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this information by calling (888)387-2583, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340. Pershing must have procedures in place that are designed to treat clients fatty in accordance with an impartial lottery process. When an issuer initiates a p
of any trading unit held by an account being selected as called in a partial call is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an alocation. Securities registe
7 DAL BAR RATEDCOMMUNICATIONS T %Ca L MICR SDNY_GM_00045551 OB-SDNY-00O8375 EFrA_00 I 56160 EFTA01288523 Deutsche Asset & Wealth Management P.O. Boa 1778, BaMimonx, MO 21203 Portfolio Holdings (continued) Dale Acquired Quantity Unit Cod Fixed Income (continued) Corporate Bonds (continued) SERVIC
your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing frm and Pershing makes no representation as to the accuracy of this information. 5 Unrealized gains and losses are not reported for securities for which cost basis o
O( Marais Cowan 00‘p °taunt sat seuenes sk, Mn *4 Mao HS Pia Asa. IM, I Ow Mrs** NY 101W Statement Period: 0310112/15 • 03/3112015 The Role of Pershing (continued) receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the secur
LAMAR RATED COMMUNCATIONS rxciurner rivat SDNY_GM_00045925 DB-SDNY-0008749 EFTA_00 156534 EFTA01288897 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD21203 DraIsre Rana P.,... Wean iMaigentot Pdaeals COMM, Gnat) Des-boit ML SettolesW lire Pan Onto M Pant Ammo_ lia liter War Wet h
0158700 EFTA01290728 Portfolio Holdings (continued) 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provid
your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing kin and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provid
2007 DALBAR RATED COMMUNCATIONS rxournser SDNY_GM_00048092 DB-SDNY-00 10916 EFTA_00i5870 I EFTA01290729 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD21203 ONIN Manair-wan Maroets Ww 4.0.p De.tic la eau Yin bete Mar iiltatit Itnit noct tine tn.. nr IOVA I) 1,14M-.7.13. lilt I
ding the lime of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection wi
51/ 000004 Ilaria Selvnes Lac lice *A C01100 Na Pot 01400.000 Ha I tcr 50.4. wt, AN 1015A Statement Period: 02/01/2015 • 02/28/2015 The Role of Pershing (continued) • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at AI ot
ALBAR RATED COMMUMCATIONS rxciarnact SDNY_GM_00047015 DB-SDNY-0009839 EFTA_00157624 npranAL EFTA01289987 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MO21203 Dralsoo Rana Pnwale wean &Waren Weals teem,. 6 ,0“) Dettsch4 Mk Smolt. +t. mr..wart Ono. HI Pan Ya. Any_160. I ter Transacti
ding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection wi
IXORLINCr rat.Z=.7=..t=t —4-••••A ••••• •sc SDNY_GM_00046226 OB-SDNY-0009050 EFrA_00156835 EFTA01289198 Deutsche Asset & Wealth Management P.O. Boa 1778. Ihmore. MO 21203 Important Inform ation and Disclosures (continued) Statement Period: 01/01/2016 - 01/31/2016 Ratings This statement may contain
ding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection wi
Deutsche Asset & Wealth Management P.O. Boa 1778, Babimare, MO 21203 Transactions by Type of Activity (continued) Protest/ Trade! Settlement Transaction Date Date Activity T Description Dra
Entities connected to both Pershing and P.O. Boa 1778
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATION
Jeffrey Epstein
PERSONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONBank Deposit
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONPie Chart
ORGANIZATION
Jeff Sessions
PERSONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONTAXABLE
ORGANIZATIONUSAGES
ORGANIZATION