbacted to h suiting within 60 days • Fa TT' services_ Call 0444129986 or from outside the US.: Cal 201.352.1495 • h can of ems or enters about an electronic knit Wander OTO. bat pamern a UBS Waedebil card transactions, all 9:0-762-1000. Ce wile to UBS Franca' Unites to., 1000 Harbor Blvd, 6th floor. Weeldneen NI 07006, Am RMAIEGA Ser.tes Cal a write a soon as you can, if you tack ye s stamen a receipt is *sag °rife° need more rermaton tor a trader on the statement or recipe The Film or Cad bsuer ps aldicableilmuft her Iromyou no later than 60 days alter the Frm fare you the list it atallent on which the error or Problem Jawed. - Prowde yotr name rd secant number Bf any) - Casaba to error or tie ander you re inure about, rid again as clearly as you cm why you believe of is an ent or any yaa need more Samanon - Providethe doles anent d the suspected era. The Finn or Card Issuer will hiestgate your canard and will coned my error promptly. For alleged can Mtn"? UBS Vat rah ea-dee-ruck:re if we take more than 10 tus ass days to albs, we willcredit yes acorn for the amount you that a in error, so that you wit how the used** money during the tine n takes us to complete our hastiption. Please mike all checks payabb to the Fern or the liana' instant) raided on the lent or the statement In addition to agar aorta as accounts may be abject b mardenare lees, cages for We that kr securities purchases and charges for unpaid arrcuts n cash accounts Accents that at transferred to other instanons may be subject to a transfer lee. IAIS Beep Options LES offers options kr swearg cash balances balances to bat deposits at UBS Bat USA and LOS AG Stamford branch dark Sweep Progeny), money markt mutual ads Gurney Funds) and the Inteentaional Deposit Accent (DA) for ottoman with an Holman' Rexene Manadmern Account. Through the Bat Seat Program% cash balances ae swept to LOS Bask LISA sp to an established knit at then to UBS AG Stanford laanch a a Way Fund. Deposal a UBS Bank USA we FIX hared in accordance with FCC nabs. Formate inf maim please assn wwwfdic got Deposes ALBS AG Stamford Branch ad shares of MoneyFads are rot tend by the FCC. Through the DA, cash balances re swept to deposit accounts at UBS AG New York Branch ad UBS AG Cayman Branch. These deposits are not insured by de FCC. Balaxes held at hell% AG Cayman lath ae arporanly noosed to the minion rid d the Cayman klands ad there is no weenies or oar obfgation of LETS AG to repay the balances while on the UBS Cadnan Branch's boots. Depots a LES Birk L6A and each UBS AG Branch are not protected by SIPC. Monty Fund shres at protected by SIPC. See -S. Frontal Services Acorn Protector,' below. Up:11 you reqUeit, batmen on to Bank Sweep Programs or OA may be withdrawn, and shires of a Money Fad may be Mondale, and the proceeds returned to you or you Seeset start. Baer riormalon about available sweep opboes, nuking curet iroerest rates and yields, a mailable at remv.ubacomlusdepyelds, from your Fnancial AdV15Cf or by calling 800762.1000. UBS rancid Servicso eon% protection The Form r a maker ci Me Searles ',vector Protection Corporation (Sack which protects Sea-rein customers af its members tp to SSC0,000 (roadi-g 4250,000 for dains for casN. Ealmakry brochse available upon WWI or at mew sec. Org The SIPC asset isroteton lint apply to all accords tat you hold nap/titular capacity The Firs toged-re with certain affiliate, he also purchased supplemental inn axe The mama amount paid* to al robe clients, colectitely oak this protection is 1500 alion as d December 10, 2016. Sikora to the poky oedema ad lineation, car at the Film is further protected for up to 51 9 million n the 477egete For atlas accounts held h a pasta capacity. A full copy of tie poky wcrdrog is aeiltle goon request. The SIPC rotate, ad the supPlemerld protection both do net apply to' • Certain (racial assets controlled by (and included n your account value) but held away from US$Fine-col Siff**. (e.g., certain() casts at UBS Bat LISA, 60 cash at LES AG U S. Donohoe, Fit narance products, including vairile mates, and Oil stare oil maul funds where such shares a registered drectip n the name of the account holler on to books ard records of the issuer a traefer agent); • hastrrem enacts or rmarrent iamb at, limited partnerships and private placements) tan are not registered under the Securities Act of 1933; and • Commodities contacts Mg, foreign allege and octopus metal catactsX inclueing futures contacts rd commodity oda contracts The SIPC protean and the supplemental protenan do not apply to these assets event they otherwise apper on you stamens. the StC protection end the Motdenvertal protection do not protect agarot changes is the mar vale of yer inatments Matter result of market movement. issuer ba-kruptcy or othe.wie) Dividend Renverment Program (DRIP) The price reflected is an maga price You mow oda the actual price from you Financial Advisce.Orivande tares are purchased under CPA IP; partial shiresWI be sold at the cash wit be deposited 'your /Mutt The dead Fenn-Amert pee applied by to ,war may offer fro-nth. market pea at mach the partial shares re sold CrabiHlar Croy whole ants nay be held on yes accent. If you entitled to a partial era as a mutt of a raided Nona or °itemise. the Firm MI Mho' sell panel units at market prate a accept an arrant determined by a registered clang agency, ad credit you accost 'averment objetivos The 'miner* objectives ad risk profile ay specific to each account and may wry between you scorns Please sive the firm pronely in sorting of my ardicant change in poor financial eaten a investment obectives For each account hekt. you choose ate of the f doming Vast oat objectives: • Pucka Currentecoort Investments seeking the generation of acme on/e. CONFIDENTIAL • Aceieve Canal Appieciatara Investments seeking growth d pmcpal rather than the generation of income • Produce Comb...maim of MCOsne and Capital ApprerrarMi Investments seek ag both the generation of nccme and growthof viral. Overall risk profiles • Conserve*, Soaks to marten nail rape with low rah ad volatility to the accord owrat eon 4 that means fie accord does not generate signif ica-t income or rears and may not keep pace with infernal • Moderate' Wiling to *teat some ride to pinups' red tolerate some Wady to seek hgher returns. • Awessid: Willey to accept hit risk to pincipal ad high volatility to seek high returns ter tirre. • Mantmera Eagniery Comatierabon: t selectect a portion of the toralio for that account may include comae arawages. tinted liquidity and rater volatiky. Matemenrhouseivoldher We may consolidate at read account statements with the sane address in the same orate eg. because they have ethnics who ako manta Pa secant relationshax with oter dents a the sane address. If you webs to receive indisidual statements mailed 'n setae arum, yea may decline housadding by tally your Financial Advisor Friendly account name The Friendly account name is a customizable -ndkname- dem by you to assist you with your receedkeeping has no legal effect onset.- account You ran May? your kindly account names, through Onine Services or by ant/cling Aswan overview • Yak" of Pug acrountrparreoln Net of assets and Haas • Asses_ Includes available cash balances, veal sf or restricted security (est), and Global Tea DefeUtS, unreezed arts to market and canon assets not held by a Fem. Does not include unpriced wuritiethations al the erd of the par and arrest statement periods, cr private awesaments u vd stock options and arcade stock options • Ci Antes hcbdes debt balances, outstanding neon loan, credit line, short account bale-dos. • Cash/money balinces. Total of stared matte cash balances, pie deposit balances al UBS Bank USA, UBS AG U.S. Branches and may mecca mail fur weep balances at to doe of the statement period Non.conmodity free craft balances in yer want a. not seoregaad from other branch and tie Fim may use any of these fords tithe ordnay coursed as banns These funds repayable iron your dema-d. This total is no laded in the arrant period doting vale. SDNY_GM_00023820 EFTA_00134440 EFTA01276211
Important information about your statement (Ognintled) Lemons inhumation Fa Mewed ,Moimstion on the Finis lending radices and McIntros. refer to mu- ClemRelalmem Agyment or Amuse Agreement rid the Genewl Tams and Conditions. UBS Statement of Credit Prances available in Ageenenti andDiscloarres at Jur,. uMreentarenurerfirelnevet. Yes ileitele Your statement demises acuities ad other assets held in the adou-e at the end of tie staternert period. You may adi for deny ol fay pail scarlet al any time. You mac receive securities toed as loan collateral alter paying ay balance da cn them. Any securities transient:oft° the FM dreg the statement period are tercet at market visa as of the end of the steno+ period. • Cart bank. In denernning to cost basis of tie smokes included in this statement where indicated vet the nutter 'I,' LES Fhancial Servkes has relied oninformation obtained from sources other than UM Pruned Services, including nformstion frcm snake. Fir a that you may haw corded to mar Financn Adoisor. The firm does rot independently aril Cr gammae the money a vaklity of are Somalion provided by souses other thin LESFkancial Senates h addein ithoug. LBS Final fiends go-welly updates this informal:nes it is nand the Arm does not provide any assura-ces tat the hfornatim kit 'Cost bask' and 'Unrealized gad loss' is accurate as a the date of this statement. As such, please dome rat on this Hametion to make Inchnecr sale ideation.. fa tae Futons or otherwise Accounts tramferred tote Fkm may reflect gar/ loss nIcrmaticn only foe the period tine they are had x be fink More hittorkal Hartman can be akkedbr yotr Fnarcia Manor. • Unrealized gaits/kisses When data is wattle. enlaced arealeed gar/losses ae calculated for nfiteStal setae/ lots the unman data for idivitial kin may or may not reflect commictiont charges near security reorganizatim events. Oindend and oterreinverinent lots ad Botematk pm:hese bb are each combined to dials, or* swaged lot the 'rude date' coLmn ;resents the orgral transaction trade data. • Callable marital Bonds and ;referred stock that the fin cats for eery redemption INA be selected n artially by lot from anted all senses of tat mar held now name or in roman nam foe a.- dents Call Sean Hamann is obtained from third patties and is accuracy n not gaanteed. Other call leans mayeast which auk] affect yield complete hfcmarn will be provided upon request • °narrates of &Palk (CDe). COs are FDIC erased is to 5250,000 n principal and accrued interest per deposes and per deposnory institution heti-crenate wMn FDIC nit. • Price/value Prows displayed for securities and otter Pro:Lk-Is may be higher or lower than the Price that you would actualhr receive in to make. Wises sre obtained from various bid party sources *hit we believe robe rant but we do not gannet their accuracy. - We general/ use tie closed 'moorhen avail* a the mean of the bid a-d ask prices for lined sectrities and °Micro or or bd prices ice OTC nudes. - Less actin* traded seourities may be priced usr9 a valuatim model ate moo recent price we cbtined and may not reflect al actual market price a mkt - Cenan eotitin may appear rethou a once ad will bow a 'riot was not avalabla• d wore unable to obtain a price for a tensity. - Deposits a securities denninated kicurrercies Weer than U.S. dollars are reflected a the etchage rate a of the statement date. - kr certain washes trading in norpconf orneng amen-nom. price ad gunny (face sake) may have been adjusted to facilitateMin ValuMicn to cbtan omem quotations, when ataila, contact ".:of Frnial Act 1:cr. les (roLdid deed .a • . ; • .... ,nd real estate investment Iran :nt.r Aft>) .flii) Awaken pains are monly high kind Eiden stria-Bred lirodsts hew not been registered with to Secwities and Exchange Canwissim or under any state securities laws. We Donde eSlinated vales la private investment warns and rinactured products for Haman:rat Pawn one Acaracy is rot gusted. - These vases maydiffer Lbstintiaty from prkes, any, at which a prase int security a structured product may be bought or sold and do rot necesserifrrepresere the wean my recent actin liquidation. - Third piny anima's of wake me a of a cenain date mil aw supplied to UBS Fna-cial Sentkes on a miller ban by an independent vacation lam - issuer, gnwal palm( a sponsor estimated rakes, any, are tonged to the Fir by the issuer, general partner or sponsor and me be cablated based on deferent information tan taloned by find parties to denve their trimmed values. - You can obtain adiaimal ifirmatim regarding the metiodolsmc used to determine the estimate of value ad the date of the Homan:inthat is the base fix the estimate by contacted your Franoal Aden. - Third party eslinaled galas may be reflected at oncecr in several ;tuitions, inn an ideperdent valuation tint has not suppled or es unable to assign a vela. when we become aware batsman:dent ha ocoaned that may call a ormiatitly waled vale into question. or Wien a value would be highly specking due to fie nature a the *any. - When niter an 6515f, general partner or sponsor estimated value nor a thedststy estimated vale is prowled, the value of Be warily willbedifferent horn is ruchast Price. - 'Distributions to date' may include ream of capital, name or both. - 'Original unit size' represents be note' ellerin9 rice per unit and may not mint your cost base. - DPP and albite:I REIT secedes are not listed on a national warns rechange, and at "newly illiquid and even if ihey can be cold fie price received may te less than the per bare estimated vale procickid nth* non statement. • Rankled morkies Refined secuities gently an rot turrerekt eight, kr public tale. US$ Financial Services uses be market price of the unrestricted stock cd the sane issuer in an imputed value f cc the restricted nods fir anodesof this statement only. To the extent teat maided tocsin's are eligbb to tale, the iota mein may be tabstantialb less than the mated value tonn • Ea (estanated) Ion current yields and ran. An estinale of anal excele is bawd on anent dilderd ad interest rates, assuring tee market will be held for me year from statement date or Lail maturity. This Minn is one/ a gudelne, accuracy ad continued ncome are not gunned - Eatirrated noel income ad cum* yield for certain Ins of searkies could include a retain of prthcipal or repeal gait in which owe the en. income (ad culvert yield would be overstated. - Estimated anal Mane and anent yeld and be awl insane red yield mita be lower a higher thin the estimated mounts. - An estimate of a-rualqed income (chedeal mcke interest) divided by the current market valanverage balance is based an the last divard or interest payment made by the hoar and assures tie searkendeposks will be held f or one year from the statement date or WIN madly Accuracy ad continued weld are not cuaramect • Men net held by UBS FirsdS Services. Certain access re not Mkt by the Fin., ardna wain the. Fern's possessi:n or ccntol. These awn are dmilayed on you statement for informational purposes only. Positions and values I:resented are provided by eke istung tent UBS F rancid Stnntel not responds'e for this ilamaion and does not guarantee es accuracy. These assets are not protected by SIPC or the f supplementaISIPC coverage. • Revenue Marino end Malan& compensation. - h aiditcn to tannins on tan a-d 126.1 fees recend in canner with tie clestriouton of mutual tint to our dents are rola our affiliate recce* neva sharid mantra tan dar tutors anchor advisors of the nun' hid that we sell Thew nitnt are based on two different cony:rents, (0 to wan of sales by LES of a particula mutual laid rani& to our <lents; and BO tie asset sake of a planters. rrutual lent famay's them had at fhb fire - We ardour affiliate also receive network rg a-d <embus processing fees in consi*rationf or transler agent unites tat we provide so tie mutual funds. These Mt goreralbt ore paid from inner assets h the mutual Fund and are a fired dolly arrant based on the renter°, narks at thebroker-dealer Iroloing magi fuxlsol that (tad family. — h addon to carmitsin received in correction with tlw tele a of annuity contracts rd CONFIDENTIAL and investment oust units to as Clients, we ander as /MAIO receive reserve that i-eg corrpinution from miry of the Outran companies trckarmiting the enmity attracts. aflabries of the Nuance companies or sponsors of the eM investmem busts we daribute. — Our affiliates afro receive trading connistiant rd otermmpensatim frommutual funds ad imura-o9 canaries whose products we anon. — We receive n areal lee ham Les Sank USA aid LP3S AG Stamford Branch of tato 12 S pee accant sweeping to the banks order the LBS Bank Sweep Program. Activity Information renting commissore and one charges incurred in correction with fie ninon of tads, inducing option transactions has been included on confirmations pro:oust/ furnished to you, and wall be provided to you atonally on repast. Short King If sou are engaged in short selling a securky, sou may incur a charge due to certain tarowid costs kr that paliolar 'ease/. Open onions Regarding open or 'indtill-cancellee orders tat were not executed by the statement date, open buy and se/ stop mars re rediced tittle amount of diudend orrigus an an menden:It a ex.riget dire unless intended otionvist by you. You are redornble kr orders that we executed cbe to your talus to cancel ousting gain ceders. Privary To obtan a copy of car current Client Friary Notice, please (Wirt mike Financial Ansa or visit ar wettite at y,nay ?AM rem/noir>. tannin& — LE6 F rennet smites isnot a bank. The RMS., Buse-pets Services Account 65A and IMA are brokerage accounts which pont access to barking Servos ad PrOdarts trough wangements with offload banks and od-er tad party banks. and provides access to retwarce and amity nans issued by wakened titiparty imurams companies term*, innan agency bidden*. of 14$ Franced Senn; Inc - hvenent Huard, rd amity prccbcte - Not FDIC hstred• 143 bank guarantees May bse rake - IMA. Resnuxe Management Account, Blames, Senor; Account BSA, IRMA and Mei-atonal Resource Management Atone are regrind service males of LMSFrancial Services - VISA is a registered fathoms* owned by Visa International Senn Association ad used Inn kens* UBS Visa aide cads ad the Its Visa datit dratted issued by LIDS Bank USA with remission from Visa U.S.A. incorporated AA other eadermakk registered tranwks, urn maks ad registered *nice melts ale of ter reprove tannin MIS Fiance& Services Inc. Rev. 201702 SDNY_GM_00023821 EFTA_00134441 EFTA01276212
4tUBS Lies Falancial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNe70065698930317>C1 Y1 0 Account name: GfreStANE MAXWELL. Friendly account name: Indw Check/Car Account number. Your Financial Advisor: C.Orf STACKMA1WLYLE CASRIEL Pnnoe Questions about your statement? Call your Financial Advisor or the RMA lieSourCeLine at 800-RMA-I000, account 02%23576 Value of your account Resource Management Account March 2017 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 on February 28 (S) on March 31(3) Your assets 22,016 83 14,010.98 VIsItour %intuits: Your liabilites 0.00 0.00 vnuw.ub&COMIlinanCialServiCeS Items for your attention , Help protect yarned from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www. an nuak reditreport com Value of your account $22,016.83 $14,010.98 Tracking the value of your account S Thc uc.anGS 716 Dec 2015 36: 2316 Feb 2017 Dec 2014 Itir 2017 Sources of your account growth during 2017 Value of your account at year end 2016 $43,932.84 Net deposits and withdrawals -$29,922.60 Your hlesanent return Diwdend and interest income $0.74 Change in market value 50 00 Value of your account on Mar 31, 2017 314010.99 SDNY GM 00023822 Member SIPC CNP70009306669893 NP7003307237 00060 COI 7 0303750M Y123676%0100000 ►age 1 of 8 CONFIDENTIAL EFTA_00134442 EFTA01276213
4tUBS Resource Management Account March 2017 Your account balance sheet Summary of your assets Value on March 31 (1) Percentage of your account A Cash and money balances 14,010.98 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $14,010.98 $14,010.98 100.00% Account name: GHISLAtIF ' • c.; L _ Friendly account name:I iv. her. Account number: Your current asset allocation A Eye on the markets Index Your Fi nancial Advisor SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UEIS Bank USA deposit account balances, IJI45 AG Stamford °ranch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2017 3-month Treasury bills: 0.74% One-month LIBOR: 0.98% Percentage change March 2017 Year to date 0.12% 6.07% 0.07% 5.74% 2.87% 7.39% -0.05% 0.82% CNP70003006569894 NP7000307237 00003 0317 030575004 Y1 23 576SS0 10aPIY_GM_000238We 2 of 8 CONFIDENTIAL EFTA_00134443 EFTA01276214
Resource Management Account UBS Change in the value of your account March 201 (5, Year to date (I) Opening account value $22,016.83 $43,932.84 Deposits, including investments transferred in 0.00 7,276.62 Withdrawals and fees, including investments transferred cut -8,005.98 -37,199.22 Dividend and interest income 0.13 0.74 Closing account value $14,010.98 $14,010.98 Account name: GHISLAINE MAXWELL friendly account name: Indic Check/Car Account number. Dividend and interest income earned rot PuIPOStS or toss statement, tatatilty of interest and oursend income has been determined lion a US 18, iepaUrg CerVegist. Lined upon the residence of the account holder, account type, or pcodixl type, tome interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) income tars The dent mom* Ratement a not intended lo be used and cannot be feted upon for tat purposes. Clients should refer to the aD0KEtte to reporting fora they receive from UBS annualy, such as the Corn's 1099 and the Forms 480, for lac reporting information. m is the practice of UBS to file the attstkatte to reporting formS with the US Wilarfsg RestflUe SelaCe and PR TfeaSucy Oepartrent. and in such loans accutatety class fy eine:leg:2S acCirg interest Calm enerrot or lamb* wow* Please consult your incistelual lax preparer. March 2017 (S) Year to date (1) UBS Bank USA Deposit Account APY Taxable interest 0.13 0.49 Interest period Feb 7 - Mar 6 Total current year $0.13 $0.49 Opening UBS Bank USA Deposit balance Feb 7 $16,185.38 Prior year adjustment 0.00 0.25 Closing UBS Bank USA Deposit balance Mar 6 $14,723.73 Total dividend & interest $0.13 $0.74 Number of days in nterest period 28 Average daily ha lance $17,453.55 Interest earned $0.13 Annual percentage yield earned 0 01% Cash activity summary Your Pisandal Advisor- SCOTT STACK MANILAS CASRIEL See Account activity rho month lot deia It Mance' in yew Sweep Options are includedin the cpermg and closing balances tarn. FDIC insurance gogief only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamford Branch or bank deposits IsaceOtivougn the UBSInternilioncl Depose Account program. WC protection applies to money market sweep find holdings but mt bank deposits See Important ioSormation about your statement on the Izt MO pages cf this document for detals Mardi 2017 IS) Year to date (S) Opening balances $22,016.83 $43,932.84 Additions Deposits and other funds credited aco 7,276.62 Dividend and interest income 0.13 0.74 Total additions $0.13 $7,277.36 Subtractions Checks and bill payments -7,769 58 -36,745.60 Card payments -236.40 -453.62 Total subtractions -$8,005.98 -$37,199.22 Net cash flow -$8,005.85 -$29,921.86 Closing balances $14,010.98 $14,010.98 SDNY GM 00023824 CelP70309306569895Ne7003307237 00033 0317 030575004 Y123576SS0103000 Page 3 of 8 CONFIDENTIAL EFTA_00 134444 EFTA01276215
*UBS Resource Management Account March 2017 My Choice Rewards Points from UBS Account name: Friendly account name: ir Account number: Rewards Dams are reflected as of the 26th of the month or the poor busntss day it the 26th IS Is on a weekerntolloaf Renard. Mull amety attars can to found On wenv.utd.cootonlineseweres haat& 2017 Year to date Opening balance 6,028 5,709 Points earned 300 619 Closing balance Your investment objectives: You have identified the following investment objectives for thisaccount If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a ful description of the altematwe investment objectives in important information about )our statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment efigbility consaderatron None selected 6,328 6,328 Your account instructions . Vow account cost bans default clovir, -n.7-tt• is FIFO, First In, First Out. Your Ii Bendel Advisor: SCOTT STACK MANY LYLE CASRIEL CNP7C008006569696NP70C0307237 00003 0317 030575004 Y123576550 i44144YGM000238421544 4 of a CONFIDENTIAL EFTA_00 I 34445 EFTA01276216
(SUBS Resource Management Account March 2017 Your assets Account name: Your Financial Advisor: Friendly account name: if SCOTT STACK MA-aLYLE CY-ORIEL Account number. Some OnCes, mottle and current values Sherd', May be approximate. AS a rent. gains at lOsses may n31 be accurately relkoled. Set SmporuntAnformabon About your statement a the rno of the cecumeM for more infortnason. Cash Cash and money balances Cash anti money balances may include avalaale cash balances, UBS Bank USA deoost account balances, UBS AG Stariord Branch &boyt account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC mein applicable limits, but are not protected by PFC. UBS AG Stanford Branchdeposit ace oum balances are not insured by FDIC and are not protected by StriC Money market sweep batances are protected by SEC but ace not insured by the FDIC. See the important information about your statement at the end of this docunent for details about those blames. Hddng IRS SANK USA CEP ACCT 22.016 83 14,010.98 250.000.00 Goering balance Cloung barna on Mao I (S) on Mar 31 (S) Ince per share on Mar 31 (S) Average rate Dnidencl Interest period DAIS in period cap arnount (I) Your total assets Cash Value on Met 31 (S) PerCenta?? CO Cost ESten,Xed your account Dam (S) annual income IP UmearRed gan or loss (S) Cash and money balances 10,010.98 100.00% 14.010.90 Total $14,010.98 100.00% $14,010.98 Account activity this month Date Alivty Desorption AMOUM (1) Dividend and interest income Taxable tritereSt Mar 7 IntereSt UBS BANK USA DEPOSIT ACCOUNT AS OF 03/0E/17 0.13 Total taxable interest 80.13 Total dividend and 'Merest income 00.13 Oleo( number Dale Descripton Amour (S) Checks 001051 Mar 9 CHRISTINE MALINA MAXWELL -70.00 Total checks 470.00 SDNY GM 00023826 CelP7C003305569897 NP7003307237 00033 0317 030575004 Y173576550 100000 ►aya S of 8 CONFIDENTIAL EFTA_00134446 EFTA01276217
*UBS Resource Management Account March 2017 Account activity this month rconinveth Date Acton)/ Descnphon Amount (S) NI payments Mar 2 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -556.98 Mar 2 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE 40.22 Mar 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -6.6%.03 Mar 9 Withdrawal ACH WITHDRAWAL Saks Retail 190.14 Mar 21 Withdrawal ACH WITHDRAWAL PAYPAL -141.21 Mar 28 Withdrawal ACH WITHDRAWAL PAYPAL -75.00 Total bill payments 47,699.56 Account name: GHISLAINE MAXWELL Friendly account name: lndiv Check/Car Account number: Your Asandal Advisor: SCOTT STACK MANLYLE CASRIEL Card !terra for your AtteMlon: Ern MK Choice Renard pont with every purchase you make with your U8S !edit card It *cot of the most flexible rewards programs in the induStrY- Choose from a wide selection of rewards like travel, gilt cards and merchandise. Or imth the Personal Chace feature, you can use your points to pay for anything over $100 that you purchase with ycur cad. Dae Destnreion Amman (S) Card payments Mar 20 CREDIT CARD PAYMENT UBS Visa credit card(s) payment information for April 23. 2017 -236.40 Total card payments nrman Payment Cue Payment Due Dae Credt lne -$236.40 Avaiatte Credit Line Outstanding baance $35.00 Apr 23, 2017 535,00000 $34,700.00 1300.00 This credit cad is enrolled in UBS Pat Grath Cad feature and will atactrancaly be pad tram your a-court . Your payment is schedied for AO 20, 2017 we provide Ibis infoonahon on yotre U6S visa (fedi card{ sdeiy as a courtesy 10 you The UBS Visa credt cad and account me *sued by U6S Bant USA UBS flank USA sends you the officiat statement for this account and you should make your payment xcordng to their enstruclicns we do nor Induce your outstanding credt card balance in the +due 01 your account with UBS Financial Services Inc. Date Activity Descopticn Amount (I) Money balance activities feb 28 Balance forward 622.01623 Mar 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/02/17 -597.20 Mar 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03103117 -6,696 03 Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03106117 0.13 Mar 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/09/17 -260.14 Mar 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03120/17 -236.40 continued nexr page CUM:008006569698 NP7000307237 C0033 0317 030575004 Y123576S50 lOrgatiyGpkoo0238Page 6 of 8 CONFIDENTIAL EFTA_00134447 EFTA01276218
UBS Resource Management Account March 2017 Account activity this month (continued) Date Money balance activities (continued) Mar 22 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/21117 -141.21 Act my Account name: GHISLAINE MAXWELL Friendly account name:Int:1w Checkkar Account number: Your tl nandal Advisor: SCOTT STACK MANLYLE CASRIEL °Novice, amount (5) Mar 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/28/17 .75.00 Mar 31 Closing UBS Bank USA Deposit Account Tne UBS Bank WA 0opout ACCOUrt it your primary :weep colon 514,010.98 SDNY GM 00023828 C NP71:0O7O0556989.3 N77003307237 00033 0317 0305793017123576550 100300 Pegs 7 of 8 CONFIDENTIAL EFTA_00134448 EFTA01276219
*UBS Your notes - m7= CONFIDENTIAL .. - - EFT,001.3.149 EFTA01276220
Important information about your statement IS Financial Services inc. (the fern or UBS Finereal Senn!). is a member of all principal unsay, comrroday and wears exchanges. UBS Financial Semler, and LES Bank US/ re i-diect subsilenes of UPS AG and affihaes of U3S Season U.C. The Fim's I hanoal statement is available upon regtest The Finns exmaire offices are a. U35 Finance Sevres Inc. 1200 Harbor Boulevard Weehawken, RI 07086 This Bement representsthe on9 official record of your LBS Financial Semites account. Other records, neat official laid:anent% contanng cornicingdata should not be relied Loan R you bee* thee is an error a omission abate report it immediately n new to the Branch Manager of the dfice wvie your accent. Alecup al hums shown se Wended to Le accurate. statement etas nue not be wed Ice tar purposes Rely 'deb on yerend tax tams, 6.9 Form 1099.519t 10425. etc/when prepamg your lax return. The Fim required by law to real to tie IRS all taxable decline, mportne rontaxek dreeen and taxable interest erred on securities held n you non net proceeds on see bructions, rd cost base an certain covered sashes. Caverardatkno vale dur firm • Please reconfirm ay oral corrimnastons in wring to further protect your rit4s indudrg your refer Later the Seonies Intestor Protection Act OPAL • If thefin/noel actitutionm the top left of to front of this stamen isnot UBS Fnaxial Sayees, U3S Financial Senn ones you lawn( as draping broker by arra-gement we the is:lasted institute, We informed you of this relalronshio WU° YM opened this axon. h that cast your krit and unities at baled a LOS financial Services and rot incLang braes ad you mat make a nwri of any ma or omission to bode firma. • As dinned in the account agreements rtIrrust roily us of my elms or baud hexing checks reflected an your statement within 30 days after 1 was mailed or made mane. • Pleasedied °rower complains or ferries to tee Fimse C fent Relations Department x 201.352.1699 or tollfree at 8020-354-9103, 8:CO A.M. to 6 CO P.M. ET Mondry through Fedex or in roan to UM m anual Sweets kw. Client Rebtions Depairmat P.O. Boy 766 Union fay, NI 07067. • A R Parents shad be deemed complete rd acnee if not cbactid to in suiting within 60 days • Fa TT( services_ Call 1344412-0,36 or tram outside the U5.: Cal 201.332-W9S • h caw of eras or opestin about an electronic fads transfer (PT). be parr a UBS Vaeldebil card transachons, all KO-762-1000, eine to UBS Finnoal $er.ice, It., 1000 Harbor Ble, 6th floor. Weehawken NI 07086, Attn RIAAtESA SenWet, Cal a write as soon as you can, if you shit yxr staement a receipt is *tag °rips need more nkrmaten nut a trawler on the statement or mono. The Film or Cad bsuer (as rOcable must her fromyou no later than 60 days after the Fm um you the fist ot Anent on :WM the eta or Problem nemed. - Porde pow name and accost nte*er fif any) - Cesote to error or tie triode you ore inure about, rd explain as dearly as you can why you believe a is an mix a why you need more Hameln - Provide the doer amotnt d the suspected era. The Finn or Card Issuer we Westgateyour amend and vial coned ray war promptly. For alleged snots among UBSVM•debil ca-dtransachms if we take more than 10 Os :less days to do ths, we willcredit yin accost for the amount you that 6 in error, so that you MI have the use of the money dunng he tine n take us to complete our investigation. Please make all checks payable to the Finn or to listeal ingestion resorted on tie front of the tegument in addition to nods acorn lees, accounts mei be abject to mantename hes, chases for late pasneet sat securities purchases and charges for unpaid anuses n cash aeons Accounts that ae transferred to other instnens may be subject to a transfer lee. UPS /sweep Options UBS offers options kr semeng cash balances, balance, to bat deposits at UBS Bat US% and LBS AG Stamford branch (Bre Sweep Phogarns), money made mutual (ads Cheney Fins) and the International Depose Acne (OA) 1e, (Women with an Hematimal Rescue, Management Account. Through the Bat Sweep Program% cash balances se swept to MBank 1_60. re to an established knit ad then to UBS AG Stanford (ameba a Wray Rill. Decks at Lie Bank USA we FIX hosed in accordance with FCC nibs. For more information pease sat wwwfdic Depose a LI35 AG StamfordBra-Eh at shares of Money Fords are not hared by the FDIC. Through tee DA, cash banes re swept to depost accounts at UBS AG New York Branch adUBS AG Cayman Branch. These deposits are not insured byte FOC. Balances held at he LEIS AG Cayman Bench ate temporarily nosed to the sovereign d the Cayman bland% at there is no gaunt or °ter rob:grim of LEIS AG to repay the balances while on the UBS Cayman Branch's books. Deposes at LOS Bat L6A and each UBS AG Branch are rot protected by SIPC. Money Fund shies at protected by SIPC. See 'S. France knees Acne Protection' below. Upon you request, balances in the Bank Sweep Programs or DA may be vothdrare arid shares cf a Money Rod may be liquidated, and the proceeds returned to you or your teases accamt. Fester Siormation about amiable sweep opbons, nclerg wan interest rates and yields, s mailable at wev.ubs,corormeepyrulds, from your Fnancial Advisor a by calling 800762.1000. UBS Financial Services axon protection the Fim te a nine of the Sent nes Mena Montron Corporation (SIPC). which groins searties customers of its members ...tato $500,000 (incldag MRCS° for dams for cash). bplinany brochse available upon req_esi or at neser.sae.orft. The SEC asset protection knits apply to all accost tat you Fold in a wanly capacity. The Fins, together web ceruin affiliates, has also sirchasid 'sok/rentalinsrance_ The marmum mourn payable to al elgiole clients, con ies& reder this protection is 1500 million ea al December 10, 2016. Stbjta tome poky condition; at limitations. cash a the firm is further protected fa up to $1.9 million in the aggegate for all pots accounts held is a palkular capacity. Aria copy of tie poky wording it available upon request. The SIPC protection ad the supplemental protection both re not apply to. • CertAn financial assets controlled by (and Send el your account value) but held awayfrom LSSFirtnal Service, (e.g.. certain 6) cash at UBS Bare USA, lig cash at MAGUS. Branches. marance products, including variable annuities. and (iv) shires of mutual funds Wrens such shares am registered drectly h the none of he account holder on the books ard records of lee incur or Mat agent); • investment contacts or Investment interests kg. limited partnerships ad private placements) that ale not registered under the Securities Act of 1933; rd • Commodities enacts (e.g. foreign exchange and Fad:ametal cornets) includng futures contacts and commode option contracts. The SIPC protecton and to supplemental protrlon do not apply to these 055th Bend theyoffense appear on your 0.114014Clif. The SP< protect:xi at the suplemertal protection do not protect against changes in the maks vale of yos ireestments ((whether as a result of market movement issuer ba-kruptcy or otherwee Dividend ReiWetblbefill Worn (DRIP) The pre reflected is an average vice You ma/ obtan the actual price hem yar &Axial Advisor. Only awe Owes ae purchased under DIP; partial shares wit be sold and the cab wit be deposited h your account. The dviderd renvemmew price applied by tie dffe f tom the market price at :shah the partial shires a* sold Cn9 Wro te anits rne te held in yds accord If you xe 'Mad to a prtel inn as a resuk of a nerd Penn or °Mane. the Film we ether sell pane trot at mantel prke a accept an Amon determined by a registered dens agency. and credit war aCCOSLI Investment objectives The mummers objecnes erd risk profile au specific to each account and may wrybetween yea accosts Peak advoe the Firm prone* in writing of ay Porikant range in par fine-Pad siluaboncr investment obacMes. For each rant heft you choose one of the blowing investment objectin. CONFIDENTIAL • hoduee Current leICOMe: Menne, seeking the generation of income any. • Anew Copal Appredden: Inwstments seeking growth of principal rather than the generation of income. • Prodece Contheation of Weave And Capital Appetaabon.lmesirnerds seekirg both tie generation of name and growth°, ancent Overall risk profiles • Coosereave: Seeks to maintain ntial pit'pal, with low risk and volatile to the award mewl, even if that men to non does rot generate tight icert income a Mira ad may rot keep pre with inflation • Moderate: Waling to accept sane risk to pinata ad tolerate sane nary to seek higher returns. • Arsine: Wiling to accept hip Mk to emote ad high volatility to seek lygh returns over time. • fnerstrnent EignVity Convarrataft f sante:I a Portion of the portfolio for that account may include conpin Proteges, tinted lipaicity and rater Statement •houreholeng" We may consoldate all related NOLO statements with the see address in the same envelow, eg. because they haw mines who abo mantel yord accent relatond:ps mei other dents a the same address. If you prefer to receive :Wino' statements mailed n shone err:elopes, you maydecline houuholding by c deg your Fe-uncial Advisor. hiendly•CCOL•lt name the Friendly account ram is a cunonizsble chosen by you so assist you with your recadkeepie has no legal effect anyour account You can chance your Friendly account names. through Unice Senices by needing your Financial Adam. Anon minim • Wee of your iscoentgonfok. Net of assets and liabilities, • Assn Include evade cash balances, vales for restricted security OW ), and Global Tine Depose unmated marks to ma-ket and certain assets not held by tie Firn. Does rot include unpnced secuntiesfassets al the end el to prior and amen statement penod%or prune iwestmerns, anted stock options and othratade pad. options • cialnativs. kid es debit balances, noun:rip Aurae Ion credit line, shot account balances. • Cash/roomy (memo's. Total of unimested aware cash balances, pia deposal balances at UBS Bank USA, UBS AG U.S Birches and money market mitwl had nwep balances, al dm date of to Parrement period Non-commodity free credt balances in yar accord ae not negated from other balances and the Fim may use any of these lads h the ordinay course ol es bwins. These funds are paysbra rpm your deemed. This total is no Wed in de anent period doing ant SDNY_GM_00023830 EFTA_00134450 EFTA01276221
Important information about your statement (OMMIS) landing information Fa dtased paolinnion on the Finis lending radices and Melones. refer to your Client Relalo-thip Agreement or karst Agreement and the Gervand Toms and Conditions. UBS Statement of Credit 'makes neatest. in Aromas adDisclaturea at raayw u&sreentherourtilirelnuv.r. Yea dents Your statement Semites wages red other assets heti re the wart at the end of Me statemert period. You may ask for *Wry or fag paid senates at cry time. You mai receive wan-tier used as loan collateral Mier paying any balance da on them. Art securities transkind to Me Fan dreg the statement period are lined at market vale as of the end of the steamer/ period. • Gm bat* In deterrnning the cost basis of tie smokes included n this statement Mere indicated vet the natter 'I,' LES Fhancial Servkes has relied on information obtained from sources other than UBS Frunoal Services, including elormstion Iran another fin, a that you may haw provided to you Fina-cial Adoisor. The firm does rot independently veal Cr garnet the scanty or rattily of are irdonnation provided by waxes other the-, (.85 Finneial Semites. h addeen About'. U35 fir-uncial Services gerwalg updates tin information as il is reared. the Arm does not provide any assura-ces that to Wanaion Let 'Cost base' and "Unrealized gad loss' is accurate as a the date of this statement. As such phase do rot reS/ on this information to make Machine cr sale decisions, fa tar larPoses or otherwise Accounts transferred to to Fkm may reflect gar/loss an:emotion only for the period of tine they se heed at the Firm More historical Hamaion cube aided tyros Friarcid Adviser. • Unrealized gain/beta When data is wildole. *striated ureateed gage/losses an calculated kr ndotetal setae/ lots The broaden data for advi:Lut Ion may or may not reflect carmistions, charges aorta securityreorganization events. Dividend and oterreinvearrent lots rd eistemate puthwe bb are each combned to dithlay ore averaged lot the 'Trade date' colsnn avant> the original transaction trade date. • Callable securities. Bonds and preferred nod that tie icon <a for wit redemption veil be selected inpartially by lot pant amorg all startles of tat ben held now name or in norneee name foe as clients. Call Seam hIcrmation is obtainedfromthird parties and its accuracy isnot goateed. Other call teases may east which cccM affect Weld, compete e oma on will be provided upon request • Carthcatas 0FdaPtart (CDs) COs are FDIC horsed ad to 5250,000 n principal and accrued interest per deposta end per depository institution h accordance veSt FDIC nit.. • Price/value Prices displayed for securities and oter Modals may be higher or lower than to Price that you would actualb receive in tie nude. Pekes ere obtained from various Mid pity sources *hill we believe to be retitle, but we do not garame their accuracy. - We generaW use tie closing antewhin avatabb the men of the lad ad ask prices for lined sautes and optors or or bd prices la MC sautes. - Less acuity traded securities my be priced using a valuation model a the mon recent price we *tined and may not reflect an anal make price a wax. - Cenan posairo may appear without a price ad will Mow fa • Fin was rot available' el we we unable to cbtin e price for a acuity. - Deposits or securities denominated in currercies Weer than U.S. done", are reflected a the eschange rate a of the statement date. - fer certain multi% tradng innonconforming denomivtions, pdce and qua-ay (face woe) may have been adjusted to tailgatePaper valuaises To cbtan ossem quotations, when arrailata, contact sera Financial Adrisa. • Privates imeevnente end structured products. trivete hvesbnert sto_rities (ackdag drect participation program ad real estate investment Mn markets) and struckned product, are moray lughg *cud Caton stria-bad Smokes now not been registered with to Securities and Exchange Cceemassion or under at state securities laws. We pthide eainated vales la private invearneM marlin richthstured products for hkeinatcral Satan any Actuary trot guaranteed - These verb es may differ slwantisty from press, if any, at which a pm* int security a structural produce may be bought or sold and do not necesserig represent the vast you my recto.* won liquidatcn. - Third party eninaes of vale are w of a certain date a-ri an supplied to UBS Fna-cial Serve's on a reels bats by an independence valuation firm. - hear gentral print( or sponsor estimated vaLes, if ant are suppled to the Finn byte issuer, general partner or sponsor and mac be cakulated based on deferent informabon Wan Metered by Mod petits to denve their striated values. - You can obtain adihithal hfcrmarcn regarding the methodology used to *mania the estimate of value ad the date of the Horrnation that is the base fix the estimate by contactag your Ftenoal Admen. - Third party *dented galas my be reflected as 'Not pear in several ;dualism when an ideperdent valuation fm has not smaked <a unable to assign a vale. when we become aware that a material sent heti:carted that may call a pave:wry reported vast inso question, a Mien a value would be highly specubtive due to denature of the warty. - When either an issue, general perm a sponsor <Instated value nor a thaltany estimated vas prowled. the sake of to savoy will be diffenrd kern its ruches, Price - 'Distributions to date' may include rain of capital, name or both. - 'Original unit size • represents he mil offering pia per u,rt and my not reflect your cost base. - DPP and knkrtect REIT startles are not listed on a national wastes 'change, and se generally illiquid and even if they can be sold the price received may te less than taper dare estimated vale provided n the accost statement. • fterricted morkies Restated acuities generralg we rot wren* elgble for public Mit UBS Financial Services uses the market price of the unrestricted sad crt the sane issuer as an inputed valuefa the restricted stock ifor statues of this statement only. To the went tat reakied wales are eligble to We, the yaks naked may be abstantialg less than the tatted value town • ht. (ea :meted) Ire, current Welds and ratite An *Stine* of a-rue noon is bawd on current &Asked ad interest rates, attuning tie washes will be held for one year from statement date or trail maturity. This mane* is ong a gudelne, accuracy ad continued income are not guanntted - Estimated woe income and cumin yield for certain bees of swain could include a Mum of principal or captal gate in which case the en. income (ad twice yiekl would be overstated. - Estimated arrest income and asnent yeld and to anti inane ad yield era be lower a higher than the atinated mounts. - An estimateof a-ruakted income (dividend area interest) divided by the current market yalastaytiar balance is baled on the lett dividend or rthrest payment made by the hoar and assures tie secskesrdeposks will be held for one year ban to statement date or urn' mabsity. Accuracya-4 continued oeld are not warned • Ames not held by UBS Financial Services Certain xsets re not hell by the Fins ardna warn the Fern's possession or <onto'. These wan are awl:wed on you statement for informational purposes only. Positions aid values presented are provided by tee trig fern UPS F runnel Seneca is not resparble for this VA: melon and does not guarantee es accuracy. Thew assess are not protected by SIPC or tie Fm's supplementaISIPC coveracy. • Revenue thawing and adalanal ccenpeneetion. — h additionto ammksions on sales rd 12b.l fees melted in connenbn with tie 0dd:ration of mutual tuna to our dents ere aXf Or our initiate rect.* revenue shah; pewees kan deo-buten andlor deers of the matud knob dial we sell Thew an e-ds are based on two dfferent cony:rents, IR the roars of sales by UBS of a partkulir rrutual fund family to out clents; and 60 he asset wale of a particular MAYA find f we/ s shares held at the fern - We a-dour affiliate alsoreceive raw:irkingand onnbus processhg fees in consi*rattrif or transfer mere services tat we provide a Me mutual funds. These fee wady are paid from investor assets h to mutual fund and are a fired dollar wart based on the nUrrter Cif accounts at the braerdeale- holdng made Itrds of that f tad f andy. — it sedan to commissions received in correction with the sae er cfetrbutian of annuity contracts rd CONFIDENTIAL tint investirem oust LOOS to Oa clients, we rider as affiliate receive rosena tharbg corrornurion from may of the henna torments uebreniting the angry extracts. animas of the .nuance ampams or spot ors of the knit investmem Mats we distribute. — Our affiliates ako receive trading corrtnisseans rd other compensation from mutual funds ad inura-co canaries whose products we dstrioule. — We receive an as I ee from LesBank USA and LP3S AG Stanford Bunch of go to 125 pa accord sweeping to the basks under the I-ErS Bare Sweep Program. Acthity Information rearing animations and other charges incurred in correction with to newton of Wade, includng option transactions has bean included a' confirmations previounc furnished to you, and MI be provided to you promptly on recpest. Short Nina If swan engaged in short selling a securky, you may incur a charge due to cenainbsrosag costs for that palkular 'emery. OW. orders Regarding wen or 'iwooltilkantellee adds teat were rot executed by the stemmed date, open buy and see stop orders ae reduced tint* amount of deaden& or repts on en rrediuidack a caritits date unless inansted **mist by you. You are responsble for orders that .we executed eke to your failure to cancel mritirig open ceders. Privary To obtain a copy of as current Client Privacy Nonce please contact rXf FilancialAchiscr or via as *ache at wwwnhinearinieronsirip — LESFinnoal Serices snot a bank. the Rhea, Business Services Account ESA and BMA are brokerage accounts which crace access to barking cervices and Mates tra. arangemeres with affiated banks and °ter tint-pity bank& and provides access to nsurance and amulty crockds issued by knaf t limed thhiparty inuranc• companies taroacfri inasant• agency absicfraries of IBS Fnrtel Services ▪ hvesthrent, tha.lrance, and amity product, — Not FDIC Stared • lb bank guarantee May lose vela — IMA, tesosce Management Account, Bawer Sanas Account BSA. IRMA and ntenstional Resource Management Aaccrit are reentered service maks of LI3SFirorgial Services hc. - VISA is a registered tadernals owned by Visa Marian:eel Setae Association ad used ceder theme Tee UBS Vna treat cards ad the UBS Visa debt cards re issued by UK Rank USA with permission from Visa U.S.A. Ircorporated. AA otter tadernaks, registered Baden its, strike maks and registered service maks are of ter respective compaties UN Financial Services Inc. Rev 201703 SDNY_GM_00023831 EFTA_OOI 34451 EFTA01276222
*UBS lies Financial Services 1r Private Wealth Management 299 Pak Avenue 25th Floor New York NY 10171.0002 CNP70056426010417 X1 Y1 0 Resource Management Account April 2017 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GfeStANE MAXWELL Friendly account name: Indiv.ChecIdCar Account number. Your Nnancial Advisor- SCOTT STACK MANILYLE CASRIEL - Phone: Questions about your statemerrt? Call your Financial Advisor or the Value of your account RMA liesourceUne at 800-RMA-1000, account 029023576 on March 31 (5) On April 28 (1) Your assets 14,010.98 49,700.00 Visit our websIte: www.ub5comf f inancialserviCe5 Your liabilities 0.00 0.00 Value of your account $14,010.98 $49,700.00 Items for your attention • Our Capital Market Assumpbcms and Strategic Asset Alloca tons were updated at the end of Feb. These changes may impact your portfolio. Please call yote advisor with any questions Tracking the value of your account E Thc-u,...3f1d$ )16 Dec 2015 Dec 7316 Ma 2017 Dec 2014 Apr 2017 Sources of your account growth during 2017 Vzdue of your account at year end 2016 143,932.84 Net deposits and withdravals Your nvestmeet return Nedend arxl interest income Chance in market vat* Value of your amount on Apr SA 2017 049.700.00 13,766.42 10.74 10 00 SDNY GM 00023832 Member SIPC 04110001005647601 NP1000198284 00003 0417 030575004 Y12357655010000) Page 1 of 8 CONFIDENTIAL EFTA_00134452 EFTA01276223
SUBS Resource Management Account April 2017 Your account balance sheet Summary of your assets Value on Apnl 28 (1) Percentage of your account A Cash and money balances 49,700.00 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $49,700.00 $49,700.00 100.00% Account name: GHI$LAINE MAnVVEU. Friendly account name; I iv. ar Account number: Your current asset allocation A Eye on the markets Your Nouns's' Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. clEIS Bank LISA deposit account balances, WS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances as of Apra 27, 20I7 Index Percentage change Apnl 2017 Year to date S&P 500 1.22% 7.36% Russell 3000 1.38% 7.20% MSC I - Europe, Australia & Far East 2.72% 10.30% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 27, 2017 3-month Treasury bills: 0.79% One-month LIBOR: 0.99% 0.68% 1.51% CNP7C008005642602 NP700019028a 00003 0417 030575004 Y123516550 tOnpiyGit00023810digo 2 of 8 CONFIDENTIAL EFTA_00134453 EFTA01276224
Resource Management Account Change in the value of your account April 2017 (SI Year to date (S) Opening account value $14,010.98 $43,932.84 Deposits, including investments transferred in 409,298.19 416,574.81 Withdrawals and fees, including investments transferred out -373,609.17 -410,808.39 Dividend and interest income 0.00 0.74 Closing account value $49,700.00 $49,700.00 Account name: GHISLAINE MAXWELL Friendly account name:InclavChecklCar Account number. Dividend and interest income earned sot puipOses O1 INS statement tatablity of 'fittest and Childend Income has been determined ficm a US la' Cetsisedne. Baud upon the residence of the account holder. account type. or piodixl type, son* interest andor dvidend payments ma/ not be subject to United Stan (US) ardor Pismo Pico MO Income tars The dent mond* statement 4 not intended to be used and cannot be (eked upon for tat purposes. cams Strould refer to the applKetie tat intoning forms They recei* from Les annuals!, such as the Comic 1099 and the Forms 480, for tat reporting information h is the practice of UBS to file the ariskatie to reporting 10011S with the US InternM Revenue Sernce and PR TfeaSuN OeCOntrent find in SU( h loans atcutatety clasa fy Chielena Arad interest as mar exempt or iamb* leKorne. Please consult you' inciydual tax preparer. April 2017 (1) Year to date (S) Taxable interest 0.00 0.49 Total current year $0.00 $0.49 Prior year adjustment 0.00 0.25 Total dividend & interest $0.00 $0.74 Cash activity summary Your Plnandal Advisor: SCOTT STACK MANLYLE CASRIEL See account activity the monthtot details earances in your Sweep Options ate induidedin the openng and cicningbdances vat*. FDIC insurance icciies only to deposits at u85 Bank USA, not to deposits at U85 AG, Stamford Branch Of bank deposits placed through the UBS intemaiond Depose Account progtam. SiPC protection applies to monry market sweep find holdings but rot bare deposits Seelmportard id-dor/nation about your statement on the last two pages cf this document for &la's April 2017 (S) year to date 04 Opening balances $14,010.98 $43,932.84 Additions Deposits and other funds credited 409,298 19 416,574.81 Dividend and interest income 0.00 0.74 Total additions Subtractions Checks and bill payments 3409,298.19 $416,575.55 -373,309.17 -410,054.77 Card payments -300.00 -753.62 Total subtractions -$373,609.17 -$410,808.39 Net cash flow dosing balances $35,689.02 $5,767.16 349,700.00 $49,700.00 UBS Bank USA Deposit Account APY Interest period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 $14,723.73 Closing UBS Bank USA Deposit balance Apr 6 $0.00 Number of days in nterest period 31 Average daily ba lance $12,443.25 Interest earned $0.00 Annual percentage yield earned SDNY GM 00023834 000% CelP7C0C030564260SNP7003150284 C00O3 0417 030575004 Y123576550100000 ►ego 3 of 8 CONFIDENTIAL EFTA_00134454 EFTA01276225
*UBS Resource Management Account April 2O17 My Choice Rewards Points from UBS Account name: -•.i ' Friendly account name- ir Account number: Rewards pants are reflected as of tne 26th et the month or the poor busness day if the 26th14 Is on a vRekencY holiday Rewards potnl activity CetalS can be found On wuw.utis.roratonanesewires Apri 20;7 Year to date Opening balance 6.328 5,709 Points earned 160 779 Closing balance Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a fun description of the attemabve investment objectives in Important information about )cur statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary • Aggressive Investment eligibility consideration None selected 6,488 6,488 Your account instructions . Your account cost basis default closely method is FIFO, First In, First Out. Your Ilnanciel Advisor, SCOTT STACK MANY LYLE CASRIEL CNP7C0C0005642604 NP7OCOIS02,34 00033 Oil 7 030575004 Y123576S50 ICICSONYGM000238P4544 4 of 8 CONFIDENTIAL EFTA_OOI 34455 EFTA01276226
UBS Resource Management Account April 2017 Your assets Account natty: GHISLAINE MAXWELL friendly account narne:Indiv Ched4Car Account number. Scale (Incas, income and current brave ShOnn May be approximate. AS a redo. calm &diodesma/ xi be accurately reflected. Ste mapoaant intommeon about your statement a the end of the dxurnem for more intonation. Cash Cash and money balances Casts and money balances mat include avalaole cash balances, UBS Sant USA depout account balances. UBS AG Stamford Branch I:spout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat to n applic [delimits, but are nod protected by 9PC tics AG Stanford Brant h deposit ace oum balances are not insured be FDIC and are not protected by SIPC Money market sweep batances are protected by 9PC bin age not insured by the FDIC. See the Important information about your statement at the end of this docunent for details about those balances. Hddng UB5 BANK USA CEP ACCT 14,01098 49,70000 250.000.00 Opertng Wax. Cloung barna Price per that Average on Apr 1 (1) on Apr 29 (5) on Apr 29 (1) igo Onidence Interest period Your financial Advisor: SCOTT STACK MAK/ LYLE CASK. EL Daft in period cep anounl (1) Your total assets Value on Apr 28 (1) Percenta?? Ot COst ESbmated your account 0.3S6 (1) annual income (1) lame gain or loss (1) Cash Cull and money balloon Total $49,700.00 100.00% $49,700.00 49,700.00 100.00% 49,700.00 Account activity this month Date musty Description Amount (1) Deposits and other fends credited Apr 5 Transfer JOURNAL FROM VI 23575GHISLAMIE MAXWELL 298.19 Apr I 1 Transfer Apr 18 Transfer Total deposits and other funds credited 8409298.19 JOURNAL FROM VI 23575GHISLAINE MAXWELL 50,000.00 JOURNAL FROM VI 2357SGHISUUNE MAXWELL 359,000.00 Dote Lanny Destnphon AnOunt (1) Apr 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -13,712.25 Apr 4 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -556.98 Apr 4 Withdrawal ACH WITHDRAWAL (RaTEDHEALTHOW -39.94 Dill payments continued next page SDNY GM 00023836 C HP71:003305612605 NP7003193284 00033 Oat 030575004 Y123576550 IOCOCO Page S of 8 CONFIDENTIAL EFTA_00134456 EFTA01276227
*UBS Resource Management Account April 2017 Account activity this month (continued) Date Acutely Bill payments (continued) Apr 19 Withdrawal Apr 20 Withdrawal Apr 20 Withdrawal Total bill payments Account name: GHISKAiNE MAXWELL Friendly account name:Irvin, CheddCar Account number: Your Knanciel Advisor: SCOTT STACK MANLYLE CASRIEL Descnphon Amount (S) ACH WITHDRAWAL IRS -254,000.00 ACH WITHDRAWAL COMM OF MASS EFT -20.000.00 ACH WITHDRAWAL NYS DTF PR -85.000.00 4373.300.17 Card Items for your Attention: Earn My Choce Reward ponts with every purchase you make with your U8S 'edit card It is me of the most flexible rewards program n the industry. Choose from a wide selection of rewards like travel, gift cards and merchandise. Or with the Personal Choice feature, you cal use your pants to pay for anything over $100 that you purchase with your cad. Date Descdpeon AMOunt (S) Card payments Apr 20 CREDIT CARD PAYMENT -300.00 Total card payments Minmun Payment Due Payment Due DSc Credt koe -$300.00 Avalatie Credit tine Outstanding bdance UK Ube credit card(%) payment information for May 23.2017 535 00 May 23, 2017 535,00000 134,840 00 516000 nineteen cad is emitted to din Pay Great Cad feature and val autcmabcaty te pad From your account. Your payment is scheerled for May 20, 2017 we provide this information on your U85 visa vreet cards sdely as a courtesy to you The UBS visa credt cad and account are nsuedty UBS Bank USA U85 Bank USA sends you the officii statement fa this account and you shouldmake your payment ac cord ng to their intruders We do not Ind urea your outstanding credt card briance in the wilt of your account with UBS Financier Services Inc Date ACtenry Cesfloben Amount 1» Money balance activities Mar 31 Balance forward $14,010.90 Apr 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04103/ 17 -tá,712.25 Apr 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0A104/17 -298.73 Apt 12 Deposit U135 BANK USA DEPOSIT ACCOUNT 50,000.00 Apr 19 Deposit UBS BANK USA DEPOSIT ACCOUNT 200,000.00 Apr 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04119/17 -95,000.00 Apr21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/20117 -105,300.00 Apr 28 Closing UK Bank USA Deposit Account $49,700.00 The UE0 Bank USA Depnart ACCOunt IS your primary sweep colon CelP70000005642606NP7OCOIS0284 00033 0417 030575004 v123576550 l eilSO4YGM000238Pifge 6 of 8 CONFIDENTIAL EFTA_00134457 EFTA01276228
(SUBS Resource Management Account April 2017 Account activity this month (contnuedl Date Money balance activities (continued) Mar 31 Apr 19 Apr 20 Apr 28 Tne UB5 AG Depose Account Is your secondary sweep option. Account name: GHISLAINE MAXWELL Friendly account narrte:IndirthecWCar Account number. Your PI nandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Activity DeSCApbal Account 11) Balance forward 80.00 Deposit U85 AG CEPOS1T ACCOUNT 159.000.00 Withdrawal U8S AG cEposrr ACCOUNT AS Of 04119117 -159.000.00 Closing UBS AG Deposit Account $0.00 SDNY GM 00023838 CNP70001005642607NP7000193284 00003 0417 030575004 M3576%0100000 Page 7 of 8 CONFIDENTIAL EFTA_00134458 EFTA01276229
*UBS Your notes `—====" "---"v-- --8"" • *" CONFIDENTIAL EFT,0013.159 EFTA01276230
Important information about your statement IS Fruncial Services inc. (the fern or UBS Finereal Straka) is a umber of all principal vacuity, comrroaty and option; exchanges. UBS Financial Semler, and LES Bask USA ore i-died subsilenes of UPS AG and anilines of U3S Seattle, U.C. The Fim's I anal statement is available upon regLest The Finns execute offices are a. UB5 Financel Sexes Inc. 1200 Harbor Boulevard Weehawken RI 07086 This statement represents the on9 official record of your LBS Fhancial Semites account. Other records, esept official lardxunents, contanng cornicing data should not be relied roan R youbelieve there is an firer cc omission please report it immediately n writing to the Branch Manager of the dfice wring your accuse. Startup al Humes Moan se Wended to Le accurate. statement etna thee not be wed Icr tar purposes Rely coley on yemend tax tams, 6. • Form 1099. 5496 10425. etc) when prepamg your lax return. The Fim required by law town to tie IRS all tenable dividends, mportabb nontaxibb cliehleek and taxable interest erred on securities held in ma accart net proceeds on see tramadims, ad cost basis cn certain covered stashes. Cavernatlatkno wiet en firm • Please reconfirm any oral cormencatent in wed hp to further protect your rit4s indudrg your rife under the Seosees Investor Protection Act (SPA) • If thefin/retie Setitution a the top left of die front of this slims isnot UBS Fnaxite Sayees, U3S Finneial Sonia" carries you fawns Marino taker by arra-gement vet the I-skated institute, We informed ye of this relatronshio when you opened this scant I. the cast your knit aid washes at Waled a LOS financial Services and rot the hitoctsie bras ad you mat make a nwri of any tact or omission to beet firma. • As demted n the account agreement% rtIrrust reedyus of my errors or baud Oohing checks reflected as your statement within 30 days after 4 was mailed or made awake*. • Pleasedied °sower complahe or Scpries to tee FimssC tent Refatims Department at 201.352.1699 or toll-free at 8020-354-9103, 8:CO kW to 6 CO P.M. ET Wands through Fedex or in wring to UBS m anual Smite au. Client Rebticre Depairmel P.O. Box 766 Union fay, W 07C$7. • A R stemma shad be deemed complete ire acoste if not cbactid to it suiting within 60 days • Fa TT' services_ Call 044-612-0,36 or trcm outside telt 5.: Cal 201.3324495 • h aim of eras or openers about an electronic fads transfer WO be mimics or UBS Wretched card transachons, call 303-762-1006 smile to UBS Funeral nices Ix.. 1000 Harbor Blvd, 6th floor. Weehawken NI 07086, Attn RIAAIESA Seven Cal a write as soon as you can, if you shit yxr staement a receipt is *rag °rip./ need more nkrmaten teat a transfer on the statement or recipe The Film or Cad bsuer (as cplcable) mutt hes fromyou no later than 60 days after the Fm um you the fist statement on *Nth the ems or Problem SPemed. - Dowd, yotr name and scant number frf any) - Cesabe to error or tie bender you se inure about, ad einem as clearly as you can why you believe t is mums a why you need more Sarmatian - Provide the doles amo_nt d the suspected era. The Finn or Card Issuer we Westgate yout amplane and sNl coned my clear promptly. For alleged eras Molds; UBS Vaa•clebil ea-dtransadixe. if we take more than 10 bulletsdays to do ffis, we willcredit you scant for the amount you trek is in error, so that you MI have the use of the money dunng he tine n takes us to complete our nvestiption. Please mice all checks payable to the Fiat or to frunsal inkeution notated on tie front of the tegument In addition to nigdar scant fees, accounts may be abject to mantename hes, charges for late mown sat securities purchases and charges for unpaid wants n cash accosts Accounts that ae transferred to other instodens may be subject to a transfer lee. UPS Sweep Options UBS offers options kr mesons cash balances balance, to bat deposits at UBS Ba-k US& and LBS AG Stamford branch (Bre Sweep Progane, mom/nuns mutual fads MoneyFaddist the Intensional Deposit Accant (CA) 1st etatomm with an Hematimal Rescue, Management Account. Through the Bale Sweep Program% cash balances ae swept to MBank 1_60. sp to anestablished knit ad then to UBS AG Stanford (ameba a Wray Rill. Deposits a LSS Bank USA se FIX hosed in accordance with FCC nibs. For more elf ermatitn okrase mit wwwfdic got Depose a LISIS AG StamfordBra-Eh at shares of Morley Fords are not hared by the FDIC. Through Se DA, cash balsas re swept to dePosil accounts at UBS AG New York Brads adUBS AG Cayman Branch. These deposits are not insured byte FOC. Balances held at tell% AG Cayman Bench se temporarily moused to the sovereign el the Cayman bland% at there is no gannet* or °ter obigation of LES AG to repay the balances while on the UBS Cayman Branch's bxks. Pepsis at LOS Bat L6A and each UBS AG Branch are rot protected by SIPC. Money Fund shies at protected by SIPC. See'S. Fronde kends Accost Protector,* below. Upon your request, balances in the Bank Sweep Programs or DA may be withdraan arid shares cf a Money Rod may be liquidated, and the proceeds returned to you or your teases scant. Father Siormalcn about amiable sweep options, nticke wren interest rates and yields, s mailable at remv.ubs,cornrudepyrulds, from your Fnancial Advisor or by calling 800762.1000. UBS Financial Services exam protection lye Fim te a member of the Seca ties Mena noestron Corporation (SIPC). which pokes waren customers of its members toter $500,000 Oeldie MRCS° for claims for cash). &planer:4y brothse available upon req_esi or at neser.sae.orft. The SEC asset protection knits apply to all accost tut you Fold in a particular capacity. the Fin; together web ceruin affiliates, has also sirchasid 'sok/rentalinsurance_ The marmum mourn payable to al elgiole clients, tokewe9 Lamle this protection is 1500 million ea at December 10, 2016. Stbjta tome poky conditions at limitations. cash a the firm is further protected fa up to $1.9 million in the agpegate For all your accounts held is apan:Liar tipsily. Arid copy of tie poky medig is available upon request. The SIPC donne) id the supplemental protection both do not apply to. • Certain thence assets controlled by (and nicksied el your account value) but held awayfrom LSSFirtnal Service, (e.g.. certain 6) cash at UBS Bare USA, 00 cash at MAGUS. Branches. lid entrance products, including variable annuities. and (iv) ewes of mutate funds where such shares are registered drectly h the none of to account holder on the bocks and records of to eases or transfer apse; • in contacts or Investment interests (e.g. limited partnerships and private placements) tee ale not registered under the SecuritiesAct of 1933; erd • Commodities enacts (e.g. foreign exchange and Fad:ametal cornetts) includng futures contacts and commodity option contracts. The SIPC protecton and der supplemental protslon do not apply to these O55th nen rf they othemise appear on yogi 0.114014Clif. 71-• SP< protedim at the sisplemental protection do not protect against changes in the maks vale of yes intestments (whether as a result of market movement issuer ba-kruptcy or otherwee) Dividend ReiWetblbefill Program (DRIP) The peke reflected is an average vice You ma/ obtan the actual price loom you Finaxial Advisor. Only eon canes are purchased under DIP; partial shares wit be sold ad the cash wit be Soothed h your account The dviderd rehtestmers price steeled by tow dffe er rom the market price at ash the partial shares a* sold Cn9 Mole units may te held in wry accord If you ae 'Mad to a palel unit as result of a Weekend Darn or rotenone. the Film mid ether sell panel crab at mantel plena accept an amass deemined by a registered death; sooty. and credit war aCCOSLI Investment objectives The mowers °breams rd ask profile de specific to each account and may wrybetween yo' accosts Peak advoe the Firm prone* in writing of ay sgekant thane in tax fine-Pad siluaboncr investment obncMes. For each scant hen you choose one of the blowing investment objectim. CONFIDENTIAL • Produce Current leICOMe: nvestments seekng the generation of income any. • threw Copal Appredden: Inwstments waking growth of principal rather than the generation of income. • Prodece Contheation of Weave And Capital Appreciation. Internees seekirg both tie generation of name at growth°, dispel. Overall risk profiles • Comer/ant Seeks to margin led prie'pe, with low rd. and volatility to the scant mewl, even if that means de scow does not generate tignif Sart income a Mira ad mar rot keep pm with attn. • Moderate: Wiling to accept sane risk to pinks.' at tolerate sane volaltity to seek higher returns. • Arsine: Wiling to accept hip Mk to pnnopal ant high volatility to seek high returns over time. • fnerstrnent EignVity Convarrataft f sante:I a Portion of the portfolio for tut scours may include conpls strategies, 'irked lipticity and rater volatilay. Statement •hetwenelehr We may consolidate all related NOLO statemeres with the sere address in the sere envelope, erg. because they haw mines who abo manta, Ord accost celatunhps win other arts a the same address. If you prefer to receive renew' statements mailed n separate envelopes, you may decline houkholding by c deg your Fe-uncial Moor. Wisely OCCOL•lt name the Friendly account rum is a tunonizebb 'nit/mane' chosen by you to assist you with your recadkeephy has no legal effect allow account You can chance your Friendly account names. through Unice Semites a by wonting your Financial Advice. Pasant menet. • Wire of pour swentrportfoSo. Net of assets and liabilities, • Assets Include, as *Atte cash balances, vales foe restricted security OW / and Global Tine Depade, wreaked marks to ma-ket, and certain assets not held by the Fen. Does rot include unpiked secuntiestassets at the end of to prior and amen statement period, prune ewes:moms, umested stock options and othratade nod. options • cialnativs. Mates debit balances, cumaning Aurae loan credit line, shot account balmces. • Cash/roomy Memo's. Total of unimested wedge cash balences, ale deposit berms at UBS Bank USA, UBS AG U.S Branches and money market matwl had nwep balances, al the claw of tie dement period Nen-commodity free credit balances in you- accost ae not negated from other balances and to Fim may use any of these lads h the ordinay course ol is bwiness. These funds ant powbra 'pan your dimard. This total is ix lead in dr curent period closing ado SDNY_G M_0002 3840 EFTA_00134460 EFTA01276231
Important information about your statement (00nlintlecl) landing information Fa tiered intormanon en the Finis lending ranges and declostros. refer to per Client ladalott Aittitment or Accost Agreement at the Gervant Toms and Conditions. UBS Statement of Credit Prances avaittle in Arnett andDiscloarrys a lave. unsremthereuntrilierlmems. Y040 noels Your statement itemises nettles ad other assets held in the aorou-t at the end of tie star:enure period. You may ask for delvicxy al fah paid tensile& al errs time. You mar receive securities used as loan collateral Mier paying any balaxe dm on them. eery securities trans:lent to the Ran dreg the statement period are lined at market vale as of the end ol the nattier/ period. • Cat batik In ctitornning the cost basis of the stokes included in this statement where indicated vet the nutter 'I,' LES Fnancial Servkes has relied oninformation clotamed from sources other thant.85 Fe-uncial Service& including hformstion frcm another lint a that you may have ;caviled to you Finical Adrisor. The Firm does rot independently veal Cr gannet the acancy or ratty of are rilonnation provided by tams other than 1.85 rhunial Semites. h defuse, though 1.85 Fruncial Soviets gerwalh updates the incrrnatian as it is received, the Arm does not provide any assura-ces has the hfommion set 'Cost bases' and "Unrealized gen: loss' is accurate as of thy date of this statement. As such. phase do rot reh on this retention to make terclutecr sale decisions. fa tax Pagoses or otherwise Accounts traterred to the kill may reflect gar/loss rdcrmation only for the period of tine they are heed at to Pim More historical inorrnat it can be tied bt yet Snarcid Advber. • lJnnealized gain/lasses When data is wattle. *striated la-rented gain:flosses at calculated for .Luther scary lots 11w (inaction data for itivistal Ion may or may not reflect commktiont charges steer acuity reorganization events. Dividend and oter reinvestment lots ad mstematk puchase tits are each combined to:Jim:lay ore averaged lot The 'Trade date colsnn presents the orgrul sanction trade dale. • Callable securities. Bonds and preferred stock that the icon cats for eery redemption veil be selected inpartially by lot from amot all startles of tut 651/7 KM now name or in nontee none frost dents. Call tare hformation is obtaned from third parties and its accuracy isnot gmranteed. Other call Mares mayeast which act affect Wet emeriti* rectmaicn will be provided upon request • Caniketas ad:Mask (m4 CDs are FDIC retired &pito 5250,000 n principal and accrued interest per ckpostor and per depository institution h accordance with FDIC nit. • Price/value Prices displayed for securities and other PrOicts may be higher or lower than the price that you would actually receive in he market. Prices re obtained from varits hid pity sources whit we believe to be retitle, but we do not gamete their accuracy. - We worty use the cloth; pnce whin ninth cr the mean of the lad at ask prices for lined secures aid opbors or or bid prices la OTC seriatim. - Less actweh traded securities may be priced usit a valued:II moot ate mon recent price we ctitined at may not reflect an actual male price a watt - Cenan positions may appear without a price ad will thew fa • Fin was not ayalybh• t we me savable to obtan a price for a smutty. - Deposits or securities denominated ricurrercies other ton U.S. dollars are ref lilted a the eschange rate a of the statement date. - fa certain ware.% tradng innonconforming denornivtions, mice and qua-eily (face vale) may have been adjusted to facilitateprep. values can To cbtan anent quotations, whet amid* contact sera financial Aden-. • Private irweevnents end structured gala Private hvesenert searities (holden drect participation program ad real estate investment trust worries) and struckned posits are genuelh hghh dint Coign stnxbred pro tat hew not been registered with tie Securities and Exchange Cannassit or under sty state securities laws. We pont *striated vales la pays. investment "tweets Ira nnstured products for nkenvicrul Putioses only Acaracy isnot guaranteed - These values maydiffer tone tidy from perms, il my, at which a preale int security a structured product may be bought or sold and do not netts...Oh:rep/este the unapt mayreceive won liquidatcn. - Third piny eninses of vale are as of a certain date ad ere supplied to UBS Fna-cial Sentkes on a egular basis by an independent valuation firm. - Issuer, gperinal paint. or sponsor estimated vales it am, are applied to the Fim by the issua corneal partner or sponsor and may be cakulsted based on deferent information Iran hated by thou pieties to denve thee slimmed values. - You can obtain adtital hfcrmatim regarding tie meitiadologr used to determine the enimate of value a-d die date of the rdorrnation that is the base for the estimate by contactrg your Frunoal Advsor. - Third party niknased vain. may be reflected at Wm priced* in several nudity when an rdeperdent valuation lam has not staled isr table to assign a vale. when we become aware that a material event has owned that may call a previously repated vale Frio reaction, a often a value would be highly specutitive due to the nature of the warty. - When neater n issue, general partner or sponsor estimated value nor a thetpany estimated vale is provided, the vale of the scarily will be differet horn its Retest price. - tinributions to date' may include ream of capital, norne or both. - 'original unit sae • represents the rend dieting price per cant and may not reflect yow cost base. - DPI and ttited REIT searnes are not listed on a national worries echange, and se "mealy illiquid and even if they can be sold the price received may te less than taper share estimated vale proriebd n the moose statement. • Rankled nosities Restricted secuitin genteath we rot wren* eagble kr public sale. U85 Finatal Services uses the market price of the unrestricted not al the same issuer in an touted value f✓rot the restricted stock for statuesor this statement only. To the extent that rormicied tootles are eligioh ler sale, the vela remind may be abstannalh lets Menthe crated value town • ht. (estineted) item► current yields and rota. An *OSA< of antral lane n bawd on current tricked ad irterM rates, attuning the teat:in will be held for one year from statement date or till maturity. This eaten is one/ a gudelne, accuracy ad continued none are not guanntee4 - Estimated areal income and current yield for certain Wet of wastescould include a tun of pritpal or capital gait in which case the en. income (ad curers pelot would be overstated. - Estimated stud ream ad anent yield and the acute inane andyield mitt be lower a higher than the ntinatid mounts. - An eninate of a-ruaked income (dick/end andor interest) divided by the anent matet vatielawrage balance is based on the last dividend or bier/Kt payment mad• by th• issuer and animus tie searrendeposks will be held f✓or one year torn tie statement date or until maturity. Accuracy a-d cont.-wed yield ae not warned • Assets not held by OBS Fnantial Services. Certan tars ere rot held by the Rim andnoe with the Fern's possession or control. These assets are doolmed on you statement for informational purposes only. Positrons and values presented at provided by the ening firm LEG F rincin St/VCOS if newt respontle for this Worrnsion and does not guarantee its accuracy. These assets are not protected by SIPC or the finis supplementaISIPC coverage. • Revenue thawing and additional ccenpwisetion. — h xiditit to citation on salts ad 12b.l fees nutted in connenbn with tie dim-tool of mutual tits to our dents we attar our attain. Name revenue shrug parer*, tam deo-buten ands advisors ol the rartual knit that we sell Thew worts are based on two d &rent conporentr tie most of sales by LES of a pan/cunt mutual find finely to our clents; and AO the asset valx of a partway Mittel gird hanks shares held at the fern - We at our affiliate alsoreceive retworkita-d annbw processing fees in consitrationfor transler ages services that we provide so the mutual funds. These fen generaly are paid from investor assets h the mutual fund and are a feud dollar arrant based on the number°, attains at the brokencleale- koldng mime 1u-di of that f✓tat rarity. — h addition to tamest's received in connection withthe be* er distributionof annuity °inverts rd CONFIDENTIAL bath investmem oust Wits to Oa CM% we odor OS alikee receive texHIS shareig corrpmeation Iron may of the nuance companies 'retire:Ping the enmity attracts. dilates of the Intranet compares or sponsors of the vet investmem busts we distribute. — Our if dint afro recto tratirg corrrniubm rd otercomponsation from mutual funds at inuta-co compares whose products we &tore. — We receive an irrual I ee from Les Bank USA And LBS AG Stanford Burchof tio to 125 pa account sweeping to the banks under the LBS Bari Sweep Programs. Acthity Information mating commute and other charges incurred in correction with to execulon of tads, inducing option transactions has been included on confirmations vertu* f urnisPed to you, and will be provided to you promptly on request Short .ding If you are engaged in short selling a securty, you may incur a charge due to certain browng costs tor that palkular securty. Open orders Regarding wen or *goodtill-cancellee orders that were rot executedbythe stamp" date, open buy and set stop orders are milted tint* mount of dividends or rods an in ex.diuidats a ninth date unless inn/I-Ltd ottrrise by you. You are reeponsble for orders that se executed die to you failure to caved ousting open ceders. Privacy To obtain a copy of or currant Client Privacy Notice, please contact you- Financial Advisor or visit or wetche yokwnhitetntinniftr. — U3SFiunoal Senices time a bank. Rte RMA, Runless Services Account BSA and IMA are brokerage accounts which point access to barking services and Products trai tangent., with affeialed banks and other I'M-pitybalk& at provides access to enure:me and annuity products issued by Loaf t timed thhiparty its:mance companies hoot: insane agency abckSaries of LBS Si-unreel Sento:sine. - ltienment reurace, ad annuity prockts — Not FDIC enured • lb bank guarantee May lose vale — AMA. tisane Management Account, Bustin, Santee, Account BSA, IRMA and ntorutronal Resource Management Arent at rendered novice males of ll3SFrontial Services ic. - VISA is a registered Oedema-km...led by Visa hternatital Service Association ad used under kens* 11*1.85 Vita orde cods ad the UB5 Vea debit card. are issued by UM Rank USA with permission from Visa U.S.A. Ircorporated. AR other Vadernaks, registered trackman& sake rots and registered *nice marks are of thew respective compaties MS 'named Services Inc Rev. 2017W SDNY_GM_00023841 EFTA_00134461 EFTA01276232
cat UBS U85 Financial Services Inc- Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 Cli4P700559S8990517 Y1 0 Resource Management Account May 2017 GHISLAINE MAXWELL P O BOX 308 TEANECK N1O7666-O3O8 Account name: GHISLANE MAXWELL Friendly account name: Indw C Ilea/Car Account number. Your Mnandal Advisor- SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSourcebne at 800-RMA-1000, account 029323576 on April 28 (1) on May 31 (9) Your assets 49,700 00 20,507 54 Malt our website: tnettub&comifinancialsennces Your liabilities O.OO O.OO Value of your account $49,700.00 $20,507.54 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreclitrepottcom Tracking the value of your account during 2017 V Sue of your account S the TnanGS at year end 2016 143.932.84 Net deposits and 7'6 withdrarraki -123,426.29 Your .iw$tment return 3 9 49.7 Dividend and interest income 1O.99 20 5 Change in rnark4t yaw 30 00 Value of your account Ike 201a Dr( '4015 0e<2016 Apr kl 7 May 2()17 on May 31, 2017 324507.54 SDNY GM 00023842 Member SIPC C 71P7C009005595999 NP7070 105087 00033 0517 030579004 S'123 576S50 000307 Page 1 of 8 CONFIDENTIAL EFTA_00I 34462 EFTA01276233
SUBS Resource Management Account May 2017 Your account balance sheet Summary of your assets Value on May 31 (14 Percentage of your account A Cash and money balances 20,507.54 100 00% B Cash alternatives 0.00 0.00% C Equities 0.00 0 00% D Fixed income a co 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 120,507.54 $20,507.54 100.00% Account name: Friendly account name: Ir 1 Account number: Your current asset allocation A Eye on the markets Index Percentage change May 2017 Year to date 5841500 1.41% 8.66% Russell 3000 1.02% 7.96% MSC I - Europe, Australia & Far East 3.81% 14.40% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2017 3-month Treasury bills: 0.97% One-month LIBOR: 1.06% 0.77% 2.38% Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. U8S Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances CHM:08005595900 W003185082 00033 0517 030575004 Y123516SSOCOMYOM0002314%ge 2 of 8 CONFIDENTIAL EFTA_00134463 EFTA01276234
*UBS Resource Management Account May 2017 Change in the value of your account May 2017 fir Year to date (If Opening account value $49,700.00 $43,932.84 Deposits, including investments transferred in 300.00 416,874.81 Withdrawals and fees, including investments transferred out -29,492.71 -440,301.10 Dividend and interest income 0.25 0.99 Closing account value $20,507.54 $20,507.54 Account nanne: GHISLAINE MAXWELL friendly account narne:Indiv Check/Car Account number. Dividend and interest income earned For purposes Of tbs statement, tmabity of interest and Ondend Income has been determined firm a Us tart lePOUng CeracInt. Bawd upon the residence of the account odder, account type, or product type, some interest ancfor dvidend payments mat not be subject to United States (US) antler Pwrto Rico (Pct) income tares The dent monthy statement .s not intended to be used and cannot be feted upon for tar purposes. Clients should refer to the accfratielar reponing forms they recent from Les annualy, such as the corns 1099 and the Forms 480, for lax reporting infotmation n is the practice of UBS to file the Xs:kat:ft tar reporting forms ninth the US Werra ReWilue Sang< and PR TreaSuN OWOrtrTent end in such roans accurately class ry duclends bract Merril alto exempt or taxable ix*** mese consult your incl./dual tax preparer. May 201 7 (4) Year to date (S) Taxable interest 0.25 0.74 Total current year $0.25 $0.74 Prior year adjustment 0.00 0.25 Total dividend & interest $0.25 $0.99 Cash activity summary Your Nnandal Advisor: SCOTT STACK MAN/LYLE CAMEL See account activity this month tot dela is entices in your Sweep OpUons are indudedin the openng and daring turancet vatpee. FDIC insurance /poi., onty to deposits at u85 Bank USA, not to deposits at UBS AG, Starrford Er anch Of bank deposits prated throng) the UBSInternmond Depcs4 ACICOM progam. SIPC Protection applies to mom market sweep field holdirras but rot bank deposits SielmOortant kdomation about your statement on the tat two paces cf this document for detals May 20t7 (1) Year to date (3) Opening balances $49,700.00 $43,932.84 Additions Deposits and other funds credited 300.00 416,874 81 Dividend and interest income 0.25 0.99 Total additions $300.25 $416,875.80 Subtractions Checks and bill payments -29,332 71 -439,387.48 Card payments -160.00 -913.62 Total subtractions -$29,492.71 -$440,301.10 Net cash flow -$29,192.46 -$23,425.30 Closing balances $20,507.54 $20,507.54 UBS Bank USA Deposit Account APY Interest period Apr 7 - May 4 Opening UBS Bank USA Depose balance Apr 7 $0.00 Closing UBS Bank USA Deposit balance May 4 $21,288.54 Number of days in nterest period 28 Average daily ba lance $42,620.70 Interest earned $0.25 Annual percentage yield earned 0 01% SDNY GM 00023844 Cele7C0C0305595901 NV70031%082 000O3 OS17 030575004 Y12357655000030) Page 3 of 8 CONFIDENTIAL EFTA_00134464 EFTA01276235
*UBS Resource Management Account May 2017 My Choice Rewards Points from UBS Account name: Friendly account name: h Account number: Rewards pants are reflected as of the 26th of the month oi the pro: business day if the 26th fats on a weekend roliday Renton:500ml edam)/ detals tan be found on VAIN/. utIsxorAtonivneservxes May 2017 Yea, to date Opening balance 6,488 5,709 Points earned 61 840 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. toucan find a ful description of the altemaove investment objectives in Important information about your statement at the end of this document 6,549 6,549 Your return objective: Current income &capital appreciation Your risk profile: Primaiy Aggressive Investment eligibility consvieration None selected Your account instructions • Vow account cost base default closing method is FIFO, First In, First Out. Your linandd Advisor: SCOTT STACK MAMLYLE CASR1EL CNP700C0305555502 NF7000105082 C0003 0517 030575004 Y123576SSOCOBOWGM00023Age 4 if CONFIDENTIAL EFTA 00134465 EFTA01276236
*UBS Resource Management Account May 201 7 Your assets Account name: GHISLAINE MAXWELL Friendly account name:India Check/Car Account number. Some ences. income and current vaues shorn may be apprOximrsee. Asa teste. gains MC1lOsses may noi be Eccutalely reflected. See knporunt ;mammon about your statement a the end of ihs cbcurnern lot way intorn on. Cash Cash and money balances Cash and matey balances may indode avalkle cash balances, UBS Bank USA chant account Mamas, UBS AG Starkrd Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances ale insured by the FOC ,ItNn tstplIcatate limits, but are not protected by WC. UBS AG Stamford Branch deposit account balances an not instead by FDIC awl am not protected by WC. Money market sweep balances are protected by SPC but me not insured by the FDIC. See the Important infonnation about your statement at the end of this document for detals about thaw balances. Heldng LOS BANK USA DEP ACCT Your total assets Oaenng Wan« on Man (5) 49,700.00 Closing Lattice on May 21 (3) 20,507.54 valve on May 31 (5) Your Financial Advisor: SCOTT STACK MAN KYLE CASRIEL PM* per sham Average DividendInterest Days in on May 31 (t) rate petted prod cap amount (f) 250,000.00 Peicernage of Cost Estimated Unrealized your account bass (St annual Marne (S) (»nor MSS (5) Cash Total 120,507.54 100.00% $20,507.54 Cull and money balsams 20.507.54 100.00% 20.507.54 Account activity this month Date ActhMy Description Amount (S) Deposits and other funds credited May I Transfer JOURNAL FROM Y I 23575GHISUMNE MAXWELL 300.00 Total deposit and other funds credited 5300.00 Die ACtinty DrAnatiOn Arnauat (I) Dividend and interest income Tercet* interest May 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0904,17 0.25 Total taxable interest 50.25 Total dividend and hitemst income 50.25 SDNY GM 00023848 cmqc003305595903 NO70[0185082 00023 O51703057Ø Y123576550000300 Page 5 of 8 CONFIDENTIAL EFTA_00134466 EFTA01276237
*UBS Resource Management Account May 201 7 Account activity this month con tnuedl Check number Ode 001052 May 16 INSURANCE OFFICE OF CENTRAL Total chat -S421.00 Deanalion Account name: Friendly account name: ir : Account number: Your Masada Advisor. SCOTT STACK MANLYLE CASRIEL Amowit (s) Checks -621.00 Date May 2 Withdrawal May 2 Withdrawal May 3 Withdrawal Total bill payments 434711.71 Dill payments DeSCription AMOUnt ACH WITHDRAWAL UNITEDHEAL11-10NE -556.98 ACH WITHDRAWAL OAT ECHEALTHONE -39.94 ACH WITHDRAWAL AMEX EPAYMENT -28.114.79 Card Items for your Attention: The new 1185 Visa Infinite crecit card is here, packed with exCluShe trawl benefits, more rewards and more of what you lore, including extraordinarily personalized service. All stunningly clad in metal. Visit ubsocrWrisanfinite a call us at 888-762-1232 to learn mate. Oae Descnpelon Amount (S) Card payments May 19 CREDIT CARD PAYMENT -160.00 Total card payments 4160.00 Minmun Payment Due Payment Due Dale Credt ire avalatie Credit Line Outstanding baaice UBS Visa credit card(s) payment information for June 23. 2017 53500 Jun 23, 2017 135,00000 134,939 00 161.00 This crept cad is ensiled in UBS Pay Crept Cad feature and will automaticaty to paid from your account. Your payment is scheduled for June 10,1017 we provide ins information on your UBS Vita (red! cards scle/y as a courtesy lo you ire UBS Visa neat cad and account ate nsuedty UBS tent USA UBS Bank USA sends you the °Bind staernent for this account and you should make your pmnent a cord ng to their net ruck cm. We 00 nound uide your oulslanding crept card txiarce in the yaw 01 yost account with UBS /manna Sernces Inc Cute Activity Apr 28 Balance forward May 2 Deposit May 3 Withdrawal Mayo Withdraw* Description Amount (I) Money balance activities UBS BANK USA DEPOSIT ACCOUNT UBS BANK USA DEPOSIT ACCOUNT AS OF 0902/17 549,700.00 303.00 -596.92 UBS BANK V5A DEPOSIT ACCOUNT AS OF 0903117 -28,114.79 conttnued next page CNIOCOCE005595904 NP7OCOI 85082 00033 0517 030575004 YI23576S5000MO4YGM000238499* 6 of 8 CONFIDENTIAL EFTA_00 I 34467 EFTA01276238
*UBS Resource Management Account May 2017 Account activity this month (contrived) Date Money balance activities (continued) May 5 Account name: GHISLAINE MAXWELL Friendly account natne:Indiv ChecItICar Account number. AO•vIy De:cipbon Deposit Your N nandal Advisor: SCOTT STACK MANLYLE CASRIEL Amount IS) UBS BANK USA DEPOSIT ACCOUNT AS OF 05104/17 0.25 May 17 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0916(17 621.00 - May 22 May 31 Closing UK Bank USA Deposit Account The UBS Bank USA Cepan Account is your pusnary sweep apron Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 0919117 -160.00 320,507.54 SDNY GM 00023848 CNP70000305595905NP7000166087 00003 0517 030575004 Y123576550000000 Page 7 of 8 CONFIDENTIAL EFIA_00134468 EFTA01276239
taUBS Your notes 08, 0088088,,,,088800(8.08”0088 8,8,080,,..,.8,88,0008., GM_00023.9. 8 o, 8 End of G8,88 8,8 to account number- CONFIDENTIAL EFT,00134469 EFTA01276240
Important information about your statement IS Fruncial Services to. (the Fern or UBS Fnercial Stress). is a mentos' of all principal washy, annuity and opt ire exchanges. UBS Financial Semler, and CBS Bank USA ore i-died subsilenes of UPS AG and *Meese U3S Season U.C. The Fun's flume statement h available upon retail. The Finis ea late offices are at: UBSFinatel Sexes It. 1200 Harbor Boulevard Weehawken, IU 07086 This statement represents the °thy official record of you' LBS Financial Services account. Other records, beep( official la. docunents, contanng conelinngdaa should not be relied spas R you berme there is an firer ct 'minion please report it immodesty n writing to the Brands Manager of the elite weep your accoet. Alharp belga.' shown ore rdended to be mein OA statement dna **Ad not be wed Inc tan proposes Rely 'deb on yerend tax krms, 0.9 Form 1099. 5498 10425. etc ) when prepamg your lax return. The Fire required by law to wen to tie IRS alterable dividends, report/kb ronsaubk attend and taxable interest eared en secuities held in you account net proceeds on see tratactions, ad cost basipon certain covered seises. Cratereasketkins ten Firm • Please reconfirm ay oral cormuntatians in wring to further protect your riotas indudrg your rghts unit eo the S_Mies Imenor Protection Act ISM • If thefin/noel ectitution a the top left of ten trine of this agents isnot UBS Ensiled' Sates, U16 Finncial Santee cries yoke accaint as dewing looker by arra-gement rah the rokated insinutin We informed you of this relalcnshio WU° you opened this axon. h the cast your eu-a and seoalties ae boated as UBS financial Services and rot the Aitoctiorg brokers ad you mist make Anton of any oar or omission to both firm. • As ducted in the account wpreemmts, yw rust ready us of any errors or fraud trotting decks reflected on your statement within 30 days after 4 was mailed a made awakes. • Plena direct cuaterer complains or ixpries to tee Fimss C fent Relation 0/parent x 201.352.1699 or toll-free at 803-354-9I03, 8:CO A.M. to 6 CO P.M. ET Mondry through Friday, or in wing to UBS Fe-uncial %nice ec., Client Relations Dew/meet P.O. Box 766 Union City, NI 07C$7. • A 0 nteenert shall be deemed complete end waste not objected to is crating within CO days • Fa TT( services_ Call 844412-0,36 or home outside the US.: Cal 201.952-1495 • h case of eras or gamins about an electronic birds transfer OM bit parnat a UBS Vaawdebil card tansaarons, call B33-762-1000, wade to UBS Financial $er.ices It., 1000 Harbor Bind, 6th floor. Weehawken NI 07086, Atte RIAAtESA Stokes Cal a mite as soon as you can, if you stink yxr staement or receipt is wrong or need more nknnaton teat a transfer on the statement or mat. The Film or Cad bsuer (as alticable must hew frornyou no later than 60 days after the F rm ore you the list et ataiwnt on which the ems or Problem arAwavd. - Frovdeyow name at xcant nwrter (rf any/ — Cusabe te error or tie nosier you nature about, a-detrain as clearly as you car why you believe a is an out a why v:u need more reform0On — Providethe doles amobt of the suspected era. The Finn or Card Issuer wil nuestqate your emplane and will coned rep we remedy. For alleged errors rnolving UBSVsae debit cud transact:ark if we take more than 10 tae nets days to do this, we MOcredit your account for the amount you thiik ,s in error, so that you wit hew the use of the money dun he tine n takes us to complete our iwestiption. Please mike all checks payabh to the Fins or be litnoal insanity) ()skated on tie tent of thn statement In addition to r•gear aeon len accounts may be object to mantenatt hes, chases for late marmot kr securities purchases and charges for unpaid arrant, n cash accounts Attains that at tansferred to other instnatins may be subject to a transfer lee. UM Beset Options 1,85 offers options kr sneers cash balances, balances to bat deposits at UBS Bak US& and ( S AG Stamford branch (Bak Sweep Pregareg, mope/mina mutual irds Money Fords) and the Intonational Deposit Aoccknt (DA) fa customers with an Hematinal Rexene Manager ere Account. Through the Bak Sweep Program% cash balances ae swept to MBank USA Lp to an established knit ad then to UBS AG Stanford Samba a Wray Fund. Deans MISS Bank USA we FIX eared in accordance whh FCC ruffs For mote it emotion please vii wwwfdic got Deposes a CBS AG StamfordBranch ad shares of Money Fuels are not hared by the FDIC. Through tie DA. cash balances re swept to &Dail accounts at UBS AG New York Brach ad UBS AG Cayman Branch. These deposits are not insured byte FOC. Baines held at %HOAG AG Cayman Seib se wry:rade imposed to the sovereign rid of tit Cayman tlandr, at there is no weenies or °tier obegation of LES AG to repay the balances while on the UBS Cayman Branch's books. [snuck a LES Bat L6A and each UBS AG Branch are not protected by SIPC. Money Fund shays are protected by SIPC. See 'LBS Freesia kenos Acton Protection' below. Upon your request, bala-ces n et Bank Sweep Programs or DA mat be wiedraort arid shares d a Money Fund may be liquidated, aid the proceeds returned to you or your teases accost Futter information about available sweep opens, nth:kg current ireerest rates and yields, s bailable at vemv.ubs,corrioveepyields, from your Fnancial Advisor' a by calling B30-762.1000. UBS Fineneiel Services aototan protection the Fim e a membe, of the Seca tics hoeafcc Amerman Corporation (9PC). *hitt protects store n customer, of its members Coto 5503000 (tildes 5250.000 for claims for cash). bplinatay brothse available upon regasi or at *worse:noes The SEC asset protect:an knits apply to all accost tat you Fold in a patrol& capacity. The Fini, together web certain affiliates, has also purchased tpplerental insane_ The maemum mount payable to al elgble clients, tokawcW ender this protection is 1500 million ea al December 10, 2016. Subject tome poky cot-die:re at limitations. cab a the firm is further protected fa up to $1.9 million in the acsegate for all yew accounts held h aesti:Liar capacity. A full copy of tie poky mordig b availabk upon request, The SIPC protection ad the supplemental protection both do not apply to. • Certain financial assets controlled by (and eicbded your account value) but held away from IRS Finnal Services (ag., certain 6) cash at UBS Bark USA, 00 cash at MAGUS. Branches. (hi) entrance products, including terrible annunies, and (iv) shires of mutual le nds where such shares aro registered drectly h the name of the account holder on the bake aid reconis of Ihe issue or transfer Kong; • trice-Amen contracts or Investment interests (e.g. linseed partnerships and private placements) that ale not registered under the Securities Act of 1933; end • Commodities enacts (e.g. foreign exchange and Preciousmetal core-and inclurProdutures contacts ad corrmodiw option contracts. the SIPC protecton and to supplemental protelon do not apply so these asset men if bey anywise appear on yore WilicnalS. The St< protection at the lemertal protection do not protect against changes na me make vale of yas irmestrnents (whether as a result of market movement issuer ba-kruptcy or otherwise) Dividend ReineeMbent Nygren (Dan The peke reflected is an average Pitt You may obtain the actual price from yos Financial Advisor. Only *bob Owes ae purchased under Out; Denial shays wit be sod ad the cab wit be &pocked h your account The dviderd rebveurnere price Applied by tie 'Ester may dffe f rom the market ate at nteh the partial shires at sold COM•ierlesa Cnhellole urns may be held n yokr accord if you at entitled to a palel une as a result of a docked Peered • ctserwise, the Firm will ether sell panel rats a mane sek• a accept an mare determined by a registered clearing agency, and credit nos account Investment objectives The no-semen °Weanse and risk profile ere specie to each account and may wrybetween yore accosts Please advae the Firm pronto* in writing of at sorif Oast tenge in par fina-dat shuationcr investment objective Fa each accant hen you choose one of the flowing investment cbjecthes. CONFIDENTIAL • Prookie Current nvestments seekng the generation of income any. • thew Capita Appreciation: In...Amens waking growth of principal rather than the peroration of income. • hoduce Condonation of atone and Capital Appraiatun.lnlesarnents seeling both the generation of name ad growth°, afrobel. Overall risk profiles • Conserves:Ia.Seeks to maintein tribal aectoal, with law reit at volatility to the account meal, even if that nen be, accouv does not generate I iersiliGert income a Intl% an:Irmo rot keep paw with inflation. • Moderate Wiring to accept sane risk to winded ant tolerate some volallity to seta War returns. • Arsine: wiling to accept hip Mk to want at high volatility to seek high returns over time. • fnuristaant Eigedity Conearration: e sante:I a Portion of the podia* fa tut account may include ample strategies, 'irked liquidity and rater eighty. Statement •housholditr We may consoldate at related account statements with the sane address in the sum enveita, e.g. because they haw onnes who abo mantas Ord escort celationtps well other clews a the same address. If you prefer to receive individual gale-nerds mailed n separate envelopes, you may decline houwholding by ceding your Feuncial Ackisor. Friendly eibeitell name 17. Friendly account ream is a cusionizabb Wriknane chosen by you to assist you with your reccedkeeptia has no legal eff ea on your account. You can thaw your Friendly account names. through Onlne Semites a by contacting you Financial Advice. Aoaount events. • Vale deur accorntlenYoSo. Net of assets ad liabilities, • Assets Includes awed* cash balances, valets fa restricted wcurky best L and GlobalTrebel:rah, unmated marks to make, and certain assets not held by tie Firn. Does rot intrude unaked secuntreiassets at the end d the poor and caret statement penod%or privet ewes:menu, imaged stock options and Ciarcitade nod. options • eiaeolans retake debt balance% cumaning main Ion credit line, shoe account balances. • Cash/money balances. Total of unimested ate kW cash balances, pia deposit banes at UBS Bank USA, UBS AG U.S Birches at money maket mewl had sweep balances, al iv claw of tee taterrent ',Mod Non-commodity free credt balances in yar account at not negated from other balances and the Fim may use any of these funds h the Ordinay course of As bminess. These funds err payable won your Beene d. lhis total is nclaiod in dr curet period closing van SDNY_GM_00023850 EFTA_00134470 EFTA01276241
Important information about your statement (continues) landing information Fa &tared paormation on the Finis lending practices and craclostros. refer to your Client Relatadup Agreement or Accost Agreement ad the Gerve-al Toms and Condition& ISIS Statement of Credit Noakes available in Ageeenems andDiscloarres at any,. unsramthernuarfirelmmes. Y040 nests Your statement itemises neuritic:, ad other assets held el the acccsat at the and of the statecraft period. You may ad, for delve, a felt paid scarlet al any time. You may receive wcuntin used as loan collateral alter paying any balance dm cn them. Any securities transient:cat° the Fun dreg the statement period are limed at market value a of the end a the statemere period. • Own bei& In detarnning the cost basis of tie searaies included in this statement where indicated wt the natter 'I,' IBS FhancialServtes has relied oninformation cbtatned from sources other than LBS Fa-uncial Senicek including idormstion frcm mods,. fins a that you may haw providedto you. Finance, Adoisor. The firm does rot independently way Co gown.e the errancy or matey of are Moonshot provided by somas other than 1.85 rhunial Seneca h addrtion although LEES Firuncil Services gtrwalk updates this alternation as it is received, the Arm does not provide amt assura-ces tat the idonntion Le der 'Cost basis" and "Unrealized girl loss' is accurate as d to date of this statement. As such, please donna rery on this edam:Eon to make laschne or sale decisions, fa tar Wanes or otherwise Accounts tra-of erred to he kill may reflect gar/ loss rdcrmation only foe the period of tine they se heed at to Pim More hawks' Horrnat i:n can be abed by par Finarcit Adak& • lJneualizad gars/oases When data rs natal& *sutured trreaaetd gainsrlones are calculated for rdotiotal setae, lots IN transaction data for edivaal Ion may or may not reflect canmistiore, charges aura security reorganization events. Dividend and other reinvennent lots and systematic puchase lots are each combined to divas, ore averaged lot Taw 'Trade date cotton ;resents the aged Pentacle° trade dale. • Callable neuritis Bonds and preferred stock that the icon cats for eery redemption veil be sealed inpartially by lot from amorg all startles of tat 651/7 held now name or in nomeire name for or clients Call lease information is obtaned from third patties and its accuracy isnot gaanteed. Other call teases nayeast which casts affect MIA complete eannaion will be provided upon request • Cnr•C•ia• of &Pent Os). COs are FDIC routed as to 5250,000 n principal and accrued interest per deposes ad per depository institution, h accordance volt FDIC man. • Price/value Was displayed for securibes and other Modals may be higher or lower than the Price that you would actualry receive in he market. Prices are obtained from trim hid party sources *hit we believe to be retitle, but we do rat gannet their accuracy. - We germ* use he closing once when avalabk the mein of the lad ad ask prices for listed secludes ad options or or bid prices la OTC mantra. - Los annoy traded securities may be priced using a valuation model a the most recent price we cbtined and may not reflect an acu4 make nice a wake. - Cenan poptiro may appear without a price ad will thew • Fin was rot aealeble• if we me unable to obtain a price for a acuity - Deposits or securities denominated itcurrercies other than U.S. dollars are reflected at the eachrge rate as of the statement date. - fa certain washes Wading in norwconf ant.) dmomivtiom pice ad qua-Illydace molt) may have been adjusted to facilitatePr/pa valuaim To cbtan clam quotations, when amilioak, contact ".:of Frnial Act, e cr. ae& (incl.deg cirect -Jr • ; • .... arid real estate investment Run ft)) YW ANA. kft4 patois are gentrelk highry ilicuid Caton straltred acacia haw not been registered with tie Securities and Exdtrge Commission or under any state securities laws. We amide emanated wakes la private investment worites ard 'manure:I products for Hammond pipes. , ay near acy is not guaranteed - These values nuy differ sdatantialy from prices. my, at which a prate int security a structured product may be bought or sold and do not necessariry represent the wax you may receive won liquidation. - Third party eninses of idle are a of a cenain date ad av supplied to UBS Fn cialServices on a regular bays by an independent valuation - issuer, gperinal paint. or sperm, estimated valat, it any, are eupplied to the Fan by the issuer, general partner or sponsor and may be cakulated based on deferent information fran tanned by 'hod parties to denve their minuted values. - You can obtain acklianal iicrmatim regarding the methodology used to <anorak-with* enimate of value ad the date of the a-Formationthat is the basic for the estimate by tentacle-9 your Reenoal Advert - Third party eninamot galat may be reflected at 'Not priced' in several Muslims, "Wen an edeperdent valuation fi, has not stopled a viable to assign a vale. when we become aware that a material event Nei:coated that may call a pritviaucly reported vale Viso question, a van a value would be highly specubtire due to the nature a the worts. - When neater on issue, general partner' or sponsor emanated value nor a thOdsany estimated eats prowled, the sate of Be sandy will be *tenni Iran its ruche,. Mire - 'Distributions to date' may include rein of capital, nccrne or both. - 'original unit size • represents the natal dining price per unrl and may not reflect yow cost base. - DPI and Ls-tattled REIT *antes are not listed on a national wares, echange, and ere generalry illiquid and even if they cat be sold, the price received may be less than the per share estimated vale provided n the accost statement. • Restricted emurkies Restated seoritin gentralk we rot curnrery elgble for public sale. MS Fina-cial Services uses the market price of the unrestricted nod al the sane issuer in an reputed value f cc the restricted stock thr potatoesof this statement only. To the extent that rrawkied sitosein are eligiole to sate, the volt 'wand may be cabstarealk less than the irrnated valet roan • Ea. lestanatee0 income wean yields and rota. An estimate of arrual Pcane is based as conceit clniderd ad interest rates, muffling to morns will be held for one yea from natemea date or ante maturity. This athlete kora/ague:bine; accuracy ad continued ncome are not guaranteed. - Estimated anted income and cunt* yield for certain typos of searities could include a Mum of principal or capital gains in which ewe the en. income (ad current yield would be overstated. - Estimated axial exam and anent weld and the ante ream and yield raja be lower a higher than the estimated amounts. - An cantataof a-rualzed income fdivi:knd alder interest) divided by the curent market valretaver age balance is based on the last diand or bier/Kt payment made by the hoar and names tie senritiesrdeposks will be held for one year torn the statement date or until maturity. Accuracy rd contnued yield are not guaranteed • Assets not held by UBS Financial Services. Certain assets re not held by the Fim ardna within the fern's possession or coned. These awn are doplayed on pa" statement for informational purposes only Positions ri d values presented are provided by the racing fun UBS F refloat Services is newt respond* for this ilamtion and does net guarantee in accuracy. These assets are not protected by SPC or the has supplementaISIPC coverage. • Revenue Awing end additlanal ecapeneation. — h atliiim to canmksims cn sake and 12b.l fees received in connenbn with the diarkulim of mutual tuna to our clients ere ardor our aflame ram* revenue shrug payment lean deo-boors ands advixrs ol the matut tenth thr we yell hew arrant are based on two d &rent conporentsi tO the snare of sales by IBS of a partkulir mutual fund handy to our <lents; and SO the asset old of a particular mutual knd f me/ s sharesheld at the fern - We a-dour affiliate alsoreceive networkingand onnbus processng fees in consi*ratiorif oe b-ansler agent services that vet provide to the mutual funds. These fen generalry are paid from investor assets h the mutual f und and are a Geed dada arrant based on the number°, eacusts at the braerdeale- koldng mutual lards of that fu-d randy. — h teat:onto canmasions received in carnation withthe Lie or cfetributan of annuity contracts arid CONFIDENTIAL snit investrrem mast units to ow dents, we radar as affiliate receive rearm sharOg compinution eon may of the instance companies unierwriting the annuty enacts. aklattes of the issuance company, or sponson of the wet investmem blasts we detribute. ▪ Our Milian aka receive trwring ccarnimant sad otter compensation from mutual funds and inura-co canaries whose products we dstrioule. — We receive an tenaal fee fran Leslie.* USA and LBS AG Stamford Brandyof tp to 525 pa acorn 'sweeping to the banks Lade/ Be LEG Bari Sweep Program. Activity Information resenting commsscro and other charges incurred n corect:an with the meculon of Wade, inducing option 1/Inactions has been included on confirmations prenousry furnished so you, and will be provided to yea promptly COreCpeal Short selling If you are engaged in short selling a securay, you may incur a charge due to certain borrowing costs for that particular 'emery. Open orders Regarding open or • 9mdtilkancellee adios that were rot executed by the statemere date, open buy and set stop ceders are reduced birdie mount of dividends or ripts on an eAdividena a antes date unless irinnsted otwrwise by you. You are responsble for orders that .the exalted dry to 'rote failure to cancel esmlvg open ceders. Privacy To obtain a copy of ax current Chord Privacy Nonce. please contact you* Financial Adder or vii o-r wasite at t — LOS F Manual Services ens a bank. The IRMA, Barret Series Account RSA and IMA are brava:, accounts which pack access to barkirg servicesad troducts tvas wangenures with *Mated banks and od-er bank& aid provides access to nsurerce and amuity products issued by inflamed thiparty it irate campmate haat, insane* agency al:safari*. of U36 Fivneal Services Irt - MS-rant eourance, ad amity products — Not MSC Steed • No bank guaraittee May bse rate — IMA. tescace Management Account, Brants, Sermon Account BSA, IRMA and nterutoonal Resource Management Account are registered service males of LI3SFeencial Services lac. - MSA is a registered tadernak owned by Visa hternanonal Serra Association ad used eater lame The LES Visa credit cards ad the WS Vea debt card. are hued by UK Rank USA with permission from Visa U.S.A. I-corporate& M other Vadernalse, registered tracknurks, serva maks end regetered *nice malt are of ter respecime companies UN 'Mandel Services Inc Fey 201703 SDNY_GM_00023851 EFTA_OOI 34471 EFTA01276242








































