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echts under tie Seoseies Investor Protection Act (SPA) • If the I inincii ithitution m the top left of the front of this steams snot 185 f furze' Stokes, UBS Finincial Setae carries your account as clearing tacker by arra-gement with the ideated insieution We in you of this relalionshio 'AVM S , o
ONFIDENTIAL • Athena CoperApprecUtion: Investments seeking growth of oncost rather than the generation of income • Produce Connatation °C)eat and Capra Apprerd*n. Investments weang both the generation of nccme and growthof prixPal. Overall risk profile • Conservator Seeks to mantan Mot pre pal et
.65 AG and affiliates of LOS Sectaries U.C. The F I inancial Statement is available upon request. The Form's exacilive offices am at: IRS Forced Stokes yr. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement reprealtS the on off Oriel record of you Lei Foetal Services account. Other recoils.
and would generaly De your rattle gain micas if the security was sold GAINS dale The urged/Zed NEW (Hiner IOSS may need to Oe aluSted for return Of Capra Payments in Order TO &term ne the teethzed win or loss for tat reporting purposes. Investment return is the current vaue ri ms the amount you inves
ngles war the *awns Wow Protectors Act (WA) • fl tie fruneal instruaion on the top kftoeihe km of the lament is not ICS Finnan Stryces UBS instal Stokes canes your accoutre as Wacky broker by magenta We the pleated ratuton We Intoned you of thts retnianhp Men you owned tilt =cunt in the caw your fo
NFIDENTIAL wort held, you choose one of the following ardent objected • Este Cunentarnome. harm' es seakng the generation of income a*. • Adieu. Capra, Apprecntroo Instilment( mining growth of prnanal rather than the gerorden of income. • Produce Comerneton oilman. and Capitol Appreciation lasim
Vea•debil card transactions, call B20-762-1000. Ca wile to UBS Pramual semces Ix., 1000 Harbor Blvd, 6th floor. Wtebbinnm NI 07036, Attrt RIAARE6A Stokes. Cal a write as soon as you can, if you tiro yes statement a receipt is nvorg or d you need more nknnaton teat a trader on the statement or recit
NTIAL • Achieve CortdAppreciation Investments seeking growth of princes' rather than the generation of income • Produce Cementation of Income and Capra f Apprecia*n. Investments seta Pg both the generation of nano and growthof viol:oat Overall risk profiles • Conservalwe Soaks to marten nitul arc
farkul Advisor. The Firm does not independently way a swam.* the accuracy or valicity of any tiOnnahal provided by sources other than US$ f nancul Stokes ackliart ahhough LEG Fnaxial Services general, **dates this infornaton Maio 'nem* the Fern does not provide any assurances that the 'Moms co unde
FIDENTIAL • Ado« Caput Appreciation: Investments 'tang growth of fornerial rather than the generation of inure • Produce Comtunamon of income and Capra! Apprerfaton- bustments who bah the roam of nco eandgowmdprncpat Overall risk profiles • Corvenatee: Seeks to rural initial pincer( with low re&
Entities connected to both Stokes and Capra

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