Epstein Secrets

er and reputation and from a legaUregulatory standpoint. Please state your rationale for conducting business with this client Long term client of the Private Bank and relationship reviewed regularly with legaUcomplance and sr. management. Professional relationship with Epstein and no negative developments to

red for Harty Seller (Address). Yes Publications Publications revealed nothing derogatory. No Regulatory Sanctions No records were found. No OFAC/Control List Search A search of OFAC did not reveal any matches. No Negative or Inconsistent Information Yes GCS Red Dot Has this been identified as Red Dot KYC?

research have you done on the client, aside from meeting them in person? JPMC Network: Maxwell was referred by Jeffrey Epstein, a former client of the Private Bank and advisor to Leslie Wexner, also a longstanding client. Jes Staley met with Ghislaine Maxwell; online research; referrals from intermediaries. Ja

iculars No additional research necessary. Publications No additional research necessary. Regulatory Sanctions No additional research necessary. OFAC/Control List Search No additional research necessary. EFTA01594192 GSI Red Dot Has this been identified as Red Dot KYC? No Negative or Inconsistent Information Y

ck (Required If Check Carried Out) 03/31/2005 (Required If Check Carried Out) Maxwell was referred by Jeffrey Epstein, a longstanding client of the Private Bank and advisor to Leslie Wexner, also a longstanding client. Jes Staley has met with Ghislaine Maxwell. EFTA01594262 03/11/2005 Maxwell is an exis

s newspaper articles detailing the criminal fraud charges brought against Kevin and Ian Maxwell (sons of Robert Maxwell). Regulatory Sanctions No OFAC/Control List Search No Not researched. Reference the attached Word document (page 4) to view OFAC EFTA01594261 search results. No matches were found. Has this been

sked to leave the bank by our Risk Committee. Her assets have all left the bank and her accounts have all since closed. She is no longer a client of the Private Bank. (,(;111'11:-“Li , (No Comments Available) Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062391 EFTA01582817

additional research necessary. No Publications No additional research necessary. No Regulatory Sanctions No additional research necessary. No OFAC/Control List Search No additional research necessary. GSI Red Dot Has this been identified as Red Dot KYC? No No Negative or Inconsistent Information Yes Please