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12 - FOMC rate decision December 22-January 20 - US Congress scheduled to adjourn January 30 — Launch date for RIM's Blackberry 10 Ike Groff 1680 Washington Blvd 'Stamford, CT 069011 L.:Description: Description: I This e-mail and any files transmitted with it are confidential and intended only for the person
al $1.52 div — DAL talks to buy Singapore Air Virgin stake — TESS cfo leaves Secondaries (announced/priced): KIPS, TEG GY IPO's: N/A Key Research: Barcap upgrades DUK/NI/OFS & initiates BSMX (ew), Evercore initiates T (ew), Piper cuts CF & upgrades CF, Key Research: GS upgrades EV and DELL (buy) & do
, MCO, VFC, WHR) Key Events on the Horizon May 5 - Ira Sohn Conference NYC 9 (link) May 17 — Portugal exits EU/IMF bailout program Ike Groff 1680 Washington Blvd 'Stamford, CT 069011 It La.:Description: Description: I EFTA00370761 This e-mail and any files transmitted with it are confidential and intended
s ML FP/CA FP/CO FP ••• ING downgrades ARCAD NA, JPM upgrades TKAAV/NCSP LN & downgrades AFLT RU ••• Natixis upgrades MTU FP/ALO FP & cuts NOVN SW, Barcap upgrades DANSKE DC ••• Nomura downgrades ERICB SS, Nordea cuts LUPE SS & upgrades OPERA NO/NETB SS EFTA00370758 ••• Kepler upgrades LNZ AV (buy),
(CI, F, MCO, VFC, WHR) Key Events on the Horizon May 5 - Ira Sohn Conference NYC 9 (link) May 17 — Portugal exits bailout program Ike Groff 1680 Washington Blvd 'Stamford, CT 069011 EFTA00370853 ,Description: Descrintion: This e-mail and any files transmitted with it are confidential and intended only for
ce Holdings (1598665) files for $100M IPO through Citi, Papa Murphy's Holdings (FRSH) launches IPO (anticipated pricing May 1) US Key Research: • Barcap downgrades QEP, Brean initiates FSLR/SPWR (buy) & SUNE (hold) ••• Cantor upgrades NFLX (buy), Citi upgrades SRPT, CS upgrades FB ••• GS initiates H
e June 28 — Russell Rebalance on the close of trading July 1 — Mark Carney takes over as BOE Governor September — German elections Ike Groff 1680 Washington Blvd 'Stamford, CT 069011 It ,Description: Descrintion: I@ This e-mail and any files transmitted with it are confidential and intended only for the pers
(BLUE) files $86.3M through JP Morgan and Bofa, Esperion Therapeutics (ESPR) files for $70M through Credit Suisse and Citigroup US Key Research: • Barcap assumes NYX/AMTD (ew's) & JNS/WDR/ETFC/SCHW (uw's) & reinstates FXCM (ow) • Citi upgrades GPS (buy), GS reinstates SWY (sell) & downgrades GLNG (sel
ce June 28 — Russell Rebalance on the close of trading July 1 — Mark Camey takes over as BOE Governor September — German elections Ike Groff 1680 Washington Blvd 'Stamford, CT 069011 It LA.:Description: Description: This e-mail and any files transmitted with it are confidential and intended only for the perso
onal (FI) files $500M through Barclays, Credit Suisse and Simmons US Key Research: ••• Citi upgrades BEN (buy), FWM initiates FWM (op), DB cuts AZ, Barcap upgrades HIG & cuts MLNX EFTA00390626 ••• GS cuts CTRIP (neut), Jeff upgrades ESRX/DFT (buys), KBW upgrades APO & cuts AB • RBC downgrades HIW &
ber 5 — BOEJECB rate decisions September 7 — Australian election September 18 - FOMC rate decision September 22 — German elections Ike Groff 1680 Washington Blvd 'Stamford, CT 069011 It EFTA00386147 ,Description: Description: This e-mail and any files transmitted with it are confidential and intended only f
s (HMHC) files for $100M through Goldman and Morgan Stanley, CommScope (COMM) files $750M through JPMorgan, Deutsche and BofA US Key Research: ••• Barcap downgrades FOSL, Citi downgrades AMP, DB downgrades ALL, GS upgrades SHOO (buy) ••• Jefferies downgrades KRFT, Roth initiates CSIQ (buy) & upgrades
Entities connected to both Washington Blvd ' and Barcap

Lesley Groff
PERSONIke Groff
PERSON
Stanford University
LOCATION
Barron
PERSON
Barack Obama
PERSONBaird
PERSON
Bloomberg L.P.
ORGANIZATION
Horizon
ORGANIZATIONNomura
ORGANIZATION
Piper
PERSONJefferies
ORGANIZATION
Angela Merkel
PERSON
Wells
ORGANIZATIONStifel
ORGANIZATION
Michigan
LOCATION
David Cameron
PERSONBerenberg
ORGANIZATION
Bernanke
PERSONUtilities
ORGANIZATIONUS Key Research
ORGANIZATION