Epstein Secrets

Jones, D&B) 9.-- iv Yes r- No negative results found F Yes F No Denial Orders checks complete F Yes r No negative results found r Yes F No Martindale-Hubbell searched (Lawyers/Law Firms only) r Yes F No negative results found F Yes F No Please summarize any ne tive resuks from the database searches in

any of its subsidiaries? (If Yes, r Yes F No provide details below and contact Quality Mgt (tatAm/Intl) or the Regulatory Control Group and notify Compbance immediately) G Does the client or related party have any financial or other association / interactions r- yes F No ' within countries or regimes sa

, Dow Jones, r yes r No negative results found r yes F No D&B) Denial Orders checks complete r Yes rThp negative results found r Yes F No Martindale-Hubbell searched (Lawyers/Law Firms only) r yes Frye, negative results found r Yes F No D. Please summarize any negative results from the database sear

Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. gat4m/Intl) or [he Regulatory Control Group and notify Compbance Immediately) https://nail.sal esforce.com/servlet/servlet. Integration?' id=01N30000000D9Di &ei d=500600... 9/19/2013 CONFIDENTIAL - PURSUANT TO FE

, Dow Jones, r yes r No negative results found F Yes F No D&B) Denial Orders checks complete r Yes I— No negative results found r Yes F No Martindale-Hubbell searched (Lawyers/Law Firms only) r yes Frye, negative results found r Yes F No D. Please summarize any negative results from the database searc

Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. gat4m/Intl) or [he Regulatory Control Group and notify Compbance Immediately) https://nail.sal esforce.com/servlet/servlet. Integration?' id=01N30000000D9Di &ei d=500600... 9/19/2013 CONFIDENTIAL - PURSUANT TO FE