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you. Joint marketing A formal agreement between nonaffiliated financial companies that together market financial products or services to you. • TD Ameritrade doesn't jointly market. Other important information For Nevada Residents. We are providing you this notice pursuant to stale law. You may be placed

ction Corporation (SIPC) protection appscable to your brokerage account. Important Information The most recent statement of financial condition for TD Ameritrade Clearing. Inc. may be obtained at no cost. via the Internet at https://w‘vw.tdameritrade.cornifinancial-statementfffinancial-statement on or before 12/29/2014

an. As a result. the firm can take action, such as issuing a margin call and/or selling securities or other assets in any of your accounts held with TD Ameritrade, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on mar

ou are not entitled to an extension of time on a margin call. STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing. Inc. may be obtained at no cost, via the Internet at http://wmv.tdameritrade.com/financialstatement.html or by contacting TD Ameritrade Clearing. In

registration must sign this section. Unless otherwise indicated in the instructions above, please transfer. in-kind, all assets into my account with TD Ameritrade. I understand that the extent any assets in my account are not read!y transferable. with or without any penalties, such assets may not be transferre

o an Information Sharing Agreement with the Employer for the above-captioned 403(b)(7) arrant. The Employer/Agent Signature above hereby authorizes TD Ameritrade Clearing. Inc. to accept this exchange (Modallisri D Aim Invesancrt Prccuc:s Not FDIC Insured ' No Byt G.arantce ' May Lose Ve.Jel TD Ameritrade. Inc. and