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e of 51 contracts per day. Secondaries/Blocks (announced/priced): RBCN, CDR, RSE, KGX GY IPO's: City Office REIT (OFFC) files for $115M IPO through Janney and Wunderlich US Key Research: Bofa upgrades IART & cuts TCS, Barcap cuts HUMIMGLN, Berenberg cuts VECO • BMO downgrades LLY, BTIG initiates BSX/
tes RGRISWHC (buy) ••• CS initiates CAKE/CMG/EAT/SBUX (op) & BKW/MCDNUM (neut) & DRI (up) & cuts USB ••• GS reinstates PCL (neut) & downgrades CPA, Janney initiates FLS (buy) • Jefferies initiates BAC/JPM (buy) & C (hold), MLV initiates ORMP (buy) EFTA00376743 • MS cuts NBIX/ZTS & upgrades VRX & ini
• Thai judge strikes blow at PM Yingluck as protesters ready to shut down the capital (Time) Leading European Sectors: Banks +0.56%, Tech +0.48%, Trav/Les +0.47% Lagging European Sectors: Utilities -1.01%, Food/Bev -0.56%, Oil & Gas -0.54% AN CFO leaving — MIDD buys Market Forge — SPRT guides up FSFR
grades CXS/NLY JPM downgrades CJES, Opco downgrades SYUT, Citi initiates BERY/SDLP (buy's) GS upgrades FFIV and ALB (buy), Piper upgrades SSYS/DDD, Janney initiates RBC (buy) Bofa upgrades EV, MS downgrades JNS, JMP downgrades JEF, ABN initiate CEO SS (buy) Akros downgrade PC IM, Equinet upgrade GBF G
n business confidence worsens in Oct as global fears & slowdown in cap spending hurt outlook Leading European Sectors: Food/Bev +0.16%, Tech +0.11%, Trav/Les -0.04% Lagging European Sectors: Utilities -2.66%, Telco -1.81%, Basic Res -1.57% EFTA00401803 NO raises revenue view — HOLX guides FY eps lower
P/MDC, Piper downgrades RSTI & upgrades WBC Key Research: CS initiates CHK (neut) & NBL (op) & cuts ATK, Bofa upgrades DNDN, Roth downgrades FCAL, Janney upgrades URBN (buy) Key Research: Citi upgrades CNP (buy) & downgrades SUG/EP/OKE, GS downgrades ARG EFTA00420353 Reporting Pre-Open: AON, BEAM,
aded -4%) Australia January services industry expanded (+2.9 pts to 51.9) (snaps three months of declines) Leading European Sectors: Banks +1.74%, Trav/Les +1.32%, Telco +0.95% Lagging European Sectors: Oil & Gas -0.20%, Chemicals +0.06%, Construction +0.17% IRF posts q2 loss - VRTX eps/revs beat - BOO
Entities connected to both Janney and Trav/Les

Lesley Groff
PERSONIke Groff
PERSON
Bloomberg L.P.
ORGANIZATIONBaird
PERSONBarcap
ORGANIZATION
Barack Obama
PERSON
Barron
PERSON
Ghislaine Maxwell
PERSON
Bernanke
PERSON
Piper
PERSONJefferies
ORGANIZATIONStifel
ORGANIZATION
Wells
ORGANIZATION
Samantha Power
PERSONCanaccord
ORGANIZATION
Horizon
ORGANIZATION
Stanford University
LOCATION
Tony Blair
PERSON
Michael Jackson
PERSON
Mitt Romney
PERSON