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s. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by th
u4 awes. fl aw Ma —c SDNY_GM_00049218 DS-SDNY-0012042 EFTA_00159827 EFTA01291471 Important Information and Disclosures (continued) The Role of Pershing (continued) Jersey City, New Jersey 07399; (201) 413-3330. Errors and Cmissions excepted. Important Arbitration Disclosures • All parties to thi
TIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00049264 DB-SDNY-00 12088 EFTA_00 159873 EFTA01291517 Deutsche Asset & Wealth Management PO. Bca 1778, Baltimore, MD 21203 Draisre Sant Poetie vftan roantaan reraa Comae 4,C,P CestsOw Wit Moon. Now Ibrt Mar 341[N Mims. Mho tcr liesVat. Iona P
your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing frm and Pershing makes no representation as to the accuracy of this information. 5 Unrealized gains and losses are not reported for securities for which cost basis o
O( Marais Cowan 00‘p °taunt sat seuenes sk, Mn *4 Mao HS Pia Asa. IM, I Ow Mrs** NY 101W Statement Period: 0310112/15 • 03/3112015 The Role of Pershing (continued) receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the secur
..ar.i.trositt.'t...9.r...-t.....Prt Waft SDNY_GM_00045929 DB-SDNY-0008753 EFTA_OOI56538 EFTA01288901 Deutsche Asset & Wealth Management PO. Bca 1778. Ballimore, MO 21203 m portant Inform ation and Disclosures (continued) Estimated Annual Figures (continued) quantities, interest and dividend rat
your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. I Unrealized gains and losses are not reported for securities for which cost basis o
08958 EFIA_00156743 EFTA01289106 CONFIDENTIAL - PURSUANT TO FED. R CRIIVI P. 6(e) Important Information and Disclosures (continued) The Role of Pershing (continued) provides coverage in excess of SIPC limits. For more detailed information please visit: vrtwrpershing.comfabout/strength-and-stability.
raer etrelma a."2=rint la ONta••••••••• SDNY_GM_00046139 OB-SDNY-0008963 EFrA_00 156748 EFTA01289111 Deutsche Asset & Wealth Management PO. Bca 1778. Ballimore, MD 21203 Portfolio Holdings (continued) Date Acquired Clardy Unit Cost Fixed Income (continued) Corporate Bonds (continued) PM ORG
0158700 EFTA01290728 Portfolio Holdings (continued) 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provid
your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing kin and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provid
r 14L errilav vs, ;.....••••••••••ft ma* SDNY GM 00048110 DB-SDNY-00 10934 EFTA_00158719 EFTA01290747 Deutsche Asset & Wealth Management PO. Bca 1778. Baltimore, MO 21203 Portfolio Holdings (continued) Dale Acquired Mutual Funds 3.00% of Portfolio P MORGAN FLOATING RATE INCOME FUND SELECT SNAR
Entities connected to both Pershing and Bca 1778
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATION
Jeffrey Epstein
PERSONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONPie Chart
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTAXABLE
ORGANIZATION
Ghislaine Maxwell
PERSON