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ntsciv sank Smote Ac. Mn *4 MS Put Asa. lob Hee Web* NY 101W Statement Period: 1210112014 • 12/31/2014 Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdi
le/ Loa Estimated Estimated Annual Income Yield Security Identifier: DXJ CUSP:. 97717W851 Page 10021 kimpdtacelbM LveryyearSince 2007 ROLL SOL THERA DAMARRA rxciurmer TO)COAVAUNCATK*6 COLIKI F I CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: Go paperless DrTriA SDNY_GM_00
045910 OB-SDNY-0008734 EFrA_00 156519 EFTA01288882 Important Information and Disclosures (continued) Bond Quality Bond quality ratings reflect Moody's or Staroard arc Poor s ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Hold
orting rules are defined as ncin-retirement. Page10 of 21 PRA,' VOII: Account Num ber Go paperless a Rated tacolle nil L yen! year since 2907 SOL THERA , oinFoneTTAL clgt`gigwc°"•""r-Anais CONFIDENTIAL - PURSUANT TO FED. R CRINI P. 6(e) ..113 -2::::: • /..8..A=4....'""e= SDNY_GM_00045921 OB-SDNY
be relied upon as investment advice. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdi
SUANT TO FED. R CRIM. P. 6(e) Page 11 of 19 Account Num ber. N4G-023804 [mailer/I DALO RATED COMMUNICATIONS GO paperless ',try Vs., since 2007 SOL THERA C5. LLC. N F I DrmTiAL NCI te a 7=7:17= " " " —0-•••Ainne SDNY_GM_00046202 OB-SDNY-0009026 EFTA_00156811 EFTA01289174 Portfolio Holdings (c
Entities connected to both Moody's and SOL THERA
Standard & Poor's
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ORGANIZATIONPershing
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Ghislaine Maxwell
PERSON
George W. Bush
PERSONthe Pershing Customer Service Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONClient Service Information
ORGANIZATIONSecurities Investor Protection Corporation
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Baltimore
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ORGANIZATIONCurren
PERSON
Jeff Sessions
PERSONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONPie Chart
ORGANIZATIONAccount Value
ORGANIZATIONMoney Market Fund
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