*JIBS Business Services Account October • Your assets Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Some pnces, income and current yaws shown may to appoxirnate Asa result, gains and losses may not be accurately reneCted See Important Mfonnabon about your statement at the end of this document for more infornaton. Cash Cash and money balances Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch deposit aaount balances and money market mutud fund sweep balances. UBS Bank USA deposit account Waxes are insured by the FDIC vat N n applied* limits, but are not protected by 9K UBS AG Stanford Branch deposit account balances are not Mauled INFIX aid are not protected by 9K Money market sweep balances are protected SIPC but are not insured by the FDIC Seethe Important information about put statement at the end of this document tce del Ms about those balances ieddng UBS BANK USA BUS ACCT 11,873 22 Openng biance Closing taance on Oct 1 (S) on Oct 31 (5) Pace per share Awrage on Oct 31 (5) rate YourNnancial Advisor: SCOTT STACK MANLYLE CASRIEL Dadenctinterest Days in period period Cap amount (1) Your total assets 9231 51 250,000.00 vSue on Oct 31 (S) rercemage of Cost your (mount basis(S) Estimated annual income (S) unrealized ga n or loss (S) Cash Cash and money balances 9.231.51 100.00% 9231.51 Total $9,231.51 100.00% $9.231.51 Account activity this month For more I nforrnson about the price/value shown for restricted secuntno, see important intormabon about your statement at the end of this document Dale Af Daly Your Quantity, Detenption euzense code Face value Pricey:rue (S) Cash amount (S) Cash and money balance (5) Sep 30 Cash and money balance 311.873.22 Oct 3 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCK LAND TRUST COMPANY -1,321 00 10,552 22 Oct 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF I 006/ 16 29 10,552.51 Oct 17 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,321 00 9,231.51 Oct31 Closing cash and money balance 39231.51 SONY GM 00028110 CONFIDENTIAL Page S of 6 EFTA_00 136734 EFTA01671898
*DUBS Business Services Account October 2016 Account activity this month (continued) oat Activity Deunocicn Amount (3) Money balance activities Sep 30 Baena forward 511,87322 Oct 4 Withdrawal UBS BANK LISA BUSINESS ACCOUNT AS OF 1003116 -1321.00 Oct 7 Oeposit UBS BANK USA BUSINESS ACCOUNT AS OF 10/06/16 0.29 Oct 18 Withdrawal UBS BANK LISA BUSINESS ACCOUNT AS OF 10117/16 -1,321.00 Oct31 Closing UBS Bank USA Business Account $9,231.51 Account name: ELLMAA. LLC Friendly account name:ELLMAX LLC Account number: Your Snanda/ Advisor. SCOTT STACK MAFILYLE CASRIEL The UBS Bank USA Bussness Account 11 your prim.vy Sweep Option End of statement for account number CONFIDENTIAL GM 000261%3° 6 of 6 _ _ EFTA_00 136735 EFTA01671899
Important information about your statement UBS Fancied Sewn Ix. (the Fern or UEG Camel Sakes), is a riverbed al principal security, commodity and *here exchanges. UBS Financed Senicers and LBS Bank USA are indirect stbsdiaries of 1.46 AG rd affiliates of U3S Securitin U.C. The Finis larval stamen is rabbi upon request. the Fins execute offices re at: LEIS Fnawial Services M. 1200 Habor Boulevad Meehan...1, NJ 07086 This statement represents the only official record of you LBS Muncie' Sakes ann. Other records, meat Okla tar densants. contacting conflicting data should not be relied upon. f you believe dere e an env' or anima\ please report t immedately in *siting to the Branch Manager of the office strong ow moult. Meowed, all Igoes shown an inended to be aconite, Stalefil4Wl data should not be used for ter purposes. Rely solely cnyeariend Ua foam (i.e., Fenn 1099, 5496 10475. etc.) Men preparing yaw use Sun. The Firm requied by law to report to the RS al taxable diedent, repolable nentouble dvidends ad taxable Serest earned on seosities held in yea secant, net proceeds on tae trittattealk and cost basis on certain covered securities. Ceandasicatiena with tha fins • Please re.conlirn ay oral cormmunkations in *rein to lull* protect your rights, inclidng your Firs under the Securities Mesta Prated:an Act (SIPA). • II the franca I-dilution on the top left of the front of this statenent is not LBS Financial Services, LEG Enamel Services cries yas want as dean* broker by arrangement with the Mailed intension We idamed you of this reWionst* Mien you pined this XCOUnt. 11 if* case, your hinds and SealitieS re bated at LBS Financial Services and not the introduag broker, and you rant make a report of thy era or emission le bah firm. At descrbed in the acCOUrrt areevnents. you mom rattly us of any errors or Mad Moly.* decks reflected on your statement withal 30 drys anew.' mailed or made available. Al statements that be deemeckerrpla ad adobe ei at other respects 4 not *toted to n veitig wet 60days • Please drat customer complains a again to the Firnis (lent Ratans Department at 201-352-1699 cc toll-fret at 800.3549103, 8:00 A.M. to 600 P.M. FT Maeda Ihridgh Friday, a in writing to LOS Financed Se-Mesta.. Client Relations Department P.O. Eby 766 Union City, 6107087. • Incase of errors or gesliore about al fleCITOnk funds trawler (81), bill payment or LBS V. debit cad transactions. call 800.762.1000, a write to 1185 Finance/ Unites kw., 1000 Haber 8hd, 6th floor, Weehawken, al ones, Ann: RNUVEGA Servas. Cal or mite as soon as you can, if you think your statement a recap is man or f exe need more information abase a balder on the statement a receipt. The Fen or Card Muer (as *pliable) mans hear from., you no later dun 60 days after the Firm sent you the first ft ateMent en which the ex( or problem append. — Provide yea name and rasa rather (I thy). — Descrbe the error or tie trawler you are insure about, and toplain as dearly as you can why you believed is an era or why you need more information. — Provide the dodo arrant of the suspected error. The Fiona Cad Muer will thestigate yam carplint and will correct any error promptly. For alleged ewers irwohig UBS V6 debit card traroactions, if we take mar than 10 Maine's days to do the, we will credit your WWII for the anoint you that is in error, so ttet you wi have the used tie waxy tairg the tine takes us to complete as inestgation Please make thick. mate to the Fiona- the financial /*dauber, indicated on the front cd this Statrriefd. In Aaron to muter meant fees, accesses may be subject to minterunce fees, doges for late payment for semities pathases and charges for unpaid rant it cat accounts. Accords that are transferred to other institutions may be Abject to a trade fee. UN Sweep Option, LBS offers options for sweeping cash balances, balares to bank deposits at UBS Bark USA end LBS AG Stanford branch (Birk Sweep Programa), money snake nailed (ands (Math Funls) and the hternatieral Deposit Account (DA)4c• customers with as Menu heel Restate Marugement Account. Through the Bark Sweep Pregams, cash balances re swept to (ES Bark USA up to an estabiged lank ad then to MG AG Stamford French, or a Way fund. Deposits at UBS Bade USA are FDIC awed in accordance with CDC Nos For more Mormation please visit weeneld. gov. Deposits at LBS AG Sanford Branch and shares of Mawr knds re root aura by the FDIC. Thar the OA, available, to cath baboon re swept to deposit adorns at U3S AG New York Branch and UBS AG Cayrrun Brach. These deposits re not insured by the FDIC. Balances held at the UK AG Carnal Birch are temporarily toothed to the sovereign risk of the Cayman Mends, and there is no guanine or other obligation of vas AG to repay the balances while m the LBS Cayrnares Brach's books. Deposits at UBS Bark USA and each UBS AG Beath are not protected by 51PC. Money rad shams re paroled by SIC. See lid Ciminero' Services Account Protection' below. Warts request. balances io the Bade Sweep Programs a IDA may be witabon, and tures of a Mawr Send may be fgadated and the proceeds reamed to you or your secants account Custer information about available sweep options, induing cavern interest rates and yields, 6 available at wwwskescorrisweepyiekle, from your Fruncial Pointe or by Slag 800-762-1000 UBS fthandal SIIVidle &acted protection The Fim is a member of the Seasthes enact Promoron Coq:cab:a (SEC), Muth protects sands accounts of its members up to 1500,000 (nclexing 1293.000for claire for cash). The SIC asset protection links am* to all accounts that you hold et a partied. capacity The Fans together with anal affiliates has also Pschased sapplermegal protection The moornsn rerun payable to al doable dents, collectively under the proledien 6 $500 mtlion as of December 10. 2015 Sated to the policy condign ad Wilton cash at the rim is lister protected fa up to 51-9 million in the aggregate Ice all )over wants held jimmied.), capacity. A full copy of the poky wadi* is available lanrecmest. The SIPC protection and the suPPlanenla proles-6m both do not apply to: • Certain financial assets controlled by (and included in you roan vale) but held away Iran LOS Fnancial Services (e.g., certain (1) cash at UBS Br* USA. (18 cash at LBS AG U.S.branthes, masse Protects, include* variable nog es, and (Mthats of mutual furls where such shares are registered drat* al the name of the adorn holder on the books end records of the applicable eats or transfer agent); • Celan intstrnent contracts or investment interests (tip , l Ttdpatmrdvps and private placements) that at not registered war the Securities Act of 1933, and • Corranaktin contracts (e.g., foreign caching* and Morin metal contracts), ackederq fuMes contracts and conw'odty option contracts. The SIPC protection arid the paoplenental protection do not apply to these assets even A they otherwise appear on yam statements The SEC protection and the saplernental protection do not protect against changes es the market value of yen elvettrilfraS (whether as a recut of market remanent Mem barknetcy a otherwise) More information es available upon request You mod obtail more information about SIP( iwkdaq the SIPC rota.. contacting SIPC at 202-3714300 a by visiting SIPC webs at sestinIptoiv Dividend Reinveetrnant Program (DRIP) The price reflected is an average price. You may obtan the actual price Iran yes Firoxial Aetna Only whole shares are pschased under DRIP, partial shares will be sold and the cash wi be deposited n yoke account. The dividend reinvestment price svpplied by the issuer may differ from the market mice at Mich the partial shares are sold. Cadeielieu Only whole ernes may be held in you. account. If you are entded to a peal ink as a result °lad:Mend payment Cr otherwise. the Firm wil either sell partial units at matte pace or adept an amain detennned by a registered clearing agency, and credit you' want Immetment objectives The investment ebyrotives and risk profile are specific to each moult awl may saybetween yam accents. Please acMse the Finn promptly in raga, el by significant change n you Maria siluation or vestment objectives For each aocouro held. You choose or,, d the following Marren objectives: CONFIDENTIAL • Produce Current Income: awesome-its seeking the genevation of income on8. • Achim, Opiti1ApprOCiitiOn: tnestmems seeking growth of pciroal rather than the generation of exome. • arcade* Combination of income and Capital Appreciator: Investments seeking both the generation of Mame and 'earth d procipat OVIISI risk profile. • Conservative: Seeks to mention Midprincipal, with low risk and rolablity to the account overall, even a Out means the accost don not generate sgn kart krone or retails and may not keep pace with inflation. • Moderate: Wiling to accept some risk to principal and tolerate same Walley to seek hither returrs. • Ag9ressit: Malin; to accept high risk to princPal and high robe ay to seek logo mans over tine. • %ointment ENsidalrty Consideration: I selected, a paten ef the portfolio for that account may Mb& cariplex strategies, linked iquility and greater sedately. Statement Theusehelding" We may consolidate all related accent statements with tie same address en the son tent4004., e g because they have owners Moo aka manse, pail natant mistime*, with other clients at the sane eddress. you prefer to receive naviclual statements mailed n separate envelopes, you may obeli* Ineseholang by calling your Financial Advisor. friendly mon* name The Friendly secant none is a customizable 'nickname' chosen by you to assist you with yea recordeeldrq • a has no legal effect on yea account. You can change *a Menai accent ranks through Dane Services or by cortactib yap Financial Advisor. Account overview • Vibe or iota account/pallet* Net of assets and • Asset IntlUdeS available cash balances, wakes kir restricted secirty (a 1. and Global line Della ih. Liveaded mats to motet and cenan assets not had by tie Fem. Does not rick& traced SieCialtielabetS at the end of the via rod anent statement periods, a mate investments, invested stock options and exercised)* holden d opons • Liabilities. hol debil balances, outstardng manan loans. dab line, lastsccount bares • CadVmoney balance Total of urarasted available oath balm-ices, plus dinest balawes al vas 8a-1 USA, U8S AG U.S. Brantes and money market mutual find sweep balances, at the close of the statement period. Morocemmodig free credit balances n yea accant are not *mewled from other balances and the Firm may use arty of these finds in the canarymune of its tininess. These finis are payable upon ycurckmani This total 6 in the anent period closig vase. bonding information For detailed neon. ..dim en to Fin's lee .$ g practices and diukeures, refer to you Client Ragiand* SONY_GM_00026116 EFTA_00 136736 EFTA01671900
Inmortala information about your statement (continued) Agin's, or Account Agreernert and the General Teems and Canaan; LAPS Sunman of Credit Practices avalable n Agreements end Dar Assures at leeNW ubl COMIACCOafedfOrbtunal Your wets You statement -Modes securities ad other assets held n the acccurn at the end of to statement period. You row/ asli fa delver), d fully pad secants at any tine. You may receive seorties used as ban collateral after paying any balance due on them. Any Pori in transferred to the Finn drag the statement period are Fated at matte vale as of the end of the statement pried. • Cost basis. In detenwilig the cost basis of the seanties nixed n this statement. where educated with the timber' 1,• LOS fluvial Services has relied on information obtained from sources other than LEIS Financial Semen, ixLding dogmata- I kern another Inn a that you may hem provided to )err Financial Advisa. The Fandoes non 'dependently witty a guarantee the accurxy or validity of any neonatal provided by sources other than WS Inane' Scenes In galas although US$ Financial Services generaty updates this non t is received the fern does not provide ary assances that the mei:matea under "Cost basis' and 'Irmialered gait loss' is separate as of the date of this statement. As such, panne do not rely al the information to make nrchase or sale decisions, too to purposes a oche/wise. Accounts transferred to the Fpm may reflect gadlens formation only for the period of time they are held at the Fan More historkal di:maim can be added by you Francial Advisor. • Unrealized gains/loam When data is available, estimated unrealized gardlosses are calculated for rdredual security Fats. The transaction data for rdniduel lots may or may not reflect commissions. charges ands entity reorganization tents. and other reinvestment lots and systematic purchase Ices aro each cornbread to dnplat en. averaged lot The • Trade date' colons presents the enigma' transactor+ trade date. • Callable maxilla Bonds and preferred stock that the issuer cats for kitty redemption wil be selected inpatialy by lot from awing al smarties of that issue held ri our name a n nominee name for out clients. Call feature infornalan is obtained horn thid panes and its accuracy is not coranteed Other call features may tent which could ailed yield. carpele numeric/1 will be provided upon reared • Certificates of deposit (CDs) CDs we FCC Cared hp to 3250,000 n principal and accrued interest per depositor and per depository institution, n accordance with FDK cults • Price/sok*. Prices displayed for securities and other products may be higher or lower than the price that you would actually receive n the market. Prices are obtained from variOuS ted pity sources wench we below to be reliable, but we do not guarantee tic' accuracy. - We generally use the closing price when available or the ',lean of the bid arid at prices for listed securities and options or ony bid prices for OTC worths:. - Less actively traded securities may be priced using a valuation model or the most recent price we °blamed and may not reflect an actual market price a value - (erten positions may W. WilhOUt a price and will show as 'price was not avalabk' a we are unable to obtain a take fora security — Deposes or secure es dencennated n currencies other than U.S. dollars are reflected at the exchange rate as of the statement date. - For certas securities trading in rancedorming denominations. price and Quantity (lace vela) may have been adµted to lac dilate proper valuation. To obtan anent quotations. when available, contact your Financial Advisor. • Private investments end etrucared products. Private investment securities (ncludna drect Parhatual an Proqum and real estate nveStresta trust securities) and structured marts are anicaly hop& Maud Chian structured products have not been registered with the Securities and Exchange t Commission or under any state seurie:r We provide eat mated values for private investment securities and stnxtered products for re °mutate' imposes onb. Accuracy 6 not guaranteed. — these values may differ sabstantelb f ran prices. if fry, at which a private continent security a stnintved product may be bought or sold and do not necessarily represent the value you may receive upon hardware — Tined paty estimates of vats are as of a certain date and are suppled to UPS fnanciol Sentei on a mogul, basis by an dipmin t valuation firm — awn, genital pawner a sponsor estimated vales, if any, are applied to the Fern by the issue. general palner or sponsor and may Le cakulated bawd on deferent information from that used by thid panes to dense their evened values — You can °Man additional nfamatim regard.", the rnethodologi used to determine the estinate of vete and ice date ol the rdomtatim that is the baits for the ecttnate by ccetactiv3 axe Financial Advisor. • mid party estimated values may be reflected as • Not priced' in several seuations: when an independent valuation firm has rrat Strislid of 6 unable to assign a value, when we become awn that a material even has mowed that may cle a previously resorted yakae into ountort, or when a Yale "yid be IVRY speculative due to the nature of the nosey. — When neither an issuer, general partner a sponsor mewed value net a them:I-NAY en mated vela provided the vats of the security will be deferent from its purchase price. — • Distributions to date' may nark return of capital, income or both. — use ate' represents the ntial offering price per use and may not reflect you' cost bass — DPP and enlisted REIT securities are rot hoed on a national Noreen evehange. and we generally lord and even if they can be sold, the price received may be less than the per share 'striated value provided in to meant statement. • Restricted learitiet Restricted securities gereaky are not currently eligble for public sate 125 Financial Services uses the market price a the trrosincted stock of the sate issuer as an repUed vat* for the restricted stock for purposes of this statement only To the mint that restricted porgies are &title for sale, the vats reserved may be sibstantally less than the imputed vale shown. • Est. (estimated) income, current yields and rates. An estimate Of annual income 6 tossed on current dividend and interest rates, attuning the securities will be held for ene yew from statement date or urea mutiny This estimate 6 Onsi a guideline, accuracy and cont irked mane me not guranned — (sunned argue mare and current yeld for certan types of smarties could 'glade a return of prixpal or capital gam n which case the est income (and patent ye* would be overstated — Est mated annul mono and current yield and the actual acne and yeid matt be lower a Ticker than the estmathd amounts — An ese Mate of anodized income (div4end ardor interest) divided by the current make value I average balance is based on the last dividend or interest parent made by the iSluer and assumes the seetreesdeposits will be held for one year from the Staten*** dice or until malady Accuracy and continued yield se not guaranteed • Assets not held by WS Financial Service& Certain assets are nulled byIfni/Fern ri d sal vinthn the Fin's possession or control These assets am displayed on yea statement for informational Pal:ow alb. Positions and values presented an provided byte 6Sung lion UBS Financial Services is not responsble for this nformaton and does not guarantee is acctsacy. These assets are not protected by SIPC a the Fern's supplemental SIPC coverage • Revenue during and additional compensation. — h addecn to CCernieSSorn as saes and 12b'1 fees received in connection with the dist r &Mon of mutual funds to or dents we inlet or snide name revenue. Oaring payments Iran distribrat ardor advisors of the rnrual funds that we sell. These STIOUlliS are based on two del ant components: (0 the more of sales by LES ol a pandas unatual fad family to as clients; and 60 the asset vale of a particular mutual lurid I arnikvs shares held at the f — We and or affiliate also receive retworkwg and iambus processing lees in consideration for transfer agent services that we provide to the mutual funds These f esgoner* are pad from nveStCf aSSels in the mutua I f und rd are a flied dolls non based on the maybe of xenon,' at the broker-dealer holden mutual funds of that fund fang CONFIDENTIAL — 1l addition 10 CCM/VISCOS received in connection with the ale a distrbuton of arnuny contracts ad unit investment bun units toms Ebert, we ands our abase receive revenue sha-i-g corrpensation frommiry of the nuance remnants underneing the array contracts, affiliates of the instranee comas a sponsors of the unit meanest trusts we distribute. — Our affiliates also receive trading COrrellicionS and other carpensatien than mutual scads and insurance carpet meow predicts we dist-tun — We receive an aural fee from UBS Bark USA and UBS AG Standen Branch of ip to $25 per scan sweeping to the banks under the LitS bank Sweep Progrann Activity Irtorrotion regardng commission and other charges roared in connection with the execution of trades. ixludng option transactions has been included an coot rmatkns previously funded to you, and visa be provided to yeti promptly an request. Short soling t you are engaged in short selling a 'Korey. you may Oka a char de to certain borrowing costs fa that partkular smuney. Open coders Rooting open or 'good-tit-canceled' orders that ware not coicui id by the statement date, open bay and sell step ceders are reduced by the amount of dividends a rights on an eadmderds a earghts date sinless instructed otherwise by you. You are responsble for orders that are executed due to you false to cancel POP nth open orders Privacy To cr t., • , xt it C Wnt Privacy Notice, pl.,. • • line or visit or welosie Its Francis' Set visys is,1 siva& The RMA, Busress Services Accost BSA and IRMA we brokerage venoms which provide access to bankng services and products through arrangements with WI doted barks and other tad-party barks, and provides access to nsurance and unity accosts issued by unaffiliated third-party nsur ince canons through manna army vabodisies of (BS F fiancee Services ax Investment, restance. and amity products. Not 'DK enured • No bat pannier, May lose value Resource Management Account Brines, Services Account BSA, IRMA and international Resource Management Account se registered service maks of tA3S flora of Services Inc. visa Signature is a registered service mark of V63 International Visa Sorrow credit cads and UBS visa debit cads we issued by US$ Bat USA with perrmsen from Visa U S.A Incorporated UBS Financial Services Inc. Rev 201604 SDNY_GM_OOO26117 EFTA 00136737 EFTA01671901
cat UBS UBS Financial Senices Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171-0302 Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number. Your Pi nandal Advisor- SCOTT STACY MArrLYLE CASP EL Phone Questions about your statement? Call your Financial Advisor or the Resourceline a account Business Services Account November 2016 ELLMAX, LLC Value of your account on October 31 (S) on November 30 (5) Your 35.. ..1$ 9,231 51 6,589 77 whitour weak': Your :tab Flit ieS 000 000 WVAV. trbsxorNfinancialservices Member SIPC Value of your account 49,231.51 46,589.77 Tracking the value of your account S Thoxancs Sources of your account growth during 2016 Value of your account at yea end 2016 148,941.10 Net deposits and withdrawals Your nvestrnent return. 0,vdend and interest income Change in market value Value of your accent on Nov 30 2016 54589.77 -542,356.12 44 79 SO CO SDNY GM 00026118 CONFIDENTIAL ►age 1 of 6 EFTA_OOI 36738 EFTA01671902
UBS Business Services Account November 2016 Your account balance sheet Summary of your assets A B C D E F G Account name: LMA.• • LLC , aunt nu name- ^ I • Account number. Value on November 30 (S) Percentage of your account Cash and money balances 6,589 77 100.00% Cash alternatives 000 000% Equities 0.00 0.00% Fixed income 0 CO 0.00% Non-traditional 000 0.00% Commodities 000 cwo% Total assets Value of your account $6,589.77 56,589.77 100.00% A Your Knandal Advisor. SCOTT STACK MANLYLE CASRIEL Your current asset allocation . Cash and money balances may include cash UB5 Bank USA deposit available balances, account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Eye on the markets Index S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U 5. Aggregate Bond Index Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% Percentage change November 2016 Year to date 3.70% 9 79% 4.48% 1058% -1.98% -1.86% -2.37% 2 50% CONFIDENTIAL Givt_00026tIlr 2 of 6 EFTA _00136739 EFTA01671903
(SUBS Business Services Account November 2016 Change in the value of your account Opening account value withdrawals and fees, ncluding investments transferred out Divdend and interest income Closing account value Account name: ELLMAX, LLC Friendly account name Account number: November 2016 (S) Year to date (S) $9,231.51 $48,941.10 -2,642 OD -42,356.12 026 4.79 $6,589.77 $6,589.77 Dividend and interest income earned FOI purposes of 'IFS Statement, tactility of interest and diudend intone has been determined from a US tag reporbng Perspective. Based upon the residence of the account holder. tcount type, or product type, sane interest ardor dvidend payments may not be subject to United States WA ardor Puerto Rico (PR) income tares The dent monthly statement is not intended to be used and cannot be relied upon for tar purposes. Clients should refer to the acalcetie tar reporting forms they receive from UBS annualy, such as the forms 1099 and the Forms 480, for tar reporting information it is the practice of US$ to file the appaatie tar reporting forms with the US internal Revenue Semce and PR Treasury Deparonem, and in such forms accurately classafy cam:tends ado interest aster, exempt or taxable income. Please Onsult your Indactual tax preparer. Cash activity summary Your 16nancial Advisor SCITT STACK MANI VI F CACRIFL See Account activity tha month tot (trials. Balances in your Sweep Operas are inducted in tne opening and closing balances vase FDIC Insurance d0Olies only to deposits at UBS Balk USA, not to deposits at UBS AG, Stamfond Branch or bank deposits placed througb the UBS International Deposit Account program WC protection applies to money market sweep fund hdcales but not bank deposits. Set OtIPatanf ininrinemn about your statement on the hot two pages of this document for Wits November 2016 (5) Year to date (4) Opening balances Additions Dividend and interest income $9,231.51 0.26 $48,941.10 4.79 Total additions $0.26 $4.79 Subtractions Checks and bill payments 0.00 -25.00 Other funds debrted -2,642 00 -42,331.12 Total subtractions -$2,642.00 -$42,356.12 Net cash flow -$2,641.74 -$42,351.33 Closing balances $6,589.77 $6,589.77 November 2016 (1) Year to date (S) UBS Bank USA Business Account APY Interest period Oct 7 - Nov 6 Taxable interest 0.26 404 Total current year $0.26 $4.04 Prior year adjustment 0.00 0.75 Opening UBS Bank USA Business balance Oct 7 $10,552 51 Total dividend & interest $0.26 $4.79 Closing UBS Bank USA BLainess balance Nov 6 $7,910 77 Number of days in nterest period 31 Average daily balance 89,401 96 Interest earned $O 26 Annual percentage yield earned 0.03% CONFIDENTIAL SONY GM 00026120 Puce 3 of 6 EFTA_00 136740 EFTA01671904
*UBS Business Services Account November 2016 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Account name: Friendly account name: Account number: Your return objective: Current ncome & capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. Your Iguana.' Advisor- SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL Y_GM_000261N91 4 cfr f 6 EFTA J11136741 EFTA01671905
4tUBS Business Services Account November 2016 Your assets Account name: EWMAX, LLC Friendly account name: ELLMAX LLC Account number: Some paces, income and (went Miles shown may be apixoximide Maresat pans and losses may not be *Mutely reflected. See Important information about your statement $ the end of teas Oa anent for Imre inform:loon. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sheep balances. UBS Bank USA deposit account balances are insured by the FDIC vat n appticdie limits, but ale not protected by 9PC UBS AG Stanford Branch deposit account balances an not diluted by FCC and are not protected by SIPC Money rnaiket sweep balances are protected by SIPC but are not insured by the FDIC Seethe Important information about put statement at the end of this document for Calais about those balances Openng Mance Closing balance Hddng on Nov I (I) on Nov 30(S) 1785 BANK USA BUS ACC Price per share Average on ?Mr 30(f) tale DividendInterest period Your Nnandal Advisor SCOTT STACKMen/LYLE CaSRIEL Days in period Cap amount (1) Your total assets 9,231 51 6,589 77 250.000 00 yew on Nov 30 ($) Percentact ct Cost your account basis (S) Estimated annual income (S) °mated gan or loss (S) Cash Cash and money balances 6,589.77 100.00% 6,589.77 Total 16,589.77 100.00% 96,589.77 Account activity this month For more I nloirna ion abort the prxdvatue shown for restricted secunbes, see important in formabon about your statement at the end of ins dot velem Date Activity Your Ouantrtyr Description barite code Face value PnceiValue (S) Cash amount (SI Cash and money balance (5) Oct 31 Cash and money balance 59231.51 Nov 1 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,321 00 7,910.51 Nov 7 Interest UBS BANK USA BUSINESS ACCOUNT AS Of 11/04/16 26 7,910 77 Nov 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,32100 6,589 77 Nov 30 Closing cash and money balance $6,589.77 SONY GM 00026122 CONFIDENTIAL Page S of 6 EFTA _00136742 EFTA01671906
UBS Business Services Account November 2016 Account activity this month :continued) Dae Antwty Descrioncn Amount (3) Money balance activities Oct 31 Balance forward $9,231.51 Nov 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 11/01/16 -1,321.00 Nov 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 11/041116 0.26 Nov 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 1111916 -1,321.00 Nov 30 Closing MIS Bank USA Business Account 56,569.77 Account name: ELLMAA. LLC Friendly account name: ELLMAX LLC Account number: Your Nnandal Advisor. SCOTT STACK MANLYLE CASRIEL The U85 Bank USA Business Account is your primary sweep option of statement for account num CONFIDENTIAL _GM_C430261%,1 6 of 6 EFTA 00136743 EFTA01671907
Important information about your statement UBS Ferret Sinn n. (Iv Firma LE6Frumul Seated is a nowber of alpriscipal murky, cominality gel edits «changes. L85 Fowled Senrices and LBS Banc USA are indirect ~Win of L65 AG ard affiliates of U3S Securitin The Fits leaned senate is rabbi upon request. 7er Fitts nor» off kn re at: LI35Fnancial Services tat. 1200 Harbor' Bann Weehawken, N1070B5 Thisstatement represents the only official record of you L85 Financial Sakes accon. Other records, end off kid tax clairantc cedar:rig coining data should not be relied Ø. If you believe there is an ernx or cenieset please rent it enmedately in raked to the Branch Unger of the office mad yon account. Although reigns shon re herded to be aconite, Statement data should not be teed for tar purposes. 11e4 wkly cei «rnd ter fame <i.e., Fenn 1099, 5498, I0475. etc.) when preparing yaw tro return. The Fern is requited by law to rent to te IRS el Useable dined, •eportable natant Ødt ard tan« Said earned on ~ties held in your arcane, net proceeds in ere trensactiar and cost basis al certain cowed securities. Cornininicationt with the Fim • Please re.cordirrn any oral ccerrnunications in sting to fate prered you rØ nand you tilts alder the Securities Investor Proleclian Act (WAY • lithe awn «dilution on the top art of the front of this statement is not L85 Fisancial Services, UM Nunn Services conies your accent as and baker by arrangement veth the «dined natal We Married you of this relationship when you pared this account. hit case, you Inds and seOsities Ye bated at UBS Financial Services and not the nØ id broker, and you an make a report of a-, tact a minimn lo beds friro. At ckscrbed in the acorn anernents. you mose needy us day erns or fend Mang necks reflected on your statement Weill 30 days after 4 was mailed a nude available. Al statements that be deemenorrptle and wawae h d other respects if not objected to inn we 60days • Please den customer Ølavis a expire to the Ferts (Bent Ratite Department at 201-3521699 ce toll-free al 800.354.9103, 8:00 A.M. to 600 P.M. FT Mad« noun Falk a in *Teem to LES nadir Seaces hr. Client Relations Department P.O. Bon 766 Union City, N107087. • h case of woes or questions about nektonic funds transfer (Efl), bill anent or Les Mae debit cad transactions. call BOO-762.10CA a write to L85 FinarK6A Service, ex 1000 Han Blvd, 6th floor. Weehawken, NJ ones, Attn: RMXII64 Services. Cal or write as son at you can, if you thee your statement a tearer is wing or d nu need more information about a trader on the statement a receipt. The Fem a Cad near (as applicabldnIuSt hear from you no later than 60 days after the Firm writ you the fest statement en which the «fa or problem append. — Provide you name and anent run (day). — Ø6eØ Mor or the Vander you re untie about, and attain as dead as you can why you belie. it is an end or why you need more demist ion. — Provide the dole auxin oe the suspected error. The Fim«Cad muer will instigate pur canner and will correct ar/ error prompter. For alleged ekes invoking UBS Maedebit cad tratactions, if we eke mew ea. 10 busts. days tot the, ow will ant pur rant for the anent you ters in error, so that you oval have the use nay dring the tine it takes us to can ose inestigition Please make 'Inns pawl* to the Fn «the Omaha' vintuten inckated on the front d this greened h adrift to regular acorn fees, accents may be subject to network fed doges for late raiment for unities purchases and charges fa unpaid STIOWItl rm cash accounts. Acccull that are transferred toner initulicas may be warn to a transfer fee. UBS Sweep Option, LBS often open, fa swept; cash banes, balances to bank deposits at LES Bark L6A end L85 AG Stanford Wan fat Sweep Progreso», money ten men fords (Mary Funds) rod the remedial Nan Account Manor customers with an «tensional Resource Marnenree Accord. Through the Bark Sweep Pregame, cash bands are swept to LES Bak USA up to an 'sledded lit and them to LES AG Stamford Branch, ora Money Fund. Deposits at L85 Bair USA re FDIC inn in aaorda-cre with FDlC 'an For more Narration please visit ~wide gov. Deriosits at LES AG Stanford Branch and shares of Money Fitt re rot «and by the FDIC. Throur the V.A. available to can bairn re swept to depose accounts at U135 AG New Yak Brand' and LES AG Camun Drench. These deposes are not inured by the FDIC. Bances held at ter UBS AG Cara, &arch are temparily «posed to the sovereign risk of the Canon nets, and there is no guratee or out. obligation of LES AG to repay the balances while on the LES Cayman's Brach's books. Derain at UBS Bad USA and each UBS AG Branch we not pattedby SIPC. Money Fad share at ranted by silt See -UM Financial Services kccunt Protection' below. Øyar request balances in the Bad Sweep Pregame a DA may be witdan IrKiltaS 04 a Mon« Fund maY be fainted and the proceeds retuned to you or you ~lief account hotter nformation about ankle sweep options, incising own interest rakes and yields, 6 rank at wwwde.cordsweepyiek, from yea Frontal Advisor or by tang 800-762-1000 L85 Financial Sevin Kant protection The Firm 6 a nettyr of the nines Inner Protection Corporation (S pck vAch protects ~rein accounts of its members up to 1500,000 dichang 1250.000for clams for and The SIC asset protection Ines app, to all arram that you her in a patine capacity The Fem together withcertain elf dirk has also Panawd soppleinereal prang' The meant, rant payable to alterable dents, collectively under this prolectin 5503 mllion as of Denerber 10. 2015 &Mort to the policy conchare a-4 knitted cash at therein is Inner nand for up to 51.9 minion n the anegate for all you tarns held n a particular capacity. A full copy of te poky wading is available OPOnregieSt. The SIPC protection and the suPPlemerer prolection both do na apply to: • Certain Monk ants caltrolkd by (and nand n your account van) but held away Iran UM Financial Services (e.g., certain (ikon', at UBS Bark USA. dO cash at LES AG LI.S.brand'en (I0 insane PrOlactl• ixludng variable amities, and (n) laws el marl fad where such shams are registered dreak ri the name of the acorn holder on the books en men of the applicable issar or birder »gent); • Crain hennaer centrads a arsine« Mends (tg , frnedpatnadps and private placements) that at not registered under the Studies Act of 1933, and • Corn-notes contracts (e.g., forego exiting* end ~cad metal fOlitradt), Mbar.; Mures «drat and ornery option contacts. The SIPC protection and the soodernental ProtectiOn do not apply to these assets even i they otherwise awn on yos statements The SIK protean and the strainerOat protean in not protect against changes in the market value of rya fivegrilereS (whether as a result of market movement, issue barkrtatcy or <Aherne) More information it available upon request You MP/ obtail more information about SIPC, «clung the SIK Brochore, by contacting SIPC at 202471.8300 a by vising the SIPC vent se www.s1pc.osp Dividend einte ment Pagano (DRIP) The dice reflected is an average price. You may Øne ne actual price from gar Financial Advises. Only whole slurs se purchased under DRIP, partial shares will be sold arid the cash wit be deposited n you account. the &Mend reinvestment price strafed by the issuer may deft from the market dice al which the petal stores are sold. Cadenlieu Only dole units may be held es year account. t yve re entitled to a Isvind nil as a result of a dividend payment or otherwise the Fin wit either sell partial units at maket price a accept xi anon cannoned by a registered clearing agency, and credit AXE secant. Invettmont objective! The nattann dentin rid rik prole* are speak to each none red may varybeaten nor accents. Please advise ter Firs non& in mend sty tad can change in your f evangel «nation a «vestment objectives For each nou' held. You choose or. d the following meant drain: CONFIDENTIAL • Produce Cunent Income: bwestritas seeking the generation of nome onkr. • Achieve Capital Appreciation: Investinis seekirg gowth of prixerl rather than the generation of infant. • Produce Combindon of/more and Casa? APPreaktirr Investments seek iv) bah the generation of dome and anther paint Overall ride profile@ • Conservative: Seeks to ~la« edit principal, with low reek and sanity to the account overall, even il that mean ter accost clan not generate serif cad don or retard and mey at keep pace with inflation. • Moderate: Willivg to accept some risk to principal and takråe sane wonky to seek loiter returns. • Agsvesske: Wiling to accept hid, rid to Printtal and n41 avlat kny to seek loge rdsns over tine. • Inhinetn•nt Eti9a&y Coma:Megan: I selected, a portn of the portfolio for the accent may dark canal« Wakens, linked kinky end getter Statement Ineseheldine We may consolidate all related accent statements Mth the sane address n the sane envelope, e g because they have owners who an mantas pee accede relationshps with other clients at the erne address. II you reeler to receive individual statements mailed co separate «went you may Soda hoireholdeng by «Bing pur Financed Anise< friendly man name lbe Friendly account name is a customizable rnicenrne chosen by you to assist you with you recordetrO• has no legaleffect on you accont. You can charge na Fnendk account names, throuch Online Services a by contacted yin Friend Advisee Acorn overview • Yalu of >our account/port% oko Net of assets and kitties. • Asset dens available can bands, rakes for restricted seamy (en I. an Global Tine Deposits. averted marks to market and cenan assets not Inn by te Fn. Does not none anted secontielassets at the end of the nor zedanent statement periods, a wale artitmeres, 'slotted stock options and ~rank slod. Of4i0r6. • Lianas. «dudes debit balances, cutstanang mangn bank ant Ite, short account bands • CarNmonty balances Total of uninvested available cash balakces, pa detail bairns al LES ink USA, LES AG U.S. Drones and money market mutual fond sweep balances, at the close of the statement pond latannoday free <red, balances n yin accent re not set *gated from other balances and the Finn may use ay of these Inds n te ordinary cone of its t4.6i6455. These funds are payable upon yaw dernaki This total 6 idkerd inflated period eking valt. Lending information For detailed donation on the Fin's *dig practices and 'Woad refer to you Client Rewkiongip SONY_GM_00026124 EFTA_00136744 EFTA01671908
Iniporlatil information about your statement (continued) Arsenic.), or Accost Agreernert and the General Teems and Condoms OBS Statemca of [red Practices available nAgrarnents and Doc Assures at leeNW cAt (Offdlar011trAlittnnal your -sets You statement itemizes securities ad other assets heed n the acorn at the end of the TIMM/61 period. You my ask for dickey d lUlla pad securities at any tine. You may recent states used as ban collateral after paying any balance due as them. AM WIXOM IranSfertea 10 the Fern ding IN Matte peed are bled at nude yaks as of the end of the statement period. • Cost basis. In detennintg the cost basis of the matt titer n this statement, where ideated with the number' I,• U6S Financial Services has alit Ca information obtained fran solaces other than LOS Financial Swat incLding incrmakan Irani ano ther Inn a that you may has, provided to your Fiuncul Advt... The inn does not independently nerdy a guarantee the accuracy or validity of any nformatit provided by sources other than WS Fenno' Somas Is taut Stout UBS Financial Services "nerdy updates tie iicimaton aids acted. the Firm bats not provide sty astaxes that the nIcemat co undee 'Cost basis" and •Umolired gad kiss' is actuate as of the date of this statement. As such, plea do not regal the inlormalim to nuke purchase a sale decisions, for tat gnomes a othermse. Accounts transited to theerrn may teat gaits intimationonly for th period of terse they re held at the Fins More historkal internam can be added by You Friancul Ad nor. • Unrealised geinalosses When data n available. *stated arealcred gaindlosses re calculated for individual secaity lots The transaction data for ndrvickial Ins may a may not reflect commissions. charges ado scanty reocanizahon earn. Dividend aril other rinvestment los and systematic purchase Ices are each combisad to dnplw one award lot lbe • Trade date cant pastes tie crignal transactors trade date. • Callable securities Bonds and preferred stock that the issuer cats lor urn redemption will be selected irpatialy by lot from among al monies of that issue held in ca name a in naninee akin. for our clients. Call featae information is obtained from thid pant and its accuracy n non cutranteed. ether call features may eon which could affect yield. complete idea nna will be provided upon requit • Certificates of deposit (CDs) CDs we FCC toted .410 $754000 n scrotal and accrued interest per depositor and per depository innitutian, in accordance with FDIC mks • Pricavalue. Rakes displamd for securities and other produds may be higher a lower than the price that you would actually MONO n the market. Pros are obtanid iron various thed pity sauces which we belt. to be reliable, but we do not guarantee thei ataxy. - We generally Le. the cbsrg price when available or the mean of tie bid and at prices for listed wallies and options or ony bid prices for OTC tureens. - Less actively traded sectsbes may be priced tog a valuation model a the most recent age ime obtained and may not reflect an actual maker price a valo - (tan positions May War WahOla a price and will show as 'price was not evadable' i we are arable to °Man a peke fa a security — Deposits or secant denominated n CuTMCM other than U.5. dons are reflected at the /achinge rate as of the statement date. - For cenan faCtraies tracing in nonconforming dencomations. price ad @ray (face Max) may has been adµted to lactate proper vakaation. To obtan grant quotations. Men available, contact your Ftricul Advisor. • Private treatments end eructated products. Privale investment seturifial (ncludng drect Perak:01On Croft am and real estate nvestrnert trust securities) and sUuctared prock.r.ls we gemialy highly dlipuid Certan structured prodats Ns* not been registered with the Secant and Exchange (attain a under any state seusi We provide est mated values for private investment securities and 'insisted waits fa nfamational panes ong. Accuracy 6 not guaranteed. — These vat*, may differ sibstantialbi from prices. it try, at which a private roMtnient saucily a stnacitted asocial may be boor a sold and do not necessity represent the value you may receive upon liquidators. — Third pro estimates of vas are as of a certain date and are supplied to UPS Financial Stag.; on a regular basis by an delimit it valuation firm — Is tall. antral patter or sparser intiyuted abet fay, are smolt to the Fern by the 6Stalf, general pater or sponsor ad may be calculated based on derail information nom that used by thin parties to derive Their 'Penang values — You can obtain additional nfamation regard.", the methodology used to determise the est taste of yam and the date of the domain° that • the basis for the tomato by comactrig you Financial Advisor. • lbirdpaty tented values may be reflected as 'Not piked' in several Situation: when an independent valuation fern has raa1 APPlid or is useable to assign a yak*, Men we become aware that a material event has acted that may cal a prey:Ducey reported value into outistorti a when a value would be highly speculative due to the nature of the unity. — When neither an issuer, general pawner or spores.v estimated value ma a thrdbarty et mated yaks is printed, the vats of the security will be deferent from its padtase price. — • Distributions to date may inclide return of capital, ncome a both. — in side' represents the ntial °Piing price per at and may not reflect you' cost basis — DPP and tinted REIT sautes are rot Weed on a national securities each:roe. and are generally kpad and even d they can be sold, the ace received may be less than the per share estmalt value provided in the account statemenl • Restricted Seadritie. Restricted securities groat • not currently Mode for public sate Les Fnancul Services uses the market price of the trees-trusted stock of the sane issuer as an ironed value for the restricted stock for purposes of this statement only. To the tent that restricted stoats re elglMe lor ale, the vats received may be sibstantuly Its than the imputed vabe town. • Est. (estimated) income, current yields and rates. An estimate of actual income 6 bated CeiCinent clonckrd and interesi rates, assuming the seethes will be held for one year from statement date or used nutisty This entitle 6 OM/ a guideline, accuracy and contrund ramie se no wasted — Estimated annual name ad current meld for certain types of Se< tram could alaie a return of prixbal or capital gam n which case the est. exam (and area yield) would be overstated. — Est mated arta score and arrae yield and the actual acme and mid might be lower a higher than the 'simnel stunts — An est Mate of arnualized "'nom. (dividend ardor menus) divided by the cart malt idolater balance is based on the last dividend or inert payment made by the issuer and assays the seareasideposits will be held for one yea from the statement date a until maturity Accuracy erd continued yield se not guammeed • Assets not held by UBS Financial Servicea Certain assets are not held byte Fim and not *Ann the Eim's possession or control These assets xe displayed on you statement for Marna:anal Palmas only. Post ions and values parented are provided by the Mung fin UBS Fnancial Services is not respondle for ties nformaton ind bats not guaantee its away these assets are not protected by SIPC a the Fern's supplemental SIPC coverage • Revenue during and additional compensation. — t Martin to canossons as sales and I 2tii 1 fees received in cantos with the distrbution of mutual funds to or cants we ants as affiliate receive revenue taring parents Iran ckstribias ants advisors of the mutual furls that we sell. These anoints re based on two caters carenontts: the nut ol sat by LEG d a particular mutual fad Lehi& to as clients; and 00 On as-At yaks of a particular mutual fund farnikts tares held at the f rm. — We and our affiliate dm recent retwoek rig and omnbus processing lees in consideration for transfer Kra %wake that we provide to the rrutual finds these feesgently are paid teen nsesta assets n the mutua I fund mid are a freed dolly anti based on the number of acounts at the broker.dealer holding mutual funds of that fund fanny CONFIDENTIAL — 1l addax:010 CCinin6SCOS received in ronritCli:41 with the sale a dariouton of a-nurty contracts and ant stoma trust mils loco [bents, we ands cur aeliate receive revenue sharing compensation frommiry of the nuance carpanies underwaing the may contracts, affiliates of the i-MtalCe companies a sponsors of the int chastener* trusts we clanbute. — Ott aftilates also receive trading cormnissiom and other conbensaten from mutual fads and entrant* carotin tbs. products we thstrtuu. — We receive an stun fee horn MS Baia. USA and UBS AG Stamicad Branch of as to VS per scam motto to the bats under the LOS Bank Sweep Progrann Activity d arrutron regarding ornmissorM and Other charges n oted in connection with the execution of trades. including option transactions has teen nclided on cord rmatkns previously hinted to Ku. and will be prodded to you promptly an request. Short seeing If you are engaged in show selling a 'auny you may incur a doge die to certain borrowing costs la that prtkular sentry. Open adore Petra%) open a 'iglicdrtilicatellet ceders that were not coon id by the statement date, open buy and sell stop orders are reduced by to arnDLIM of dividends a rights on an ex-deaden:Is a exatts date unless instructed otherwise by you. You are responsble for orders that are (minuted due to you false to cancel 'lent rig ten orders Privacy To cbtain a copy of as current Clint Privacy Notice, Pleae contact your Financial Advisor or visit or webst at www rim ratornor tray UBS Ennui Services n not a bank. The RMA, Botts Services Account BSA and IRMA re brokerage tots which provide access to bankng services and points thrash tangements wch alldated barks and other third.party bares, and provides access to nsuance rd arremy products issuedby ✓affiliated thirdiparty nsuranot comptt though •eta axe army sanduries of UBS F tunnel Services Ix Investment, nuaraxe. and nutty products. Not IDK enured • No bra garanten May lose value RMA. Resasce Management Account Busies Services Account BSA, IRMA and international Resource Management Account se registered service maks of UBS anemia Services Inc visa Signature is a registered service mark of Visa Mantra Vna Signature credit cans and UBS visa debit cods ere issued by URS Bat USA with pests:el from Visa USA. Incorporated UBS Financial Services Inc. Fey 201604 SDNY_GM_00026125 EFTA 00136745 EFTA01671909
44) UBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171-0202 Account name: ELLMAX, LLC Friendly account name: ELLNAAY LLC Account number: Your Financial Advisor: SCOTT STA< MAti'L', LE CASK EL Phone Questions about your statement? Call your Financial Advisor or lir Resourcetme a account Visit our %tribute: VP/AV ubs cornifinancialservices Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from wow annualcreditreport can. Business Services Account December 2016 ELLMAX, LLC Value of your account on November 30 (S) on December 30(i) Your assets 6,589 77 96,225 08 Your liabilities 0 00 0 00 Value of your account $6,589.77 $96,225.08 Tracking the value of your account S Thou:swot Ce: tepe 2016 Dec 2014 Member SIPC 962 Dec 2016 Sources of your account growth during 2016 Value of your account at year end 2015 448,941.10 Net deposits and rathdfarrals Your nveStMent return. Dividend and interest income Change in market value Value of your &coin on Dec 30. 2016 596225.06 447,27019 44 79 $000 SDNY GM_00026126 CONFIDENTIAL ►age 1 of 6 EFFA_001 36746 EFTA01671910
UBS Business Services Account December 2016 Your account balance sheet Summary of your assets Value on December 30 (S) Percentage of your account A Cash and money balances 96,225 08 100.00% B Cash alternatives 000 0.00% C Equities 000 0.00% D Fixed income 000 0.00% E Non-traditional 000 0.00% F Commodities 000 a00% G Other 000 0.00% Total assets Value of your account $96,225.08 S96,225.08 100.00% Account name: friendly account name• ' • r Account number. Your current asset allocation A Eye on the markets Index Your Pinandal Advisor. SC TT STACK MARLYLE CASRIEL . Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.77% Percentage change December 2016 Year to date 1.98% 1196% 1.95% 12 74% 3.44% 1.51% 0.14% 265% CONFIDENTIAL ' GM 000261t$0 2 of 6 EFTA_00 136747 EFTA01671911
*UBS Business Services Account December 2016 Change in the value of your account December 2016 (1) Year to date (S) Opening account value $6,589.77 $48,941.10 Deposits, including investments transferred in 100,000 00 100,000 00 Withdrawals and fees, ncluding investments transferred out -10,364.69 -52,720.81 Dividend and interest income 0 00 4 79 Closing account value $96,225.08 $96,225.08 Account name: ELUMAX, LLC Friendly account name: ELLMAX LLC Account number: Dividend and interest income earned For purpOsts or lees statement, taxability of interest and dadend income has been determined from a US to reporting perspective eased upon the residence of the account holder. account type, or product type, some interest ardor dwdencl payments may not be subject to united Stites (US) ardor Puerto Rico (PR) income tines. The dent monthly statement is not intended to be used and cannot be relied upon for tar purposes. Cams should refer to the applitale to reporting loons they recent from uBS annuay, such as the Toms 1099 and the Town 00, for tar reporting information it is the practice of UBS to file the aphcatle to reporting forms with the US internal Revenue Service and PR Treasury Depart ens, aid in such forms accurately classify OviCends WOO interest as tar eterrOt or tattle income. Pleat consult your indtdual to prepare( December 2016 (11 Year to date (5) Taxable interest 0.00 4 04 Total current year $0.00 $4.04 Prix year adjustment 0.00 0.75 Total dividend & interest $0.00 $4.79 Cash activity summary Your 16 nancial Advisor- SCOTT STACK MANf LYLE CASRIEL See Account activity teem month tot cleia Is Essences in your Sweep options are mcluaid in the °perk rg and closing balances v.lue FCC Insurance 4/0kes only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamford &aro or bank deposits piarecitmouo the UBS Internaiond Deposit Account program Sec protection aPaies to moray market sweep fund hOlcirqs but not bant. deposits. See Important ntormabbn about your statement on the last two pages of this document for details December 2016 11) Year to date (S) Opening balances Additions Deposits and other funds credited $6,589.77 100,000 00 $48,941.10 100,000.00 Dividend and interest income 0.00 4.79 Total additions $100,000.00 $100,004.79 Subtractions Checks and bill payments -7,722 69 -7,747 69 Other funds debited -2,642 00 -44,973.12 Total subtractions -$10,364.69 -$52,720.81 Net cash flow $89,635.31 $47,283.98 Closing balances $96,225.08 06,225.08 UBS Bank USA Business Account APY Interest period Nov 7 - Dec 6 Opening UBS Bank USA Business balance Nov 7 87,910 77 Closing UBS Bank USA &airless balance Dec 6 85,268 77 Number of days in nterest period 30 Average daily balance $6,677 84 hterest earned $000 Annual percentage yield earned 0.00% SDNY GM 0002612$ CONFIDENTIAL ►age 3 of 6 EFTA_00136748 EFTA01671912
4tUBS Business Services Account December 2016 Your investment objectives: YOu have identified the following investment objectives for this account if you have questions about these objectives. disagree with then, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Account name: ELLMAA, LLC Friendly account name. ELLMAX LLC Account number: Your return objective: Current ncome & capital appreciation Your risk profile: Primary Moderate Investment eligibility consideration None selected Your account instructions e Your account cost basis default closing method is AFO, First In, First Out. Your Ifinandal Advisor- SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL Y GM 000261INjue 4 of 6 EFTA_00136749 EFTA01671913
I UBS Business Services Account December 2016 Your assets Account name: EWNAX, LLC Friendly account name: ELLMAX LLC Account number: Some prices, income and current yaws shown may be appeoxirnale As a result, pans and losses mai not De a<Curately reflected. See Important Mlorrnabon atoursour statement a the end of teas MKanent for more inform:loon. Cash Cash and money balances Gash and money balances may include avalable cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. MIS Bank USA deposit account boraxes are insured by the FDIC vallin applicdole lints. but are not protected by 9PC MS AG Stanford Branch depose account balances ate not insured by FDIC and are not protected by SIPC Morey martet sweep balances are protected by SIPC but are not insured by the FDIC See the Important information 1000.00U, staternenl at tne endot this dournent for dean tote those balances Held rig Cash WS BANK USA BUS ACCT 6,589 77 Total Openng balance Closing balance Pnce per share Average an Dec I (S) on Dec 30 (S) on Dec 30(S) fate 0 Dwdenct interest period Your Pinandal Advisor SCOTT STACKMANILYLECASRIEL Dan in period Cap amount (1) 00 -5,426 19 101,651 27 250,000 00 Your total assets 96,589.77 $96225.08 vaue on Dec 30(1) Percentage of Cost your account (S) Estimated annual income (S) Untealle0 pan or lois (1) Cash Cash and money balances 96225.08 100.00% 96,225.08 Total 596,225.08 100.00% 596,225.08 Account activity this month for more information &Cut the prkevalue shown for restricted $ &untie. See Important meormaton about your statement a the end of this docunem. Date ACtisity YOUI Duality/ DesenDlion expense code Face 'Mutt pnceivdue Cash amount (5) Cash and money balance (5) Nov 30 Cash and money balance $6,589.77 Dec I Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,321 00 5,268 77 Dec 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,32100 3,947 77 continued next page SDNY GM 00026130 CONFIDENTIAL Page 5 of 6 EFIa_00I 36750 EFTA01671914
*UBS Business Services Account December 2016 Account activity this month (continued) Dap Actraty Your Quantity DesKolatiOn expense code face roue Cash pnceivalue (S) amount (S) Cash and money balance (S) Dec 28 Transfer JOURNAL FROM Y123575 GHISLAINE MAXWELL 100,00000 103,947 77 Dec 29 Withdrawal ACH WITHDRAWAL ADP Ta4401k -2,296 50 101,651 27 Dec 30 Bsa Check CHECK PAID 050001 -5,42619 96,225 08 Dec 30 Closing cash and money balance S96.225.08 Date Activity (*Unction Amount (S) Money balance OldiVithIS Nov 30 Balance forward $6,569.77 Dec 2 Withdrawal UPS BANK USA BUSINESS ACCOUNT AS OF 12/01116 -132100 Dec 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/1916 -1,321.00 Dec 29 Deposit UBS BANK USA. BUSINESS ACCOUNT 100,000.00 Dec 30 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/2916 -2,296.50 Dec 30 dosing UPS Bank USA Business Account 810145137 Account name: ELLMA/c LLC Friendly account name: ELLMAX LLC Account number: Your Nnancid Advisor. SCOTT STACKMAI/LYLE CASRIEL The U8S Bank USA Business Account is your prtmery sweepcolon Summary of approved payees and recurring payments Baud on your instructions. the foNothing payees and recurring payments are consijered 'approved payees' As a result (thou may authorize additional transfers to these payees verb/FY and (2) Tee are no bolger fete/Wog individual COntirmanOnS tor payments to these payeeS Payee descropOon R and C Ventures Inc ROCKLAND TRUST COMPANY Dsbursement Amount (S) method The payees and recurring payments Idled below do not include BM Payments Electronk Funds Transfers and °Wain other transfers between accounts at U85 if you nave additional payees andlor terunosh instructions on Me yOu wie receile separate conlimegions horn your Financial ActdS0t. To update or tame! any of Mete snatruttrOnt please contmryour Financial AdviSO* Typal Event Frequency Last used Start date End date date varied Federal Finds Payee On Me Upon request rid Na Dec I5, 16 ot statement for account num CONFIDENTIAL Gmfitmeffigge 6 of 6 EFTA_00136751 EFTA01671915
Important information about ‘„our statement LOS Fruncial Somas hc. (the Firm is LOS Financial StfiKeS), is a merrier of all principal security. commodity and options exchanges. UM financial Sent, and LBS Bank USA are rind sdosediaries of LE6 AG and affiliates of LOS Securities N.C. The FSm's Inertial statement is available upon request. he finis nouns office re at: LIBS Fnnial SinfiCOS he 1200 Nab« Boulevard Weehawken. NJ 07086 Ds stators« represents the only official record of you LOS Financial Services aCCoult, Other records, except official tar docunns, cootainrig cord Sling data shah not be reload upon. I you belt* there a an error or annska please report it itirriedately n vnitog to the Branch Manager 01 the office seining you scout Although all 'gates shown are intended to be accurate, statement data should not be used for to purposes. Rey sole on year-end tax fOnnl. (i.e., Form 1099, 5498, 10425. etc ) wean preparing yaw tax rerun. The Firm is regsied by law to report to the IRS al taxable «o dhocks. reportable rxretarable dividends and taxable rawest end on securities held inyour account, net proceeds on sale tinsel:as, and cost ninon certaii covered secuities. Comnvoications with the Finn • Please re.< col ern any Pal connunicatios o writing to f✓Oiler protect you rights, including you rights under the Stout es rosio Protection Act (WA) • If the financial institution on the top left of the front of this statement is not WS Finance Services. UBS Finance Soso coin you atone as clewing baker by arrangement with the indicated institution. We informed you of this reatioto seen you opened this account. In the case, yea finds and Porkies are located at LOS Financial Services and not the ends kg broker, and you inns mere a report of any error a omission to ben firm. As &sorbed o the account aren't, you must notify us of any errors or fraid involveg decks reflected on your statement ward 30 days after t was mailed or made avails/ore. Al statements that be domed carp** and sante in al other respects d not ',betted to ii wain wthin 60 dos • Please duct customer complanti « none to the Firm's Client Relations Department x 201.352.1699 or toll-fro at 800354-9103 8 00 A IA. to 600 P.M. FT Monday through Friday, or in «Wog to LOS Financial Services Inc , Client Relations Departrnem, P.O. Box 766 Union City, N1 07087 • For TTY services Call 844-612.0986 or from MASC. the U 5 : Call 201-352-149S • In case of errors or Crae51UnS about es ekictrone buds transfer MI bill payment or U8S visedebit card transactors, call 800462'1000. a write to I.85 irumai Service% kx , IMO Harbor Blvd., 6th floor, Weehawken. NI 07036, Alin: RIANBSA Services. Cal or mite as soon as you can, t you the* your statement or wept es iworg or I you need more 'dossing«, about a hamster on the statement or reams The From or Card hsuer (as ;plicate*) extra hear Iron you no later than 60 days after the Fern sere you the fist statement on which the error or problem appeared. — Provide your name and account !sober (I aryl. — Descrbe the error or the transfer you are nue about. and oplain as diary as sou can you believe it is an error or why you need more nfomutio. — Provide the dole amount of the suspected error. The Fern or Card Issuer will investigate you <coolant and will correct ary error promptly. For alleged errors irnolvi-gUBS Vase debt card transactions, I we tee more than 10 bus hiss days to do ths, we will credit you account for the an you think 6 in error, so that you wa have the use of the money &erg the tine it takes us to cc•Torete cur investigation Please make all checks payable to the Fins or the ildKated On the from of this statement In addition to regular account lets, &occults may be subject to manterence lees, charges for late payment for securities purchases recharges for «pad amants in cash accounts. Accounts that are tranchereCI to ocher iNSIttutpOni may be 9Jajen to a transfer fee. UBS Sweep Options LOS oilers woos Ice sweeping cash balances, balances to bark deposits at UBS Bar*. USA ad 1185 AG Stamford branch tart Sweep Programs), malty mates =Anal funds (1/koey funds) and the International Deposit Account (teaks customers with an Intonational Inas« Msugernert Account Through the Bark Sweep Programs, cash balances are swept to MS Bark USA up to an established lint and then to UBS AG Stamford Branch or a Money Fwd. Deposits at WS Bank USA are FDK insect fri accorclaxe with dOK nits Fa sere Horne ion plan visit wenn fdic gov. Deposits at UBS AG Sint ad Branch and shares of Money Funds are not rased by the FDIC Rough the IA. avail.** to cash balances re swept to deposit accosts at 1.113S AG New York Brash and LBS AG CayMan Branch. These dePOS are not rated the FDIC Balances heid at the UBSSO Cayman AG Branct re temporarily °loosed to the sovereign risk of the Como Islands, and there a nO guarantee or other oblige on of WS AG to repay the balances while on the WS Cayman Branch's books. Deposits x UBS Bark USA and each UBS AG Branch are not protected by SIPC Money Fund shares are protected by SIPC See "LOS Financial Services Account Protection' below Lboo you request, balances in the Bark Sweet, Proc ams or CA may be wen:Sawn and shares of a Money fund may be liquidated and the proceeds retuned to you « you' Senile% aCCourd Futhe information about avail** sweep options, ockeifing cure's interest rates and yields, is available at wens ubs.corrisweepyiekb from you Financial &tensor or by calling 900.762.1000. UN Runde Scrim account protection the Fern intim*. of the Seosities Investor Protection Corporation (SIPC), which/seeds mann accounts of its members so to SSOO,)PO (incising 1250,000 for dens for cash) The SSC asset protection Dnils apply to all accounts that you hold in a pal ruler cosily. The Fink together with certain affiliates, has also purchased Sipplerisental pineal Ilse mbornum arrant payable to all Oglote clients, colkeively under On protection 6 SSOO sem as of December ID, 2015. Sibeect to the poky conditions rid Into:ens, cash at the Ganglia-tor protected for up to minim in the agregate fee all your accents held n a poker «patty. A full copy of the policy wording is available ultrOn regent The SIPC protection and the stoplemental protection both do not aPOIY • Certain financial assets controlled by (and abided el yea account value) bus held away Irons LOS Financial Services (e.g.. certain () cash at UBS Bank USA. lig cash at LBS AG U S.brandits, (it entrance Productk including viable amities. and (iv) shares of mutual funds where such shares ate registered orecty n the name of Be scoot holder on the books and records of the applicable issuer Or transfer agent); • Certain investment contracts ce investment interests (e 9, hinted partnerships and private placements) that are not registered oder the Seco, is Act of 1933, and • Comslities coons leg, Dreg, usage old precious metal contracts), inc Wag futures contracts and connodity option contracts. The SIPC protection and the sopkonente protectiondo not apply to these assets even if they otherwise app. on your statements the SIPC protector and the supplemental presto" do not protect against chines in the market vase of you' investments (whether as a result of market movement, MIS barknotcy or *theorise More inIcanatim is tradable upon request You may obtain more information about SIPC ricking the SIPC Brochiss by contacting SIPC at 202.371.8300 Cr by visiting the SIPC vsosite at news* tog Dividend Reiwesonent Program (Dan The price reflected is an average price. You may obtain the actual price from you Financial Adis& Only whole shares are purchased under DRIP, partial shares will be sold and the cash will be deposited n you account. The dividend reinvestment price spOlied the ester may dater Iron, the node pace at which pate shares are sold Cosh-rvlieu Ony whole ants may be held nyour account. If you are Keeled to a pang/ oil as a result of a dirderd payment or otherwise, the Finn we either sell partial units at market price or scrota-unhurt donned by a regent' clearing agency, and credit your account. Imminent objectives The norstment obrotnes and rots profile n 'pectic to each soon and may varybetween you accounts. Please advise the fern promptly in writing day sag-kcal change in your I ina-kial situation or CONFIDENTIAL mon« observes To each scorn ?ski you choose one of the Following reestment objectives. • Produce Current income instmeerts seeking the generation of Income only. • Achieve Caplet Apprecation: Investments seeking growth of principal rather than the generation of name • Produce Combination or income and Coital Apereeettnn- investments seeking both the generation of income and growth of principal Orwell ride profile. • Comervati.e: Seeks to maintain otter principal with low re and volatility to the account overall even if that mean the account does nee generate ogreCant name or reams and may not keep pace with inflation • moderate . Mfrs; to accept some risk to crincOal and tolerate some volattity to seek higher reams. • Aggressive Willing to accept high risk to prinCtoal ad ‘obtilty to seek 110 return over I me • InsetuntentEayeatty Consteleunen: II selected, a potion of the portfolio to that scoot may include compten strategies. tinted kinity and Tester volatitty Sutomorn 'household:1gs We may cornoldate all related account statements wen the sane address in the sane ernelOpe, e g bone they have corners who also manta." pint account retekenhos wen other clients at the same address if you prefer to wen individual statements mailed on Wart, n,. ke.S, you may declne hoseholdng by calling you financial Advisor. Friendly amount name The friendly scoot none is a oslonizable nickname • chosen by you to assist you with you recoreeeptig has no legal effect on you scout. You can change you Frio* account manes. through &dine Services Of by contact:19ov financial Advisor. Account overview • value of yam aCCOuht/pOrt101.0 Net ol assets and &abilities • Assets FK lades available cash balances, values for restricted security (est ), and Global Tin Deposits, urveakzed marks to make and certain asses not held by the Finn Does not ncicte worked secure ••1 assets at the red of the pro and current statement periods, « private investments, invested stock options and exercisable stock clean • Linton Iodides debit balances. outstandeng mmin loans, credit lox short accost balances • Cash/money baancts Total of uninvested available cash balances. plus deposit balances al LBS Bat USA, UBS AGNS. Branches and money nurket initial fund sweep balances, al the close of the statement period. Non-commodity free ere& balances in your scout se not segregated from other balance, and the fern may use any of these funds en the ordnary count of its business. These funds re payable upon you- demand. This total is eluded in the correct period closing valor. SDNY_GM_00026132 EFTA _N1136752 EFTA01671916
lnptlrla II information about your statement (continued) Landbg Sanitation For deeded information on the Fiat's is practices and docbsures, refer to your Clint Retro-My Agyernice or Account Agreanere arid the General Terms andCandace*. UB5 Statemea of Credit Predicts available nAgreimiwo and Clarbsurts at yowl ribsrem lan-watnSwborret. Your Mete Your statement itemizes 'azurites and other assets held im the ocean al the end of the statement period. You may at for dares of fully pad securities r any tine. You may receive seanties wed as ban cc/lateral after paying any balance die on than Any securities transferred to the Fenn ding the statement period age Iced at market value as of the end of the statement period. • Cast basis. In detercnning the cost basis of the securities included is this statement. where inckated with the number ' I.' U3S F manta' Sens' Km relied on infarration obtained from sources other thanLei Markel Services, ncludng Samaria, from another Inn a that you may have provided to your Franca' Advisor. The Firm does not independently seedy a guarantee the accuracy or valicky of any elf Onnatica provided by sources other than Le3S Fnancal Stokes h realist although UBS Maxie' Services sway updates this irionwiton at it is rased the Fern don not provide try assurances that the ekes on under "Cost basis' and 'Wreaked go-lb.'" is xcurate as of the date of this statement. As such, Para do not rayon the Sarmatian to make pads a sale Sass, for tar papaw or otherwise. Account translated to the Firm may reflect gal loss inf amation only for the pad] of tore they se held at the Firm More hntorical Hammon can be added by your Franca Advisor. • Unrealized pains/losses. When data is available, estimated wrealaed gaindlosses are calculated for ndnidual secuity lots The transaction data for Meeduel lots may or may not ref lets commissions. charges ardor security Magna:11On emits. Dredged and other reinvestment lots and systematic purchase Res se each combined to display one averaged tot. The 'Trade date' column presents the orignal transact on trade date. • Callable securities Bonds and preferred stock that the issuer cal* for earl/ redernaiOn wll be selected inpanially by lot from among an sects ies of that issue heI n ow nave a nomnee name for as clients. Call feature Sormation is oblined from chid parties and its accuracy is not guararteed Other call features may exist which could affect yield; COMplete Of (Maim will be provided upon request • Certificates of deposit (CDs). CDs ay FDIC Wised up to $250,000 n prixipal rd accrued interest per depositor and per depository institution, n accordance with FDK rules. • Price/value Prices Spayed for seances and other products may be higher a lower than the price that you would actuary recene in the market Prices are obtaned from vans tad parry sources which we believe to be reliable, but we do not guars« thew accuracy - We generally use the closing price when available a the mean of the bd and ask pekes for listed securers arid options a only bid aces for OTC secures. - Less artnely traded sautes may De priced rang a valuation model or the most recent price at oblaned and may not reflect an actual market price value - (Man Positions may appear wane a ace and will show as 'price was not eatable' it we are untie to obtain a price for a security - Deposes Of securers denannated in currencies other than U.5. dollars are reflected at the exchange rate as of the statement date. - For certain mates tradng n nonconforming *nonmetals, lance and quantity dace value) may have been adjusted to lxttate proper valuation. To obtain current quotations, when available, contact your Financial Advisor. . Private investments and sauce red productl. Private trestrant acuities (Pckdrip drect park:pawn ;cavern and real estate investrnere trust securities) and Matured products re generaky hi by &OM Chan structured products have not been registered with the Securities and End sift Commission or Isla any state sure.* laws We provide est mated values for pews iwestment secisaies and star lured products for Wormaaral purposes ony. A (ovary e not guaranteed - These values may die. sibstantalk from prices, any, at which a private emanate security or structured product may be bought or sold and do riot necessarily represent the value you may receive upon hat Stan. - thirdparty estimates oil value are as of a certain date and re applied to LOS Fnancial Sawn on a regular basis by an *tweak.t valuatim firm - Wier. general partner a sponsor estimated valas, try, re supplied to the Form by the 6Suef, general partner or sponsor and may be calculated based on deferent infocmation from that used by third parties to derive thee' estenated sabers. - You can obtain additional infamatai regardng the methodology used to determine the estinate of vats and the date of the Hammon that es the bars* for the estimate by to your Financial Advisor — Thedpaty estimated satin may a reflected as 'Not piked' n sexes SituatiOnS: when an independent valuation fern has not supplied a ts untie to ass:revalue, when we become aware that a material event has occurred that may cal a previously reported value into casket a *two a yak* would be high& speculative due to the mauve of the sec say. — When neither an issuer, general parts or sprat estimated value nor a thrdpirty estmated vale 6 provided, the value of the mosey will be deferent born is purchase pike. — • Dar-butlers to date' may include return of capital, some or bosh. — unit sae' represents the Mal Meting price per unit and may not ref led yar cost basis — DPP aid unlisted REIT securities are rot listed on a national sautes exchange, and are generally lard arid eves if they can be sold, the price received may be less than the per share estenaled value provided in the account statement • Restricted securities Restricted securities generally re not currently elryble for pubk sale. LOS Financial Services uses the market price of the wrestricied stork at the same saver as an mated value foe the restricted stock for purposes of this statement On;/ To the mew that restricted sautes re olgta foe sale, the value received may De substantially less than the imputed aka shown. • Eft. (estimated) income. Waren! yields and rates. An estinate ritual exam is based CO (Went &Mend aid Serest rates, assuming the seasies De had for one year from statement date or ureil maksty This Shale is only a guideline, accuracy and conned income are not guaranteed — Estimated anal Mare and current yield for certain laws of securities could include a return of princoal or capital gam n ankh case the est income (and anent yield) would be own:rated. — Estimated alma nose rind stmt yield and the actual name and yield might be lower ce hiber than the estimated amass — An estimate of amualired some (dividend ardor merest) divvied by the current market vabaerage balance 6 based on the last dividend or interest payment made by the issuer and assumes the senstarkrposts will be held for one year from the statemert date or until maturity. Accuracy ad continued weld are not garseed. • Amen not held by Les Financial Services. Cenain assets are not held by therm and not withn the Fern's possession or control These assets re displayed on yam 'tetanal fa informational purposes only. Positions and value, presented are provided by the owing firm UBS Financial Services is not responsble for this informal On and does not guarantee is accuracy. These assets Xe riot protected TO Slit or the Farm's suebamental SIPC coverage • Revenue shoring and additional COVVIIM•60.4. — h addition to carmssions on sales and 12b.1 fees received in connection wish the &subset of mutual funds to our clients we irdor cur affiliate rase revers. sharing mash from dsbutors sloe adman of the mutual funds that we sell These amounts are based on two deferent ccenanents. (A the rasa of sales by UBS of a particular mutual hand iamb/ to or dents; ,r4 DO the asset sal* of a particular mutual fund larniVs shares held at the Crm. — We and as affiliate also receive networking sal orrntan processing tees el consideration for bander agent services dal we provide to the mutual funds Thee fees generally are pad horn Mesta assets in the mutual fund rd teetered dollar amount based on the nurnber of accounts at the brokerrdeahr holding mutual lunds of that fund Cray. — a. Sawn to cammssons reamed in selection with the sale or durbran of nary contracts and CONFIDENTIAL out continent trust was to as clients, we ander our affiliate receive resin. Awing compensation from many of the nsuance cameras undermiting the amity contracts, affiliates of the insurance companies or sponsors of the unit iwestmmt trusts ace derbste — Qr affiliates also receive trading cornwssion" and other compensator from mutual fits and Muffle macaw whose products ace chinta.t• — We receive an gruel fee from 1.85 Bark USA and UBS AG Stamford Branch of up to $75 per account sweepng to the basks under the LEIS Beni Sweep Programs Activity Information regarding commissions and other charges incurred in connection with the executer, of trades, int licIng option transactions has been included on COnlimatiOr6 previously luMithecl to you. and nvil be provided to you promptly on request. Short palling V you re engaged in short selling a security, you may My a charge die to certain Ixaconng costs for that pan culr seonty. Open orders Regarding open or 'good-tracancellecr orders that were not executed by the statement date. open bury and sell stop orders are reduced by the amount of dividends or rights on an ex.dteklends a eurghts date unless menxted otherwise by you. You are responsble for orders that re ',resoled due to your lease to cancel costing open orders Privacy To obtan a copy of as current Client Privacy Note, please contact your Financial Advisor on visa our *rebate at rev, idttenenlernagyeeln. — LBS Financial Services es roe a bark. The RAM, Business Service Account BSA and RMA are brokerage Mc ants Nhich provide access tobring services and products through arrangements with affiliated bat ad other thiclbarty barks, and provides access to mass and annuity products *sued by wallekated shad-party nuance companies throucb Morse agency subudain of 1.85 Financial Services Inc — Investment, nsurarkt and arnuity products — Not FDIC nsured • No bank guarantee. May lose value - RAU Resource Management Account, Business Services Account BSA, IRMA and international Resource Management Account are registered service muds of UBS Financial Services Inc — VISA *registered trademark owned by Visa International Setae Assocaon and used aide license. The LOS Visa credt cards and the LOS Visa debit cards re issued by OBS Bank USA with permission from visa U SA Incorporated AR other trademarks, registered Paden:As, service malts and registered service nuts are of thee respective companies. UBS Finenciel Serval Inc. Rev. 201612 SONY_GM_00026133 EFTA _00136753 EFTA01671917
44) UBS UBS Financial Seruces Inc Private wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 Account name: ELLMAX, LLC Friendly account name: EL LMAY LLC Account number: Your Financial Advisor: SCOTT STA°. MMI'Lr LE CA Phone EL Questions about your statement? Call your FInanoa' Adwtor Or The Resourcelme a accoun Keit our website: www ubs cornifinanoafservices Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Ago, get your free credit report annually from wvavannualcreditreport corn Value of your account Business Services Account January 2017 ELLMAX, on December 30 (S) on January 31 (3) Your assets 96,225 08 87,985 40 Your liabdrt ies 0 00 0 00 Value of your account $96,225.08 Tracking the value of your account S7555:57nc5 Do: ?015 Do: 2016 Dec 2014 Member SIPC $87,985.40 ran 2017 Sources of your account growth during 2017 value of your account at yea end 2016 Net deposit and withdrawals Your ovestment return. Dividend and interest income Change in market value Value of your account on Jan 31, 2017 $87.985.40 $9622508 -$8240.28 $060 SO 00 SDNY GM 00028134 CONFIDENTIAL Page 1 of 8. EFTA_00136754 EFTA01671918
I *a UBS Business Services Account January 70' Your account balance sheet Summary of your assets Value on January 31 (S) Percentage of your account A Cash and money balances 87,985 40 100.00% B Cash alternatives 000 000% C Equities 000 0.00% D Fixed income 000 0.00% E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 000 0.00% Total assets Value of your account $87,985.40 $87,985.40 100.00% Account name: Friendly account name: Account number: Your current asset allocation A Eye on the markets Index Percentage change January 2017 Year to date S&P 500 1.90% 190% Russell 3000 1.88% 188% MSC I - Europe, Australia & Far East 2.91% 2 91% Barclays Capital U.S. Aggregate Bond Index 0.20% 0 20% Your Mounds' Advisor TT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UB5 Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on January 31, 2017 3-month Treasury bilk: 0.51% One-month LIBOR: 0.78% CONFIDENTIAL 000261ftge 2 of 8 _ _ EFTA_00 136755 EFTA01671919
4tUBS Business Services Account January 2017 Change in the value of your account January 2017 (1) Year to date (I) Opening account value $96,225.08 $96,225.08 Withdrawals and fees, ncluding investments transferred out -8,240 28 -8,240.28 Dividend and interest income 0.60 060 Closing account value $87,985.40 $87,985.40 Account name: ELLMAX, LLC Friendly account name:ELLMAX LLc Account number: Dividend and interest income earned For purposes of the statement. tmatility of interest and Ortickixt income nay been determined from a US av Ief>darig Perspective Bated upon the residence of the account Dider. account type, or product type, sone interest andor OviOnd payments may not be subject to United States (US ands Puerto Rico (PR) insane taxes The client rnonItiy statement is not intended to be used and canna be retied pan for tag purposes. Clients should refer to the appicade tax reporting forms they receive from UBS annualy. such as the form 1099 and the Forms 4130, for lair reporting information It is the pracbce of ties to fide the 410litabte tai reporting forms with the US Internal Revenue Seance and PR Treasury Department and in such forms occur/Amy classify dviCends andor interest as tag exempt or taxable insane. Please consult your incladual tar preparer Cash activity summary Your Nnaocial Advisor- SCOTT S7ACKMAMLYLE CASRIEL See Account actmrty tna monthto' deed Is Balances in your Sweep00ms are inducted in the opervrg and closing balances vane FDIC Insurance applies Only to clepOUtt at uRS Bank USA. not to deposits at MIS AC,, starnforo eranth or bark deposits placed thicru0 the UBS InternationS Deposit Account program WC VOteCbOo applies to money market sweep tun./ IYACIngs but not bar* deposits. See Important intormatipn about your statement on the last two pages d this document for *Nils January 2017 (1) Year to date (4) Opening balances Additions Dividend and interest income $96,225.08 0.60 $96225.08 0.60 Total additions $0.60 Subtractions Checks and bill payments -5,598.28 -5,598.28 Other funds debrted -2,642.00 -2,642.00 Total subtractions -$8,240.28 -$8240.28 Net cash flow -$8,239.68 -$8,239.68 Closing balances $87,985.40 $87,985.40 January 2017 ($) Year to date (1) UBS Bank USA Business Account APY Interest period Dec 7 - Jan 8 Taxable interest 0.51 051 Total current year $0.51 $0.51 Prof year adjustment 0.09 0.09 Opening UBS Bank USA Business balance Dec 7 $5,268 77 Total dividend & interest $0.60 $0.60 Closing UBS Bank USA BLainess balance Jan 8 $92,158 60 Number of days in merest period 33 Average daily balance $34,676.59 Interest earned $0 .33 Annual percentage yield earned 0.01% Y GM 00026136 CONFIDENTIAL ►age 3 of 8 EFTA_001 36756 EFTA01671920
*UBS Business Services Account January 20' 7 Your investment objectives: YOu have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this docurnent. Account name: Friendly account name' Account number: Your return objective: Current ncome & capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. Your Knancial Advisor- SCOTT STACK MARLYLE CASRIEL CONFIDENTIAL Y_GMJ:000261/3494 4 cfrf EFTA JX)136757 EFTA01671921
41) UBS Business Services Account January Your assets Account name: ELLMAX, LLC Friendly account name: E ^' f- • LLC Account number: Some once', income and (went velues shown may be appeoximale Asa result, pins aid losses may not be accurately reflected. See important infotenabon ahoy: )ow. statement a the end of this document for more information. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC vat h n ataplicable I nuts, but are not protected by 9PC U85 AG Stanford Branch deposit account balances se not insured by FDIC and are not protected by 9K Money market sweep balances are protected by SIPC but are not insured by the FDIC See the important information about your statement at the endot this docisnent for <Wats about those balances Operrng baance Closing biance Wldng on Jell I (S) on Ian 31 (5) Pnce per share on tan 31 (5) Awrage I:kw:lendinterest Datl in rate period period Cap amount (5) Cash 5,42619 0.00 UBS BANK USA BUS ACCT 101,651.27 0.00 250,000 00 UBS AG DEPOSIT ACCOUNT 0 00 87,985 40 Total Your total assets $96.225.08 $87.915.40 Vaue on tan 31 (5) Percentage d your account Cost bans (S) Estimated annual income (5) unrealzed ono' loss (S) Cash Total 587,985.40 100.00% $87.98540 Your Financial Advisor: Cash and money balances 87,98540 100.00% 87.905.40 Account activity this month For mare informalion about the prceivalue shown for restncted secunnes, see Important intormaton about row statement at the end of thrs document YOUr Ouantityr Dee Actiaty Description expense code Face value Dec30 tan 3 Interest IRS BANK USA BUSINESS ACCOUNT AS OF 1030'16 PnceiValue (5) Cash amount (SI Cash and money balance (S) Cash and money balance 396.225.01 09 continued neat page SONY GM 000213138 CONFIDENTIAL Page 5 of 8 EFTA_OOI 36758 EFTA01671922
4tUBS Business Services Account January 2017 Account activity this month «ontinuedl Date Actonty Jan 3 Withdrawal Jan 5 Withdrawal Jan 5 Withdrawal Jan 6 Bsa Check Jan 6 Withdrawal Jan 9 Interest Jan 13 Withdrawal Jan 17 Withdrawal Jan 18 Interest Jan 19 Withdrawal Jan 19 Withdrawal Jan 20 Bsa Check Account name: ELLMAx, LLC friendly account name: ELLMAX LLC Account number- Your Snancial Advisor- SCOTT STACK MARLYLE CASRIEL Your Ouantrlyt DeuncrtiOn expense code Face vaue Pnreivaue (S) Cash amount (S) Cash and money Sklar-Ka (S) FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,32100 94,904 17 ACH WITHDRAWAL ADP Ta4401k -76613 94,073 42 ACH WITHDRAWAL ADP EEPAY/GARNWC -64 62 CHECK PAID 050002 -1,808 11 ACH WITHDRAWAL ADP PAYROLL FEES -106.95 92,15836 UBS BANK USA BUSINESS ACCOUNT AS OF 0110E/17 .24 92,15860 ACH WITHDRAWAL ADP PAYROLL FEES -95 95 92,06165 FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,32100 90,740.65 UBS BANK USA BUSINESS ACCOUNT .27 90,740.92 ACH WITHDRAWAL ADP Tau:401k -766.12 89,951 72 ACH WITHDRAWAL ADP EEPAY/GARNWC -23.08 CHECK PAID 050003 -1,80812 88,14360 Jan 25 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES Jan 27 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES Jan 31 Closing cash and money balance Dare Dec 30 Balance forward Activity Description -61 25 88,082 35 -96 95 87,985 40 Amount CO Money balance activities $101,651.27 Jan 3 Withdrawal Jan 3 Deposit Jan 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/30116 -5,426.19 UBS BANK USA BUSINESS ACCOUNT AS OF 12130116 0.09 UBS BANK USA BUSINESS ACCOUNT AS OF 01/03/17 •1.321.00 UBS BANK USA BUSINESS ACCOUNT AS OF 0110017 -83075 Jan 6 Withdrawal Jan 9 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 01106117 -1,915.06 UBS BANK USA BUSINESS ACCOUNT AS OF 0110017 0.24 UBS BANK USA BUSINESS ACCOUNT AS OF 01113/17 -96.95 Jan 9 Deposit Jan 17 Withdrawal Jan 18 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 01117/17 -1,32100 Transaction Limit Reached UBS BANK USA BUSINESS -90,74065 ACCOUNT Jan 18 Withdrawal Jan 31 Closing UBS Bank USA Business Account The UBS Bank USA Winless Account is your tanmay sweepoption $0.00 $87,985.40 CONFIDENTIAL Y_GM_000261 . 6 of 8 EFTA_00 136759 EFTA01671923
44) UBS Business Services Account January 2017 Account activity this month (continued) Use Activity Degruabon Amount IS) Money balance activities (continued) Dec 30 Balance forward $0.00 Jan 18 Deposit UBS AG DEPOSIT ACCOUNT 90,740 65 Jan 20 Withdrawal UBS AG DEPOSIT ACCOUNT AS Of 01/19117 -788.93 Jan 23 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 01120r 17 -1,808.12 Jan 26 Withdrawal UE15 AG DEPOSIT ACCOUNT A5 OF 0112917 -61 25 ran 30 Withdrawal UBS AG DEPOSIT ACCOUNT AS CF 01127/17 96.95 - Jan 31 dosing U.S AG Deposit Account 887.965.40 Account name: EWMAX, LLC Friendly account name:ELLMAX LLC Account number: Your Knandal Advisor. SCOTT STACK MANLYLE CASRIEL The U8S AG Deposit Account is you seconday svirtep option SONY GM 00028140 CONFIDENTIAL Page 7 of 8 EFTA_00 136760 EFTA01671924
*UBS Yournotes _ostosoze,. s oF 8 CONFIDENTIAL EFT,001367fil EFTA01671925
Important information about our statement .25 Fruncial Services hc. (the Firm« WS Financial Serves), is a merrbec of align-tip.] security, commodity and options exchanges. UM Financial Seniors and WS Bak USA are ran subsidiaries of IBS AG and affiliates of U3SSecurites LLC. The Fen's Inancul statemmt is salad* upon request. he Finis executive offices are a: UM instal Services Sic 1200 Sabot Boulevard Weehawken. NJ 07086 1).6 statement represents the on& official record of you LeBS Financial Services af.COunt, Other records, except official tar dowsing tattering confiding data should not be relied upon. R you bele:tette 6 an error or ninoon please report it immediately in wring to the Branch MANN of the *Stewing wee account Although all Igses shown are intended to be accurate, stalemmt data should not be used for tar purposes. Rey *NOY on year-end to Toms. (i.e.. Form 1099, 5498, 10425, etc ) when wowing you tax rein. The Frm reguied by law to report to the IRS al tauble cards, reportable is clinadendi and taxable merest eared an secsties held in your account, net proceeds on sale transactions. and cost bastion certain covered securities. Comminicetions with the Fim • Please re.00f rm anr Oral communications o writing to hither protect you rights, noising your rights under the Secures, Irina Protection Act (WA) • If the financial rottution on the top ten of the front of this statement n not LOS Financial Services, LOS Financial Serves cares your account as Novo broker by arrangement with the indicated institution. We informed you of this relationship when you gamed this scant. kt this case, yam fulds and Jennies are located at (BS Financial Services and not the Otroducio broker, and you inns make a report of any error a omission to both firm. As descried the scout airman* you must notify us of any won or fraud 'mono docks reflected on you' statement withal 30 Mit after t was mailed cr mole nibble. Al statements that be deemed carp** and accsate in al other respects it not objected to in ratio wthin 60 dos • Please direct customer comports a mires to the Firm's Client Relations Department x 2013521699 a toll-free at 800354-9103. 8 004 M. to 6-00 P.M. FT Monday through Friday, or in metro to UM Financial Services k., Chart Relations Department, P.O. Box 766 lint City, NJ 07087 • For TTY services Call 844-612.0986 or from MASC. the US : Call 201-352-149$ • Incase of errors a Cranlget about n electronic keit transfer (FT). bill payment or LOS visedebt card transactors, call 830462.1000, or write to b65 Finns/ Service kx IOC° Harbor Bhd., 6th flax, Weehawken W 07886, Mtn: RIANBSA Sews. CIA cc mite as soon as you can, t you Uri your statement or inept it mess pr e you need more • °mutton about a bonder on the statement or receipt. The Firm ce Card hsuer (as applicable) must hear Iran you no later than 60 days alter the Fern Sent yaa the fist oaten« on which the error or problem soured. — Provide your name and account curbs (I and. — Descrbe the ma or the transfer you are nue about. and oplain as deny asyrou can why you believe it is an error or why you need more nfomuton. — Provide the does amount of the suspected error. The Finn or Card Issuer wan investigate your <coolant and will coned Fry error «wryly. For alleged errors morn-5 UBS Vrsae debt card transactcns, 1 we tee more than 10 lousiness days to do this, we will credit you scout for the mast you that 6 in error, so that you wi have the use of the money clang the tiro it takes us to cavolete cor instigation Please make all checks payable to the Fin or the fnacial nStrbiCin idKated on the frorg of this statement in addition to regular account lees, ace/nits may be subject to maintenance fees, changes for Late payment for securities pischns aid charges for uncoil amine; in cash accounts. Accounts that are transferred to ocher nclitutiOni may be *bred to a transfer fee. USS Sweep Options INS offers ovals nor sniping cash balances, balances to bars deposits at UBS Bark USA and U3S AG Stamford branch (Fin Sweep Programs), men market ritual funds (I/koey Funds) and the International Deposit Account (DA)or customers with an International Resasce Msugernect Account Through the Bads Sweep Programs, cash balances are swept to U8S Bat USA up to an established Ino and then to LOS AG Stamford Braich or a Money Fun. Deposits at IBS Bank VSa are dOK owed n accordance with FDIC wits For more Hairsco plan yew Nom fdic Deposits x IBS AG Sint ad Branch and shares of Money Funds are rot awed by the FDIC Root* the CA. avail** to cash balances are swept to devout accosts at UM AG New York Brach and U3S AG Carlan Brandt These deposits are not rand the FDIC Balances the US$ AG Cayman Braix7 re temp:fey °posed to the soverogn risk of tN Carnal biands, and there 6 no guarantee or other obligator of LOS AG to repay the balances while on the LC Cayman Branch's books. Deposits x IBS Bark USA and each IBS AG Branch are rot protected by SIPC Money Find shaves are protected by SIPC See -UEIS Financial Services Account Protectron' below Lyon you reepaell, balances it the Br* Sweep Programs or IDA may be wen:taut arid shares of a Money Fund may be liquidated and the proceeds retried to you « yaw secuto aCCourd further idamxion about avail** sweep options, including cumin interest rates ad yields, a available at Un.cornsweepyiekes. from your F proemial Advisor or by calling 800.762.1000. Soviets account protection the Fern isomer*. of the Seosties Investor Protection Corporation (SVC% which/voted, wanes /occults of its mamba's to to 1500,000 (noising 1250.080 for darns for cash) The SSC asset protection knits appky to all accounts that yes:hold in a pal rule- cosily The Far together with certain affiliates, has also puchased nolernental «noir The mantra amount payable to all erobre clients, collectively under the protection 6 $500 Minn as of December 10, 2016. &beet to the policy Caxlitons and Ignattem cash at the Famish/Se protected for up to million n the aggegee fa all yaw Racal, held n a reticular capacity. A full copy of the policy wording is available uPOn request The SIPC protection and the supplemental Protection both do not aPPIY to: • Certain financial assets controlled by (and included in you accost wive but held away from LOS Financial Services (e.g.. certain () cash at US$ Bank USA. 60 cash at UBS AG U S.branies, (id Maxi Productk including viable arruties. and (iv) shares of mutual funds More such shares are registered drectb• an the name of Be scan holder on the books and records of the applicable issuer a trader agent); • Conan Ointment contests or investment interests (e 9, Meted partnershcrs and private placation's) that are not registered under the Secants Act of 1933, and • Canixlities ea-tracts leg, firers othrge and precious metal contracts), ex ludng futures contracts and connodity colon cataracts. The SIPC protector and the nokmente protect:ando not apply to these assets even if they otherwise seer at your statements. The SIPC protection aid the supplemental proles-Itodo not protect against changes it the market vabe of you investinces (whether as a result of market movement, nos barks/sty or otherwise More inf <noon is amine soon request. You may obtain more rionnation about WC, rocluing the SIPC Brochure, by (nacho SIP( at X32371.8300 cir by visiting the SIPC vabste at ....comae org Dividend Reinvotonern Proven, (DP1P) The price reflected is an average price. You may obtain the actual price from your Financial Advisor Orly whole shares are purchased under GRIP, patial shares will be sold and the cash will be deposited in yaw scant The dividend reinvestment price **Plied bi,:he Ewer may defer from the nude price at Mich rube shires are sold Cash-nein Only stole tints may be held in your account. If you are este:id to a partial in as a result of a deiderd poment or otherwise, the Fern wi either sell partial tires at manes axe or accept an amount deter mind by a registered clearing agency. rd credit you aeon. Investrnent objectives The nurstment absents and risk profile n specific to each noun and may van, between you accounts. Please advise the fon ptortotly in writing of any icpsficrt cha-ge en your financial situation or CONFIDENTIAL mesitnent observes For each account held you choose one of the following nostrnent objectiws. • Produce Current Income mestmeets seeking the generation of income only. • Aches* Caplet Apprecation: Investments seeking drab." of pr.-typal rather than the generation of nano • Prodse Combination of income and Curtal Appredaran- Mestments seeking bah the generation of riccene and growth of prixint Orwell risk profiles • Comervatre: Seeks to maintain ortial aincipal with low rite and **May to the account meal, ran that means the scout does riot generate ogre Cart income or mum and may not keep pace with inflation • Moderate . Wan; to accept some risk to brklai and to* ate son whitey to seek higher returns. • Ayr !we Wiling to accept highhi hrid to rtinc0 sd hip ‘obtilty to seek high reins OM In.. • insegmentErgasaly Consisbratiso: II selected a portico of the portfolio for that scan may include connoi strategies. lined kmdity and seater vol.:they Sutoment 'household:1gs We may consoidate all related axon statements wth the sane address in the sine ernelOPe, e g became they have owners who also mini, point account reaccishos wth «het clients at the sane address if you defer to gene individual statements mailed n separate n.. leis, you may declne ho_neholding by calling you Financial Advisor Friendly mount name The Trendy accost name is a customizable *nickname • chosenby you to assist you with you recoramprig has no legal effect on you octavo. You can change yi' Friendly account runes. *avouch Online Services a by «macho yogr Financial Advisor. Account overview • value or row account/portfolio Net of assets and &abilities • Assets FK lades available cash balances, values foe restricted securty (est ), and Global Tin Deposits, urveakzed marks to market aid certain assets not held by the Fin Does not include spirted «curd el assets at the end of the pro and current statement periods, private investments, nested stock options and cormable stock options • (iabileges Includes debit balances. outstanding ma-gn loam, credit lee, short scan balances • Cash/moneybalances Total of uninvested available cash balances, plus deposit balances al UBS Bs* USA, U3S AG U S. Branches and money market mutual fund sweep balances, at the close of the statement period. Noncommodity free credit balances it your scan se not segregated from other balances and the Fern may use airy of these funds n the ordnary cane of its business. These funds re payable upon yin demand. TNs total is included it the curtest period doing value. SDNY_GM_00026142 EFTA_00136762 EFTA01671926
Iniporla II information about your statement (continued) Landing idannatian For detailed information cea the Fire's biding practices ard disci:mut refer to your Client Reletanhip Ants re or Account Agramerrt adthe General Te and Ca-adorn. LBS Starner* of Credit Pixtices eatable nAgmerant and Darbsurts at iyvew Lab,. ramstrovardrybuffes. Your assets Your statement itemizes 'azurites and other assets heed ins the acount at the end of the statement period You may at for denary crt full pad securities at any tine. You may receive securities used as ban collateral alter paying any balance de on them Any securities tramf mad to the Ferncling the steamed period ate bled at market vane as of the end of the statement period. • Cost basis. In detemmig the cost basis of the securities nark! II this statement. where idaaed with the number' I.' LBS F manna' Some. hen relied on attenuation obtained from sources other than lei Mantel SeraXes, ',lading mansion from another tem or that you may have provided to your farkul Advisor. The Firm does not independently way a swam.* the accuracy or valicity of any tiOnnahal provided by sources other than US$ f nancul Stokes ackliart ahhough LEG Fnaxial Services general, **dates this infornaton Maio 'nem* the Fern does not provide any assurances that the 'Moms co under 'Cost basis" and "Unasked garibss' is xcurate as of the dated stn statement. As such *era do not reS co the mammon to make *Admse or sale &ream, for tau puposes or otherwise. Accords trasiened to the fan may reflect hare loss informationonly for the period of time they se held at the firm More 'choral ormaion can be added by note Friathal Advisor. • Unrealized pale/Ins. When data is available, estimated unrealoed gains/losses are calculated for ndnidual security lots. The transaction data for ednidual kits may or may not reflect con-missions. charges ands security reOrgarnaliin Pent, Dividend and other rerwestment lots and systematic purchase Ices re each toothed to display one heard kit The 'Trade date' column presents the «gm' transact on trade date. • Whole securities Bonds and 'referred stock that the issuer cab for early redemption will be selected napanially by lot from among at securities of that issue he in our nave a n nomixe nine for or clients. Call featse information is oblaned from chid parties and its accuracy is not guaranteed Other call features may rest which could ailed yield; complete arriation will be provided upon request • Certificates of deposit (CDs). CDs re FDIC insured Li to S250.000 n principal and accrued interest per depositor and per depository ingitaion, el accordance with f DK rules. • Pricalralue Prices displayed for senates and °t hew products may be higher or lower than the price that you would actually receive in the market Ma. are obtaned from arcs third pity sources which we beimh to be reluble, but we do not gairant« thew accuracy - We generally use the closing pro when available a the mean of the bd and a* prices for Wed securites and options or only bid pekes for OTC securities. - Less Wirth traded mantes may be priced using a valuation model or the most 44C044 price we oblaned and may not reflect an actual market price or vale - Celan positions may appear withosa a peke aid will show as 'price was not tradable' it we me samba to Man a price for a security - Deposits or vestals Kis dencomated in cannon other than U.S. dollars se refined at the exchange rate as of the statement date. — For certain warners trading in non.ccrif arming dencrimatans. price and quantity (face vale) may have been adµted to facilitate proper valuation. To othan anent quotations, when available, contact year fi-uncul Advisor. • Private investments and rtructured products Pnvate invertMent SeCultieS (ricking clan partkigatith ;cairn and real estate nvesIrnent trust securities) and Martyred products are gineeaty highly Algid Celan Mutated products have not been registered with the 5mM:es and End sue Ccomission or aide any state securees LIM We *cafe est mated values foe private investment securities and structured products for reomaticnal prposes only. Accuracy n not gained - These alas may differ substantalb from prices. if any. at which a private nastrnmat security or sinacured *marl may be bought or sold aril do not necessarily represent the yak* you may receive upon ligedaton. - third party estimates ol aka are as d a Certain date and re applied to LBS Fnanciel Sewn en a regular basis by an depeuim it valuation lima - Inher. general partner a sprmc estimated alas, uf any, re applied to the Fin by the mute. general Panner or sponsor and may be calculated based on different information from that used by thug parties to dare thee estimated agars. - You can cam additional clay:vial regarding the methodology used to determine the estimate wen and the date of the Hammen that is the bass for the estimate by corextrig your Franc:el Achnor — Med prty estimated ratan may bee reflected as 'Not piked' n seseral SstuatiOnR when an independent aeration fn n has not applied a n um** to assign a valet ashm we become awn that a material event has °caned that erns/cal a previously repined valor itto gwstvt or when a vakie would be Ingah speculative due to the nature of the sec may. — When neither an issuer, general pager or sonar estimated value nor a thrdparty estimated value 6 monde* the vela of the security will be deferent from its purchase pike. — • Distributions to date' may ric ed. return of capita( income of both. — ure see' represents the trial °Hering price per Una ad may not reflect hat cost bass — DPP and misted REIT securities are rot listed co a national seosites exchange, and re generally agid and even if they can be sokt the price received may be less than the per share estimated value provided tithe accotn statement • Restricted securities Restricted securities gene* re not currently elgblt for pubk sale. LBS Fnncal SPOONS uses the market price of the ',restricted stock of the same twee as samored ale fee the restikted stock tor purposes of this stamen+ only To the extent that restricted securees re olgbie fix sale, the yakw received may be substantially less than the mpued vales shown. • Est. (estimated) income, orient yields and rates. An *Penale of ritual acme is thud C41 (want &Mend ael rarest rates, assuming the stories will De held for one year from statement date ce urea many This emanate is only a gadelne, actuary and contnued income ate not gavanteed — Estimated mat scare and current yield for certan types of unties could incline a return of prixbal or capital gain in which case the est axone (and csment yield) would be thrusted. — Estimated annul name and cures yield ant/the actual an ad yield misfit be lower cc higher than the estimated anions — An earn** of amualired income (dividend .der intent) divided by the anent maker aludreerage balance 6 based on the last dividend or aeon payment made by the issuer and assures the seortiesickipases will be held for are year from the statemerrt date or until matural Accuracy rd continued yield re not guarreeed. • Amu not held by UBS Fronde' Seneca Cenain assets are not held by the fin and riot withn the Fin's possession or control These /CPIs NA dripleyed Omar statemert for informational proposes ON./ Positions and values presented are Provided by the stung fins UB5 Financial Services is not respcnsble fee this 'Hama an and does not guarantee its accuracy. These assets are riot protected by Slit a the Fon's surphmental Slit towage • Revenue sharing and additional compensation. — h addition to ccermsson on sales and 126.1 fees received n connection wth the Mukha:el of mutual feat to or clients we ardor cur XI Cate receive mania sharing warm from dntrbutors and or admors of the mutual funds that wo sell Those roc as are based on Iwo ddf erent CCOOPCOOMS. the anon of saes by LBS of a particular mutual band family to or dents; red (i0 the asset Yaks ea a partkuls mutual fund lmiys Mares held at the fem. — We and as all Atte also receive networkrag in] orrinian processing fits in consideration for trend.. .94414 services to we proside to the mutual finds These fen generally are paid from nester men in the mutual fund ad naked dolls amout based on the number of accounts r the brOkerPeakr holding rrirtual funds of that fund lardy. — h aoldecn to corn ssos received in ornectico with the sale or <hula/ton of ataxy contracts and CONFIDENTIAL old ornestinent Gust tnts 10 Oa Client; we actor our if AM. reCeirtreWelse twig compensation from many of the nsurke comma indewiting the sexily contracts, affiliates of the insane* companies or sponsors of the unit investment trusts ace dertertt — Dir affiliates also receive trading corn-ass:on, and other compensation from mutual holds and reurance compares whose products et deviste - We moth* en renal fee from U35 Bark USA and LBS AG Sung ord Ranch of up to 175 per accum sweeprog to the basks mder the t_BS Back Sweep Programs Activity tifOnnatiOn regarding ccerminkos and other charges incurred n connection with the execute-, of trades. OC Wog coon transactions has been indsled on COrlirrnatrar6 previously furnished to you, and wit be provided to you porn:* on repast. Short selling V ytAi re engaged in short sang a security. you may no-recharge die to caftan Ixerowing costs for that pan culr seeing Open orders Regarding open a Igocd-tilkarxellecr orders that were not executed by the statement date. open by and sell stop ceders we reduced by the amount of dividends or rights on an ex-oviderris a exPghts date unless nstakted otherwise by you. You are responsble for orders that re executed due to you Igen to cancel tostig open orders Priem To obtan a copy of as einem Client Privacy Notice, please contact your Manna' Advisor or visit our webste y.S.Wht rmilyavarrimay. — US5 Financial Services is rat a bark. The AMA, Business Services Account BSA and RMA are brokerage accounts Much mode access tobring services axl products througa stagecraft% with affiliated bats ad other thidorty barks, and provides access to mane and annuity products issued by mallikated thrd-party mama companies througa Murano* agency sibudirin of LEG Fnanoal Services tic. — Mama* issuance. and arnuity products', — Not FDIC oared • No bank guarantee. May lose value - AMA. Remote Ma agave Account. Runes, Senates Account BSA, IRMA and international Rate r« Management Account are registered smite maks of 1185 Financial Services Inc — VGA is a registered tradermark owned by Visa International Service Associton and used ride license. The LOS Visa credt cards and the LOS Visa debit cads re issued by MBank USA with permission from visa U SA Incorporated All other trademarks, registered oadernaks. service maks and registered service mats are of their respective companies. UBS finsexial Services Inc. Rev 201701 SONY_GM_00026143 EFTA 00136763 EFTA01671927
4tUBS UBS Financial Senices Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number: Your IS nandal Advisor: $0)11- STACI, MANILYLE CASP,FL Phone Questions about your statement? Call your Financial Advisor or ;re Resourcetrne a account Visit our %rebate: www ubs corn/ f inancialservoces Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from %WAY annualcreditreport can. Business Services Account February 2017 ELLMAX, LLC Value of your account on January 31 (S) on February 28 CP You assets 87,985 40 79,968 85 Your liabilities 0 00 0.00 Value of your account $87,985.40 Tracking the value of your account S Thchohnot $79,968.85 4A'1 88 0 800 Dec 2014 Member SIPC Der XIS Dec 2.016 Ian 2017 Feb 2017 Sources of your account growth during 2017 Vaiue of your account at year end 2016 Net deposits and withdranials Your nvestment return. $%225 08 Dividend and interest income Change in market value -$16,257.43 $1 20 40 CO Value of your mond on Feb 28 2017 579.968.85 SDNY GM 00028144 CONFIDENTIAL Page 1 of 6 EFTA 00136764 EFTA01671928
UBS Business Services Account February 2017 Your account balance sheet Summary of your assets Value on February 28 (1) Percentage of your account A Cash and money balances 79,968 85 100.00% B Cash alternatives 000 000% C Equities 000 0.00% D Fixed income 000 0.00% E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 0.00 0.00% Total assets Value of your account $79,968.85 $79,968.85 100.00% Account name: Friendly account name: Account number: Your current asset allocation A Eye on the markets Index Your Pinandal Advisor. TT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UB5 Bank USA deposit account balances, UB5 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 28, 2017 3-month Treasury bills: 0.52% One-month LIBOR: 0.79% Percentage change February 2017 year to date 3.97% 594% 3.72% 567% 1.45% 4.39% 0.67% 087% CONFIDENTIAL IV GM 000261PS. 2 of 6 EFTA_00 136765 EFTA01671929
cat UBS Business Services Account February 201/ Change in the value of your account February 2017 (5) Year to date (S) Opening account value $87,985.40 $96,225.08 Withdrawals and fees, including investments transferred out -8,017. 15 -16,257.43 Dividend and interest income 060 120 Closing account value $79,968.85 579,968.85 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Dividend and interest income earned FOr purposes of MS Statement, tacablity of interest and dadend income has been determined from a US tae ref:Pang Perspective Based upon the residence of the account hcackr, account type, or product sane interest andor dvidend payments may not be subsed to United States (VA ardor Puerto Rico (PR) income taxes The dent monthly statement is 1104 intended to be used and cannot be relied upon for tag purposes. Clients should refer to the applicatle tat reporting forms they recent from UBS annualy, such as the forms 1099 and the farm 480, for tat reporting information it is the practice of UBS to file the applaatie tat reporting forms with the US Internal Revenue Semce and PR Treasury Department, and in such forms accurately classify dviden)s arida interest as taM ettITO or larable income. nerve consult y0ur indAdual tax preparer. Cash activity summary Your Komi:MI Advisor. SCOTT STACK MARLYLE CASRIEL See Account actAnty this month tot dna Is. Balances in your Sweep options are included in the operorg and closing balances vase. FDIC Insurance aPfAes only to deposits at UBS Bank USA, not to deposits at ISS AG, Stanford Branch or bar* deposits placed throe gb the UBS Intenliona Deposit Account program SVC reotechon applies lo money market sweep fund holdings but nit bank dePOlitt • See larPator information tout your statement on the tat two pages of this document for *tits February 2017 (5) Year to date (S) Opening balances $87,985.40 $96225.08 Additions Dividend and interest income 0.60 1 20 Total additions $0.60 $1.20 Subtractions Checks and bill payments -5,375.15 -10,973.43 Other funds debited Total subtractions Net cash flow Closing balances .2,6:12 Ct.) -5284.00 -$8,01 7.1 5 -S16,257.43 -$8,016.55 -$16,256.23 $7 9,96 8.8 5 $79,968.85 February 2017 (5) Year to date (S) UBS Bank USA Business Account APY Interest period Jan 9 - Feb 6 Opening UBS Bank USA Business balance Jan 9 $92,158 60 Taxable interest 0.60 1 11 Total current year $0.60 $1.11 Prior year adjustment 0.00 0.09 Total dividend & interest $0.60 51.20 Closing UBS Bank USA Business balance Feb 6 $84,067 48 Number of days in riterest period 29 Average daily balance $46,083.84 Interest earned S0.39 Annual percentage yield earned 0 01% SONY GM 00028148 CONFIDENTIAL ►age 3 of 6 EFTA_00136766 EFTA01671930
UBS Business Services Account February 2017 UBS AG Deposit Account APY Interest period Jan 9 - Feb 6 Opening UBS AG Deposit balance Jan 9 80 .00 Closing UBS AG Deposit balance Feb 6 80 .00 Number of days in interest period 29 Average daily balance 842,672 49 hterest earned 80 .28 Annual percentage yield earned 0 01% Account name: Friendly account name Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Pnmary Moderate investment ehgtbility consideratron None elected Your account instructions • Your account cost baus default closing method is RFO, First In, First Out. Your Ignandal Advisor. SCOTT STACKMO/LYLE CASRIFt CONFIDENTIAL YGM000264444 4 of 6 EFTA_00I 36767 EFTA01671931
4UBS Business Services Account February . Your assets Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number. Some awes, income and current values shown may be approximate As a result. wins aid losses rney not be accurately reflected. Set Important infonnahon about you( statement al the end of this cICK 'orient for Mae inform:loon. Cash Cash and money balances Cash and money balances may include available cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account batarces are insured by the FDIC wlNn applied,* lints. but are not protected by 9PC UBS AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by 9PC Money market sweep balances are protected by SIPC but are not insured by the FDIC See the Important intotmation about your statement M the end of this document fcr <Mats Mail prose balances wicIng U85 AG DEPOSIT ACCOUNT °benneWax. Closing [dance Pace per share Average on Feb I ($) on Feb 28 (St on Feb 2815) rate [evidenceinterest period Your rinandd Advisor SCOTT (Jar r had Nf I yl F C 'Vatic! Days in period Your total asset 87,985 40 79,968 85 Penent,NX0i COSI value on F.•. : ,,,,5 , ., ,w (Cunt muf(i) Cash Cash and money balances 79.968.85 100.00% 79,968.85 Total 579,968.85 100.00% 579,968.85 Account activity this month For more informaron about Ile price/ value shown for restricted secuntres, see important information about Die Actney Your Ouantityr Description expense code race ',due PncelValue (f) Cash amount (51 Cash and money WOW (5) lan 31 Cash and money balance 587.985.40 Feb I Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1321 00 86.664 68 Feb I interest UBS AG DEPOSIT ACCOUNT .28 Feb 2 Withdrawal ACH WITHDRAWAL ADP Taxl401k -766.11 85,875 49 Feb 2 Withdrawal ACH WITHDRAWAL ADP EEPAYIGARNWC -2308 Feb 3 8S3 Check CHECK PAID 050004 -1,80813 84,057 36 Estimated annual income (5) unheated gam or loss (S) continued next page SDNY GM 00028148 CONFIDENTIAL ►age 5 of 6 EFTA_00 I 36768 EFTA01671932
UBS Business Services Account February 2017 Account activity this month (continued) Date *chary Description YOur expelne <Ode Qatar FaCt 'Moe en eel VSue (1) Cash amount (S) Cash and money balance (S) Feb 7 Interest U6S BANK USA BUSINESS ACCOUNT AS OF 02109 17 12 84,067 48 Feb 10 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -9695 83,970 53 Feb 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -1,32100 82,649 53 Feb 16 Withdrawal ACH WITHDRAWAL ADP Tai4401k -752.74 81.87371 Feb 16 Withdrawal ACH WITHDRAWAL ADP EEPMIGARNWC -2308 Feb 17 13s3 Check CHECK PAID 050005 -1,80811 80,065 80 Feb 17 Interest IRS BANK USA BUSINESS ACCOUNT 20 Feb 24 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -9695 79,968 85 Feb 28 Closing cash and money balance S211.968115 Date Atlivrty Deunpucn Amount (I) Money balance activities Ian 31 Balance forward $0.00 Feb 1 Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 87,985 40 Feb 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02/01/17 -1,320.72 Feb 3 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02102/17 -789.19 Feb6 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02)03/17 -1,80813 Feb 7 Deposit UBS BANK USA BUSINESS ACCOUNT A5 OF 02/06/17 0.12 Feb13 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02110/17 -9695 Feb 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0211917 -1,321.00 Feb17 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02116117 -775.82 Feb 17 Withdrawal Transaction Limit Reached UBS BANK USA BUSINESS '81,873 71 ACCOUNT Feb 28 Closing UBS Bank USA Business Account S0.00 The UBS Bank USA Eng r Ian 31 Balance forward $87.985A0 Feb 1 VBS AG DEPOSIT ACCOUNT .87,985 40 Feb 17 Deposit UBS AG DEPOSIT ACCOUNT 81,873.71 Feb21 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 02/ I 7117 -1,807.91 Feb 27 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 02/24117 -96.95 Feb 28 dosing UBS AG Deposit Account $79.96825 Account name: ELLMAX, LLC Friendly account name. ELLMAX LLC Account number: Your Gnancial Advisor- SCOTT STACK MANLYLE CASRIEL The UBS AG Depart Account is you/ secondary sweep cpecn End of statement for account number CONFIDENTIAL Y_G M_ 000261We 6 of 6 EFTA_00 136769 EFTA01671933
Inmortant information about •our statement LOS Frunciol Services he (the Firm« LEG Palencia Services), is a meteor a all principal security, cormudity and options «charges. U35 Financial Seniors and LBS Bank USA re irdred siloskliaries of UBS AG and affiliate, of LOS Securitin U.C. The Frm's 'nearest siatemmt s avail". upon request. The Fres execuove offices re a: UBS Fnrcial Sevres Ix 1200 Harbor Boulevard «tauten. N) 07086 Ths statenent represents the only official record of for Les FM/Xi& ServKIS INCOvit. Other records, except official tax downer.* (entailing confining data should not be relied upon. 1 you believe there is an error or «run. please report it inirredrately n terco to the Branch Manager 01 the off ice serving yoix account Although all lepitS shown re intended to be accurate, statement data should not be used for tat purposes. Rely 'a« cora -ad to forms. (i.e.. Form 1099, 5498, 10475, etc ) whim properly your tax nun The Frm regaled by law to report to the RS al taxable derickinds, reportable noritesible orders and taxable roast earned on securities held in you account, net proceeds on sale transactions. ad cost bar on certain covered securities. Comnvairerion. with if.. firm • Please record km any«al communkations in writing to tither protect you rights, nclAng you rights under the Securities have Protection Act (SPA) • If the financial institution on the top left of the front of this statement is not LOS Financial Services, UBS Financial Services can your accord as clung taker by arrangement with the indicated institution. We niried you of this relate:into when you opened this «cant. In this case, you Rends and secuities re boated at LOS Financial Services end not the introducing broker, and you mist make a report of try era a emission to bads finis. • As descrbed in the «coat «fitments, you nut notify us of any errors or had invoking checks reflected on yea statement within 30 days alter it was mailed « made salable. • Please deed customer corrolorts a «pia to thr Firm's Client Relations Department a 201.352-1699 or tollfreo at 800-354-9103. 8'.00 A IA. to 600 P.M. ET Monday through Friday, or in writing to VETS frontal Services Irk , Oen Relations Doormat P.O. Box 766 Mtn City, w 07087. • Al statements shall be deemed complete and acute if not objected ton wring within 60 days • Fee STY services Call 844-6124)986 or from outsde the US : Call 201-3524491 • V. case or wors or ounoon• abro ah ekkercok finds under (EFT), NI payment or UBS Vise debit cad transarund call M0.767-1000.« wait to LBS Financial Service, hc., 1000 Harbor Blvd, 6th floor, Weeloween. NJ 07086, Alin: RMNBSA Services. Cal or write a seen as you can, arta the* yoke statement Or race« s mono or 1 you need more ilearmakin *soul a trawler on the staterrat or receipt. The Fern or Card Issuer applkable) mast her hem you no later than 60 days after the Fern sere rta the fist oaten-ea on which the eery a problem appeared. — Provide your rune and account number (1 ary). — Descrbe the error or the transfer you are souse about. and "plain as clear' as rota can why you believe it is an ear or why you need more nfomution. — Provide the doter amount of the suspected error. The Fim cr Cad Issuer ma investigate you «ogle« and will coned any error prompth. For alleged errors dwolengURS Visa• debit card transactions, I we tee more than 10 lousiness days to do this, we will credit your account for the mount you that es in era, so the you wi have the use of the money <Meg the tint it tees us to caplet or incistgetion Please make an checks payable to the Fein or the Nona instorcet Skate, on the front of this statement In action to regular account lees, «cants may be subject to montane lees, chrges for Late myna for securities purchases andchar for urpad amines in cash accounts. Accounts that are transferred to other iNSIttutpOni may be *bed to a transfer fee. WS Sweep Options LBS dlers operas Ice sarong cash balances, balances to bask deposits at CBS Bark USA ad UBS AG Stanford branch (Bre Sweep Programs), money nude mutual funds (Mary funds) and the htemational Deposit Accuse (OA) for customers with an hteme *nal Resource Management Account Thriugh the Bark Sweep Programs. cash balances are swept to UBS Bar USA up to an established lint and then to LOS AG Stamford Bach or a Money Fund Deposes at UBS Bank USA are FDK hued in accordance with FDIC rules Fee more donne on phase visit teem MK got Deposits at UBS AG Stamford Branch and shares of Money Finds are not Owed by the FDIC Recut the 0.A, cash betakes are swept to deposit accounts a 1.85 AG New York Branch and Les AG Cayman Branch. These deposits are not insured by the FDIC Balances held at the LBS AG Cayman Branch are temporarily exposed to the sovereign risk of the Cayman Islands, and there is no guarantee or other oblgatia of V85 AG to repay the balance. while co the UM Cayman Branch's books Deyelits et UM Bark USA and each UM AG Branch are rot protected by SIPC Money Fund shares are protected by SIPC See 'L85 Financial Services Account Protection' below Von you regent balances n the Br*. Swot, Progress or CA may be wrkkaut and awes of a Money Find may be lquictaled and the proceeds retuned to you « you. sante, AKCour6 Ftether information about available sweep Ointoos, including came interest rates and yields, is available at www nen contswerrysekb from you Fiume Mow or by calling 800.762.1000. UM Financial Services acoonnt protection The Finn it a member of the Secure*, lwestor Protection Corporation (UPC), "Ankh protects season custerna a is men-tees to to 1500,000 («ludo) 1250,000 for clams fee cash) Esplanatery brochure nailer upcn rectal or at www spc on; the SIPC asset protection Imes apply to all accounts that you hold an a particular (Macey. The Fri* together with rerun affiliates, has also purchased orolernentel nuance The nVornum amount parable to all efigbie clients. collectively trader this protection 6 1500 mason as of December 10, 2016 SUhect to the policy cinder« ad Imitator* cash at the fen 6luther protected for up toll 9 melon n de aggregate for all yoa accounts held n a pakular capacity. A full copy of the policy wording vs available noun request the 51PC Protection and the sucpkiwental Protection both do not :pa to: • Certain Inancial assets ccntrolled by (ad rickkerd you accrue value) but held away Iron LBS Financial Services (e.g.. certain 0/ cash at UBS Bark USA, (I) cash at UK AG V S. Branches. (ii) nuance prodects, «kicky variable arida. and (W) shwa of mutual lads where such shares re registered directly in the name of the account holder on the books and records of the issuer cc transfer agent). • hvectillent contacts « investment ritereSts (e.g., laud pariah's and private placements) that are not registered under the Securities Act of 1933; ad • Commodities contracts (e 9, foreign exange end precious metal (covens), ex berg Stores contracts and comma:lay Won contracts. The SIPC protection and the siopkownlal protection do not apply to theu asses even el they otherwise appear on you statements. The SIPC protectors ad the sioprnental «Menai Coro protect against changes in the market vane of your investments (whether as a result of market movement. issuer ber*.notcy or othentese) Dividend Reinverrnan Program (DRIP) The price reflected s an near coo( You may obtain the actual price Iron your Financial Ades« Only whole shares are purchased under DRIP, partial shams will be sold and the cash will be deposited in you account. The «Med reinvestment price applied by the emaff may differ from the market price at which the one shares at sold Cache:olio Only whole units may be held ors your account It arOv we erected to a prtul unit as a result of a di decd paymere or otherwise, the Fern wi either sell partial tans at market «ko or accept an amount determined by a registered clearing agency, and credit your account hwastmont objectives The nostment arch** and risk profile re VeCilK to each account end may vary between yea accounts Please advise the Fern prompt' n wring of ary significant change on your frame situation or re•Stment oblates For each account hold, you choose ant of the following «enema aprives • Produce Current Worn* hveStinentS seeking the generate-id WW1! Only CONFIDENTIAL • Ado« Caput Appreciation: Investments 'tang growth of fornerial rather than the generation of inure • Produce Comtunamon of income and Capra! Apprerfaton- bustments who bah the roam of nco eandgowmdprncpat Overall risk profiles • Corvenatee: Seeks to rural initial pincer( with low re& ad "Later to the account overall, even 4 that meam the account does not generate sgrica income or returns and may rot keep pace with inflation • Moderate: Wiling to accept some risk to prince and tolerate some voter:Ty to seek hotter returns. • Aggresame. Wang to accept high risk to preMoal rd high «Wiley to seek high returns Over tone • investment 600y Considtratkoi It selected a colon of the portfolio for that account may include aeon strategies, line« kmdity and greater tarty Stablemen shouseholdirter We may consolidate all related account statements with the sane address in the sane envelope, e 9 because they have owners who also maintain loom account retetionships with other clients at the tare «Mess. If you prefer to recent rdwidual statements mailed n Septa redoes, you may decant hoorholdrig by ceiling your Fannies Advisor. Madly account name The Awn* account name is a customizable • nickname' chosen by you to assist you with you recoreeeprig has no legal effect on you «out. You can change your Friencly account nines, Thrush Online Services or by contactioros Financial Advisor. Account overview • Yak, of you accomelportfolo Net of assets ad Uinta • Assets «kicks avaiale cash balances, vaikes for restricted security (est ). and Global Skint Deport urreakzed mats to market, end cerl4n .rifett not held by the FM Does not rude aukid vxunt 44 assets at the end of the pro and current statement periods, or prate natures, senesced stock options and exercisable stock colons • baba«, Includes debit balances. outstanding magn loan, credit lew, sheet account balances • Casherioay balances. Total of anwested men* cab balances, plus depose balances al LBS Br* USA, LBS AG U S Branches and money motet metual fund sweep balances, at the close of the statement period. Non-ourrolty free credit balances n yea Stoma" in not segegated from other balances and the firm may use ary of these fends n the ordnary cane of its business These lads are payable run your deenad. This total a «laded on the torrent paiod closing value SDNY_GM_00026150 EFTA JX)136770 EFTA01671934
Important information about your statement (continued) Landing Sarmatian for detailed reformation en the firths let deg practices sal disclosures. refer to you Clint Reletwthp Agrement a Account Agreement arid the General Term andCannons. UBS Statemea of Credit PliCliCeS amiable nAgreeois. Agreements and Clochasurts at yew uht ram frennntntMbarem. Your wets VOW statement itemizes saunters and other assets held ih the account al the ervi of the statement period. You may at for delwy of fully paid securities at any tine. you may receive secunties used as ban co/lateral after paying any balance are on them Any securities sambaed to the Fenn during the Stleafrient period are Wed al menet vale as of the end of the statement period. • Cost bask In determnim the cost bass of the securities included in this statement, where indicated with the number • I.• U3S f minas' Serve's Ms relied on information obtained from sources other than Uri Fnancial Serves, ncludrig eV iodination from another in, of that you may hie provided to your Financial Advisor. The Fern does not indepenckaly may a garnet the accuracy or validity of any tiOnneticei prowled by souces other UBS f nanculknices ackliton. ahhoLgh LES Fmncial Services general, *iodates the vide at A 6 reamed. the fern not provide try assuances that the «ma en under 'Cost basis' and -Unreakted gad loss' is wcurate as of the date al Use statement. As, such, arease do not redo the mammon to make purchase a sale dent' its, for td paposes or othenvise Accounts transiened to the f irn may reflect gad loss informationonly for the period of tone they re held at the Firm. More hstoncal damson can be added by yotr Financial Advisor. • Unrealised gaindlowes. When data is available, estimated nrrealmed gainthlosses are tabulated for Oche:Judi security lots The transaction data for rdnidual as may a may not ref Met commissions. charges motor seority wog/main events Dividend and other rerwestment lots and systematic pis-chase lots re each canbiwd to display one averaged kit. The 'Trade date' alarm presents the original transact on trade date. • Callable securities Bonds and preferred stock that the issuer cab fa early reclernaiOn will be selected inpataly by kit from among at amines of that issue held n our name a n nomPee name foe our clients. Call Name information is obtained from chid parties ad its accuracy is rot guaranteed Other call features may exist which could died yield; complete Won-twin will be provided upon request • Certificates of &pewit (CDs). CDs re FOC inswed Li to $293.000 n principal and accrued interest per depositor and per depository institution, n accordance rah f DK rubs. • Prieralveku Prices droolkal for secures and other prolicts may be higher or lower than the price that you wound ktual& receive in the market areas are obtained from varox third party soirees which we behest to be reltable, but we do not smarm« their acoracy - We generally use the closing price when available a the men of to bid and ask prices for kited skunks and options a Only• bid pikes for OTC sectates. - Less Whey traded sermons may be piked vim a valuation model or the most merit rite we oblaned and may not reflect an actual market price or value - Cedar positions may proper withal a ace aid will show as 'ace was not scalable if we re untie to obtain a price foe a swirly - Deposits or secures denominated in ow:Tenors other than U.5. dollars re reflected at the exchange rate as of the statement date. - Foe certain worries trading n non.ariforming denominations, price and quantity (face yam) may have boon adµted to facilitate proper valuation. To obtain anent quotations, when avaittle, contact year Fe -uncial Advisor. • Private investments and penalised products. Private investment Securities (ilade%) dreci parteipawn ;rowan and real estate nvestmert trust securities) and shwa:red products are airway high& Bead Chan Prorated products have not been registered with the Securities and Ettl sive Ca/mission or Levier any state works taws We provide est mated values for private iwestmem secures red structured products for Mematenal purposes ony. Accuracy s not goateed. - These valid may differ sibstantuly !ran prices, if my, at which a private rhestrnint security or structured valet may be bought a sold and do not necessarily represent the value you may receive upon kridaton. - thirdprey estimates of vale Xe as of date and re applied to LBS Financial Servos on a mina" basis by an depeuieut valunian horn - lssar, general partner a same estimated calm, sty, am supplied to the Firm by the issues general Partner a sponsor and may be calculated based at different intern-tat:cm from that used by thief panes to afire thew emended values. - You can obtain additional nfainatin regardrg the methodology used to detemthe the estimate of yam and the date of the Hammon that is the bases for the estimate by cormung your Financial Admor - DMparty estimated oaken maybe reflected as 'Not priced' n seneral SstuatiOnS: when an independent valuation km has not applied a is unite to assign a wait whim we become awn that a material event has armed that myna a previously reported value into clastion, a when a value would be P44 speculative due to the nature of the Sec Lily. - When neither an issuer general paths a sponsor estimated value nor a thrthparty estimated vela 6 provided the rata of the security will be drier ern horn its purchase pike. - • Distributions to date' may nabe return of capital, name a both. - Original unit site represents the trial offering once per Lela and may not ref led you cost bass - DPP and misted REIT securihes are cot listed on a national securities exchange, and re generally road and even ef they can be sob. the price received may be less than the per share estimated value provided el the account statement • Restricted securities Restricted securities general, re not currently elmble for public sale. LBS Finncal Services uses the market price of the mestricted stock of the same 6Suer as n mooted wax for the restricted stock for purposes of this slander onk To the extent that restricted securities are olgble for sate, the valid received may be substantially less than the muted vats shown. • S. (estimated) income, assent yields and rates. An estivate of annual ^corned based CO ctrent dinidend and interest rain assumthq the secures will be held for one year from statement date a trail manly this estimate t only a gLaidelne, acctrary and conned income ate not guaranteed - Estimated anal Mare and current yield for certain types of securities could inelde a return of princbal or capital gars in which case the est name ( rid cumin yield) would be overstated. - Estimated annual wane and curet yield and the actual acme an yield night be lower cc higher than the estimated amounts - An est mate of amualired income (dividend ardor interest) divided by the anent mrket variseeiage balance 6 based on the last dividend a interest payment made by the issuer and assumes the searekdoksposes will be held fa cm yes from the stet/mew date or until maturity Accuracy ad continued yield are not georareeed. • Anita not held by UBS Financial Services. Cenain assets are not held by the Finn and not within the Firm'S possession a control These /MIS re dintryed attar statement foe informational PWPOSes only. Positions and values presented are Provided by the issue..? fin/ UB5 Financial Strikes is not respensble for this 'donna an and does not gaarantee its accuracy. These assets are rot protected by Slit a the Finis sublememal Slit towage • Revenue shoring and additional COVIVIIMIltiOn. - h atIdtKin to carmssom on sales and 126.1 fees received in connection wth the &tubule:in of imitate ands to our cleats we endear cur all fate recent revenue sharing papaws from distrbutors and or advisors of the mutual funds that we sell These mauls ate based at Imoafferent ccropments. te the arnart of sates by UBS of a particular mutual fund family to ow clients; and fie the asset vale of a particular mutual fund larnik's shares held at the — We and as affiliate also receive networking awl antis processeng led consider-then foe trans:tee agent services that weepr ide to the mutual finds These lees general/it r paid from nests assets the mutual fund and au a fwd dolls- amount based on the ribber of accounts at the broker-desks holding mutual funds of that fund fury. — h addrten to carmssons received ownecten with the sale or thstributern ol annsty contracts and CONFIDENTIAL unit nastiness trust wets to or clients, we ardor our *lathe retries nnenue Owing compensation from many of the nmance companies widervoiting the amub contracts, affiliates of the Muni* companies or sponsors of the unit imestmmt trusts ace dertute — Qr affiliates also receive trading con-erosions and other conwensation from mutual funds and return. cancan whose maids we cleintaie - We receive an rrual fee from LBS Bark USA and LEIS AG Sun-ford Branch of up to S25 per account sweepng to the bras under the Le35 Bait Sweep Programs Activity Information regarding Carenrnia6 and other charges incurred in connection with the executm of trades. inckelem cam transariens has been included an COdirmatearts previously lunched to you, and ma be provided to you peomptly on request. Short selling y you re engaged in she sang a security. you may mu a charge ciao to °Man bmamina costs fa that pan Tula' warty. Open ordeis Regarding open or 'peacd-tilicarxelkd orders that were not executed by the statement date. open buy and sell stop orders se reduced by the amount of dividends or rights on an ex-dividends a ex-fights date unless mouthed otherwise by you. You are responsble for ceders that re executed due to your timbre to cancel maim open orders Privacy To obtan a copy of as anent Cleat Privacy Please contact your Financial Advisor a visit our matte at rem, aht rneirstwennotry. — LBS Financial Services O not a bank. The AMA. Business Services Account BSA and PIMA are brokerage accounts ii.hoth mode access to bri ng services and products through mangernents with a blated bras and other thetharty bads, and provides access to mine and annuity products issued by mallAsted thrithparty entwine companies through insurance agency absidires of 1.85 Financial Services Inc imestmint, insurance, and arnuity products — Not FDIC insured • No bank guarantee. May lose vale - AMA. Resome Management Account, Business Services Account BSA IRMA and international know« MaliceMent Account re registered service marks of UBS Financial Services Inc — VISA semis-wed trademark oared by Vna International Service Assonaon and used war license. The 185 VSa credt cards aid the LOS Visa debit cads re issued by UBS Bank USA with permission from Visa U SA Incorporated All other trademarks, registered trademarks. service ma ks and registered service mats are of the. respected companies. WS Financial Services Inc. Rev 201702 SONY_GM_00026151 EFTA_00 136771 EFTA01671935
cat UBS VBS Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 Business Services Account March 2017 Fl I MAX I Account name: ELLMAX, LLC Friendly account name: ELLMAY LLC Account number Your Finandal Advisor: SCOTT STACK mAN LYLE CASA EL - Phone Value of your account questions about your statement? Call your Financial Advisor or the Resourceline acosin on February 28(S) on March 31 (1) Your .43D2t$ 79,968 85 67,904 60 whit our website: wvAv ubs conYfinancialservices `flys liabilities 0 00 0 00 Value of your account $79,968.85 $67,904.60 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. ABO, get your free credit report annually from www annualcreditreport corn Tracking the value of your account S T50553nCs De.; 2,015 Dec 2)16 Feb 2017 De( 2014 Member SIPC Mai 2017 Sources of your account growth during 2017 Value Of yOUr account at year end 2016 Net deposits and vAthdravals Your int5t/nent return. Dividend and interest income Charge in market value Value of your mown on Mar 31, 2017 567,904.60 696225.08 -128,322.44 SI 96 $0 00 SDNY GM 00028152 CONFIDENTIAL ►age 1 of 8 EFTA JX11 36772 EFTA01671936
UBS Business Services Account Your account balance sheet Summary of your assets Value on March 31 (S) Percentage of your account A Cash and money balances 67,904 60 100.00% B Cash alternatives 000 000% C Equities 000 0.00% D Fixed income 000 0.00% E Non-traditional 000 0.00% F Commochhes 000 0.00% G Other 000 0.00% Total assets Value of your account $67,904.60 $67,904.60 100.00% Account name: ELLMAA: LLC Friendly account name: ELLMAX LLC Account number: Your current asset allocation A Eye on the markets Index Your Nnandal Advisor 7 STACK MANFLYLE CASRIEL • Cash and money balances may include available cash balances, UB5 Bank USA deposit account balances, UB5 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2017 3-month Treasury bills: 0.74% One-month LIBOR: 0.98% Percentage change March 2017 Year to date 0.12% 6.07% 0.07% 5 74% 2.87% 7.39% -0.05% 082% CONFIDENTIAL 1_GM_000261tMe 2 of 8 EFTA_0() I 36773 EFTA01671937
UBS Business Services Account March 2017 Change in the value of your account March 2017 (5) Year to date (I) Opening account value $79,968.85 $96,225.08 Withdrawals and fees, rich/cling investments transferred out 42,065.01 -28,322.44 Dividend and interest income 0.76 1.96 Closing account value $67,904.60 $67,904.60 Account name: °AMAX, LLC Friendly account name: ELLMAX LLC Account number: Dividend and interest income earned F0r purposes of this statement, tebatility of interest and dnidend income ha been determined from a US tag reporting perspective. Based upon the residence of the account holder. account type, or product type, some interest anclUx dvidend Payments may not be subject to unwed States (US) ands Puerto Rico (PR) income tiara The dent monthly statement is not intended lo be used and cannot be relied ,pm for tat Turban Chenit should refer to the applicable tat reporting lams they MC etre Iran 085 annualy, such as the forms 1099 and the Forms 480, for tat reporting information It is the practice of U8S to file the xpliratie tar repotting forms with the US internal Revenue Semce and PR Tleaug Department, and in such forms accurately classify Oyu:ends add interest as tat extra% or tattle income neat 0nsult your includual tat preparer. Cash activity summary Your 6 neecial Advisor- SCOTT STACK MAFILYLE CASRIEL See Account activity this month for dna Is. Balances in your Sweep Options are included in the operorg and closing balances value FDIC insurance agrees only to &po➢ts at UBS Bank USA, not to deposits at UBS AC,, Stamford Brach or bank deposns Ned througb the USS international Deposit Account program sec P0t«b0n applies to money market sweep fund hdGngs but rot oant. deposits. See Important nformation about ;our statement on the lint two pages of this document for Wails March 2017 IS) Year to date (4) Opening balances Additions Dividend and interest income $79,968.85 0.76 $96225.08 1 96 Total additions $0.76 $1.96 Subtractions Checks and bill payments -9,819.31 -20,792.74 Other funds debrted -2.245 70 -7,529.70 Total subtractions -$12,065.01 -$28,322.44 Net cash flow -$12,064.25 -$28,320.48 Closing balances $67,904.60 $67,904.60 March 2017 (5) Year to date (S) UBS Bank USA Business Account APY interest period kb 7 - Mar 6 Taxable interest 0.76 1.87 Total current year $0.76 $1.87 Prior year adjustment 0.00 0.09 Opening UBS Bank USA Business balance Feb 7 $84,067 48 Total dividend & interest $0.76 $1.96 Closing UBS Bank USA BLainess balance Mar 6 $76,064 74 Number of days in merest period 28 Average daily balance $46,269.63 hterest earned $0 .32 Annual percentage yield earned 0.01% CONFIDENTIAL SONY GM 00026154 ►age 3 of 8 EFTA_00136774 EFTA01671938
*UBS Business Services Account March 2017 UBS AG Deposit Account APY Interest period Feb 7 - Mar 6 Opening UBS AG Deposit balance Feb 7 $0 .00 Closing UBS AG Deposit balance Mar 6 $0 .00 Number of days in interest period 28 Average daily balance $34,296.60 hterest earned $0 .24 Annual percentage yield earned 001% Account name: Friendly account name Account number: Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Pnmary - Moderate Investment ebgibilqy consideration None selected Your account instructions • Your account cost basis defa. • -nog method is FIFO, First In, First Out. Your financial Advisor- SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL Y_GM_000261lAge 4 of 8 EFTA _N1136775 EFTA01671939
*UBS Business Services Account March Your assets Account name: ELLMAX, LLC Friendly account n • Account number: Some pnces, income and went varies shown may be Bowan* As a result, gain at losses may not be accurately reflected. See important information about you,. statement S the end or this ditcument for more inform:loon. Cash Cash and money balances Cash and money balances may old avalable cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mut ud fund sweep balances. UBS Bank USA deposit account banes are insured by the FDIC vat N n applicdole lends, but are not protects by 9PC UBS AG Stanford Branch deposit account tames ate not insured by FDIC and are not protected by 9K Money market sweep baances are protected by siPc but are not insured by the FDIC Seethe Important information about you, statement at the end of this document for (Wats about those balances Hdd lag UBS AG DEPOSIT ACCOUNT Openng 0clance Closing blame Pnce per share Average on Mat I ($) on Mar 31 ($) on Saar 31 IS) rate I:kw:lendinterest period Your Nnancial Advisor SCOTT STACK MARLYLE CASRIEL Dais in period Your total assets 79968 85 67,9)4 60 Value on Mar 31 (S) Percentage of Cost your account taus (5) Estimated annum intone (5) unrealized ga n Of IOIS (S) Cash Total $67,904.60 100.00% 567,904.60 Cash and money balances 67.904.60 100.00% 67.904.60 Account activity this month For mare informaron about the prveivalue shown for restricted secuntres, see important intormabon about Your Quantity' Date Actority Description expense code tae rase Feb 28 Cash and money balance Mir I Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT -1321 CO ROCKLAND TRUST COMPANY Pitted Value (5) Cash amount (S) cash and rroney balance (a) $79,96885 Mar I Interest 'SS AG DEPOSIT ACCOUNT 24 78,648 09 Mar 2 Withdrawal ACH WITHDRAWAL ADP EEPAY/GARNWC 2308 - Mar 2 Withdrawal ACH WITHDRAWAL ADP Taut 401k -752.27 Mar 2 Withdrawal ACH WITHDRAWAL ADP EEPAY/GARNWC 1,80812 - 76,064.62 continued next page SDNY GM 00028158 CONFIDENTIAL Page 5 of 8 EFTA_00 136776 EFTA01671940
UBS Business Services Account March 2017 Account activity this month f.ontinued) Die Actinty Description YOur eigterne COY OUanteyf GAGA v.gue priceivaue (1) Cash amount (S) Cash and money bellanCe (S) Mar 7 Interest US$ BANK USA BUSINESS ACCOUNT AS OF 03/0917 12 76,064 74 Mar 10 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -96 95 75,967 79 Mar IS Withdrawal ACH WITHDRAWAL ADP PAY-BY-PAY -23 08 72,459.62 Mar 15 Withdrawal FEDERAL FUNDS TO R and C Ventures Inc AT ROCKLAND TRUST COMPANY -924.70 Mar 15 Withdrawal ACH WITHDRAWAL ADP WAGE PAY -180811 Mar IS Withdrawal ACH WITHDRAWAL ADP Tax -752.28 Mar 16 Withdrawal ACH TO Bnan Yurasits AT CAPITAL ONE, NA -1,87500 70,584 62 Mar 24 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -96 95 70,48767 Mar 27 Interest U85 BANK USA BUSINESS ACCOUNT .40 70,48807 Mar 29 Withdrawal ACH WITHDRAWAL ADP PAY-BY-PAY -23 08 67,904 60 Mar 29 Withdrawal ACH WITHDRAWAL ADP WAGE PAY -1,808.13 Mar 29 Withdrawal ACH WITHDRAWAL ADP Tax -752.26 Mar 31 Closing cash and money balance 967,904.60 Date ACtivity DeSetipeCti amount (s) Money balance activities Feb 28 Balance forward 90.00 Mar I Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 79,968 85 Mar 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 03101/17 -1,320.76 Mar 3 Withdrawal U85 BANK USA BUSINESS ACCOUNT AS OF 03/02/17 -2,583.47 Mar 7 Deposit U8S BANK USA BUSINESS ACCOUNT AS OF 03/06/17 0.12 Mar 13 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 03110/ 17 -96.95 Mar IS Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0311917 -3,508 17 Mar 17 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 03/1917 -1,875.00 Mar 27 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 03124/17 -9695 Mar 27 Withdrawal Transaction Limit Reached U85 BANK USA BUSINESS ACCOUNT -70,487 67 Mar 31 Closing UBS Bank USA Business Account So.00 Account name: ELLMAX, LLC Friendly account name. Account number: Your Knancial Advisor SCOTT STACK MAINFLYLE CASRIEL the U8S Bank USA Bus,ness Account is your pnmary sweep %mon Peb 28 Balance forward 979,96825 Mar I Withdrawal U85 AG DEPOSIT ACCOUNT -79,968 85 UBS AG DEPOSIT ACCOUNT 70,487 67 Mar 27 Deposit CONFIDENTIAL continued next page Y_GM_000261W0 6 of 8 EFTA_00 136777 EFTA01671941
*UBS Business Services Account March 2017 Account activity this month (continued) Dace Money balance activities (continued) Mar 30 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 03/2917 -2,583 07 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Activity DeKritati011 Your Nnancial Advisor SCOTT STACK MARLYLE CASRIEL Amount (I) Mar 31 dosing UPS AG Deposit Account U8$ AG Deposit Account is your seconday sweep Cplicn CONFIDENTIAL $67,90/.60 SONY GM 00028158 Page 7 d8 EFTA _00B6778 EFTA01671942
*UBS Yournotes sAtoometir • 0 . CONFIDENTIAL EFT,00136779 EFTA01671943
Important information about \ our statement LOS Enema Services Inc. (the Tema (BS Fnancial Sergies) is a mete of al principal stocky. commodity and options exchanges. UM financial Seniors and CBS Eta* USA art li re gaol/ries of LBS AG and affiliates of IBS Securities U.C. The Fem's Inatome statement s aniline upon request. he Finis mount off ices re a: (BS Forcial Services ho 1200 Hato' Boulevard Weehawken. NS 070136 This Staterrifl represents the only official record of you LOS Feudal Services accord. Other records, except official tax downs-es centainng confining data shoot not be relied upon. I you belt* there is an error or annum please report it immediately n nano to the Branch Manager 01 the off Ke seining you account Although all I gates shown we intended to be actuate, stalemmt data should na be used for tar purposes. Ray solely n nor-end ten forms (i.e.. Form 1099, 5498, 10425, etc ) when properly year tax must The fern is fecund by law to report to the IRS al taxable dividends, reportable rimitzsible diviimth and taxable remit eared an secugies held in your account net proceeds on sale transactions, and cost base on certain covered securities. Comnomications widi the Firm • Please re.cordem an/Oral communications in ratio to tither protect you. Opts, ncludio your rights under the non es enema Protection Act (SPA) • If the financial institution an the top left of the front of this statement vs not LBS Financial Services, LBS financial Services carries year accord as dewing tidier by arrangement with the indicated institution. We informed you of this retatimsty when you opened this account. In Ns case Sou kmds and stogies re boated at CBS financial Services and not the introducing broker, and you mist me* a report of ay error «omission to beds • As descrbed in the account agreements, you mat notify us of my enOn or had invoMng checks reflected alms statement within 30 drys alter it was mailed of rude sealable. • Please dent customer corr.:nets a Ogees to the Firm's Client Relations Department a 201.3521699 or tollfree at 1300-354-9101 8'.004 IA. to 600 P.M. ET Monday through Friday, or in writing to tea Foam« Services Inc Client Relations Department P.O. Box 766 Lite, City, N1 07087 • Al statements shall be deemed complete ad ranee if not objected ton *reek) within 60 days • For TTY 'ernes Call 844-6120986 or f rem outside the US: Call 201-3524495 • In case of (mots or questions about an electronic herds Cadet (EFTS 611 pry/rent or LOS Vise debit cad gammons, call 830.762.1000, or vele to LBS Formal Services Inc., 1000 Harbor Wad., 6th floor, Weehawken NJ 07086, Ann: RMNBSA Services. Cal or write a solo as you can, if you tel your statement a recept s wrong a / you need more ilcrrinkin tout a trader on the statement or receipt. The fern or Card Issuer (as atackabee)6161 her from you no later than 60 days after the Fern sere you the list statement on which the error a problem appeared. - Provide year non and accost number (4 any). - Dacia the error or the transfer you are loose about. and oplain as deed as you can why you believe it is an error or why you need more information. — Provide the doter mount of the suspected error. The Fim or Cad Issuer was investigate your comas« and will coned int error promptly. For alleged errors many LOS Veto debit card transactions, I we take more than 10 bus (kiss days to do this, we will credit you' account for the moat you that es Cl error, so that you wr have the use of the money clang the tune takes us to complete or inantgation Please make an checks payable to the Fem or the financial now«, idkated on the from of the statemem In addition to «gun account Ins. accounts may be subject to maoterunce fees, changes for Late payment for securities purchases and charges for unpaid amino; in cash accounts. Accounts that are transferred to other nclitutOni may be sabect to a trader fee. IBS Sweep Options CBS ours crows for stoning cash balances, balances to bare deposits at UBS Barg USA and UK AG Stamford branch (Bat Sweep Programs), money market mutual Olds (Moon fund) and the International Deposit Account (C)4) for custoriges with an Internal coal n os« Management Accent Through the Bark Sweep Preoraw, cash balances are swept to (BS Bad USA up to an established lint arid then to LBS AG Stanford Breech or Fun Deposes at GBS Bank USA are FDK owed in accordance with CDC Nn Fee more donna on phase visit mow fdk goo Deposits a LBS AG Stanford Branch and shares of Money Finds are not Owed by the FDIC Thee* the DA, chit banes are swept to deposit acorns at LOS AG Nov York Branch and CBS AG Capron Branch. These deposits are not ensued by/ the FDIC Balances held at the LOS AG Corkin Brach re temporary exposed to the sovereign rile of the Cayman Islands, arid there is no guarantee a other obligation of CBS AG to repay the balances while on the IBS Cayman Branch's books Deposes a UM Bark USA and each UM AG Branch are mat protected by SIPC Money Fund shares are protected by SIPC See 'CBS F Mandl knees none Protection' below UP", you rniesk banes in the Beek Sweet, Program or OA may be wrkkant arid shares of a Money Fund ety be liquidated and the proceeds retuned to you « you' soon el Meant further Of canton not available sweep options, including cummt merest rates and yields, n available as www ubs.consweepyiekis, from your F runnel Advisor or by calling 800.762.1000. OBSFinancial Services aware protection the Fern is a meatier of the Mos ares Investor Protection Corporation (SrC). whichprams smunties (vitamin of its rnierinna up to $500,000 Cockade.) $250,000 for darns for cash) Entrutory brochure available upon request or at www spec hid The SIPC asset protection lines apply to all accounts that you hold n a particular CaPacty. The Fmk, together with certain affiliates. has also purdosed Sapplemenal insurance The maim= amount payable to all noble clients, collecthely under the protection 6 1500 mlb:c as of December 10, 2016. Subject to Be polcy condeore and «Mations, cash at the Fern 6 farther protected for up to SI 9 Slim in the aggregate for all you accounts held in a penkuLy capacity. A lull copy of the policy had"; is immikble non fewest. The SIPC protection and the supplemental protection both do not apply to: • Cermet financial assets controlled by (rid included in you account stake) bat held away Iron LBS Financial Services (e.g., <erten 0) cash at UBS Bark USA, cash at UEG AG U.S. Branches. (ii) nuance mono, including variable amain And shots of midst funds nee sash shares are registered directly in the name of the account holder n the books and records of the mule or transfee agent); • Investment contacts « investment interests (e.g., Invited parthershn and private plaCerneraS) that are not registered coder the Seorities Act of 1933; and • Commodities contracts (e g, tango endaye and precise metal contacts), ex kicky futures contracts and saken744Y option contracts. The SIPC protection and the supplement* protector do not apply to these assets even /they otherwise apex year steam /Its The SIPC protection aid the supplemental protector, do not protect agairst chances in the makes vale of yOar in*ShMentS (whether as a result of market movement, issuer benne:icy or otherwise) Dividend Reitwestment Program (DPP) The price reflected is an average peke. You may °bum the actual price Iran year Fnancial Advisor Only non shares re purchased ceder DRIP, partial shares will be sold and the cash MI be deposited in yov account. The drederd reimestment peke appliedbolo int.' may Oiler horn the market price at *tech the prat Owes are sold liesa Only whole urns my be held in yor a If youwe trailed to a partial una as a result of a dividend payment a otherwise. the Fern wi (Alter sell partial ems a market Vic* a accept an man «daned by a •etslwil dearth) aagency, and credit ye m a' /Chant litnetment objectiviee The thourent objectives end risk profile ay Weal( to each account and may vary between you accounts. Please advsc Minn promptly in metro of my sgvjcat charge in your formal situation or nestrnem objectives For each account held, you choose an of the followeo inastment °niches CONFIDENTIAL • Produce Current Monne. Immo-mots seeking the generation of nom* only. • AthenaCapita 1 Apprise aeon: Investments seeking growth of prixpal rather than the generation of income • Produce Combination of income and Capital Appreciation: Investments seeking both the gromign of income and growth of pencipal. Overall rids profiles • Consenatne. Seeks to maintain Ma prixpal, with low ask and Malay to the acorn overall, even 4 that rm.,' the ac w does not generate syncant income or return and may rot ken pace with Mote, • Moderate. Willey to accept some risk to peixpal and tolerate some watateity to seek hone recurs. • Asigresxw Wiling to accept high risk to pricy.' and high vastly to seek high resins over Woe • InnstmentEtgitMy Consrdwasisit t seleded, a portion of the portfolio for tlha account may include «mon strategies, limited nudy and greater vol they. Statement Thouseholding" We may consoldate all related account statements with the sane adtress in the sine ereetpt e 9 because they have mom who also maintain pen account relaticeshke will other clients ee the same address. If you ;refer to receive Monet statements mailed o separate ei eases. you may decline hasseholJeo by callig your Financial Ades« Friendly account nano The Friendly account rune is a customizable 'nickname' chosen by you to assist you with you rakordenege It has no legal erred on you. account. You can change mar Friendly account runes through Onto, Seines or by contacting your Fiyncal Advisor. Account monism • value of your account/Xi/Slay Net of assets and tablets • Assets In(kideS available cash balances. values for restricted "Huey (est ), and Gebel Tine Deposits. unreakzed maks to mates, and certain assets not held by the Finn Does not «lade unposed securan assets at the end of the pro and current statement periods, or private investments, invested stock options and exercisable stock option • tiatekries Includes debit balances, outstanding malin loam, credit loe, short account balances • Cashernornytubnca Total of uninvested Joiner cash balances, plus deposit banes at (.BS Berl USA, IBS AG U S. Branches rid money mega mutual fad sweep balances, al the cbse of the statement period. Non-ccorrolty free credit balances in your account re not segregated from other balances and the Firm may use any of these funds in the ordinary coarse of its business. These Inds at payable upon you demand. This total is ixkided is the curet period closing value SDNY_GM_00026160 EITA_00 136780 EFTA01671944
Iniportaut in to mat o n about your statement (continued) Landlig Sarmatian For detailed information on the Fun's*Taro practices and disclasures, refer to ycut Clint Relies-shop Assent or Account Agreernere and the General Terms and Carodices. UM Premed of Credit radices avalable nAgisonts andOath:um at aysem ass ronsfastronterobvios. Your Meta Yost statement itemizes situates rid other assets held im the account al the end of the statement period You may at for daisy a INN pad securities a any time. wes may receive senates used as ban co/lateral after prying any balance ate on them Any securkies tramfgered to the Ferncling the statement period age Wed at market vale as of the end of the statement period. • Cast base detemming the cost bass of the secuities island this statement, where e6cated with the nearby • I.• U3S F mance' Sens. hts relied on Paconatko drained from sources other than LOS fnaricel Seises, MUNN of collation from another Inn that you may have prowled to rose Finset Advisor The fan roes not independently wdy se swam* the accuracy or validly of any flown:Ida provided by sources ocher than UBS Fnancal Strokes in Sins. ahhough UBS Enamel Services general/ roodates ism Hamra, Mit 6 oared. the Fern does not provide sr, assonances that the nicest co under 'Cost base and 'Llereakred gari Ds' is accurate as al the date a this statement. As such dere do rot ream the a-Formalises to make purchase a sale decisions, foe t it puposes cc otherwise. Adams tansigned to the Fern mar reflect gait Ms Promotes only fee the peed of tone they se h eld at the Finn More Moder Pi amnion can be added by you Fnancsal Advisor. • Unrealized geinstleme. When data is available, estimated unealsed greilosses re calculated for ndnidual secusty his The transaction data for rdrodual bus may a may not ref led commissions. Maws ands 'entity Fergana ion events Dividend and other renvestment bus and systematic dachae lots re each carolled to display one averaged kot. The 'Trade date column presets the Myra, transact on trade date. • Callebla securities Bonds and preferred stock that the isomer car for easy redemption avoll be selected inpaniala by be from among at 'eon ies of that issue held on our none a n nomPee rise fa our dents. Call feats Mormation is oblined from chid parties and its acosacy is not guararteecl. Other call features may trot whkh could affect yield; corrolete eicanatin will be provided upon request • Certificates of deposit (CDs). CDs se IOC Posed Lo to 1750,000 n primPal and accrued interest per depositor and per depository institution, n accordance with FDK rules. • Pricalvalue Prices clerogsd for worts teal other products may be higher or lower than the price that you would study receive in the market Prices are obtained Iran vans trod party sources With we believe to be reliable but we do not grantee thew scanty - We generally use the closing pro when available or the se of the bed and at prices for listed secures and options or only bid pekes for OTC Toes. - Less ads* traded secures may be priced eying a valuation model or the mast sent peke we oblaned and may not reflect an actual mattes peke a vale - (eetan positions may appear withal a prke aid will show as 'price was not scalable' it we re unable to oboe a price for a security - Deposits or unites dencennated n currencies otter than U.S. dollars se ref tided at the exchinge rate as of the statement date. - For certain sites trades' ro non.rortfonning dencoratons, price and quantity (lace vale) may have been adµted to facilitate proper valuatko. To obtain anent quotations when available, contact your Finsal Advisor. • Private investments and penalised products. Private ineestront secure*, (mixing drect park:rater program and real estate nwstmerc trust securities) and stn ensed products se genvotaty hip; MOM Chan structured products have not been registered with the Sentries and Exchange Cegemisseco or under any state securteSraws We provide est mated values for private iwestment Tortes and strurured products for ortemaronal psposes ona. Accuracy s not cur/steed - These vales may differ sobstantaly from prices. if ry, at which a private mermen security or warred product may be bought a sold and do not necessarily represent the value you may receive upOillaaadatoan. - Midprey estimates of vita areas of a certain date and re applied to LBS Frontal Semen co a regain' basis by an amended valuaron lam - Inuer, general parts a sponsor estimated valor, try, se wooled to the Firn by the sus general Parts ce sponsor and may be calculated based or. different information from that used by rad parties to dime thee erased values. - You can croon additional clematises regardeg the methodolow used to Swine the estimate of vale and the date of the nromancn that is the bass for the estimate by corexting your Francial Achnor - hadparty estimated vakaes may be reflected as 'Not piked' n semi situatiort when an iradeperxkre vs/minces lent has not applied Cf unite to assign a valve, when we become awn that a material event has dared that not cal a devearry scrod vale nto castor\ a when a vale would be hog* speculative due to the nature of the sec wry. - When neither an spree, general pram a sports estimated value nor a throprey estimated .ale 6 worded, the cake of the security will be different tram its purchase pike. - • DS-tunas to date' may nclide return of Capital, mom, a both. - • 0rignal wet we represents the trial Meting price per unit and may not reflect rat cost bass — DPP and misted REIT securities are not listed co a national wastes exchange, and me generally Afraid and even of they can be soro the price received may be less than the per share estimated value provided in the accost statement • Restricted securities Restricted securities generally re not currently elgble for pubic sale. UBS Fnncal $4,4wCPS uses the make) price of the restricted stock of the same Ewer .11littalted value for the restricted stock For purposes of this statement on' TO the extent that restricted samurai's re elgbar la see the valve neared may be substantially less than the mcuted vats shown. • Est. (estimated) income, current yields and rates. M ennuie of arnual mos is laliSed (41hr-rent dividend rd interest rates, assuming the secures be held for one year from statement date or urea study this estivate is only a gadelie, scanty and contnued arose ate not guaranteed — Estimated anal MOMr and current yield for eerier* types of panties could incide a resin of pr coal or capital gains n which case the est income (and came yield) would be overstated. — Estimated arena, rose and carom yield rid the actual an and yield might be lower cc higher than the estimated amass — An et mate of amualired some (dividend ardor interest) divided by the anent matter vaxisrerage balance is based on the last di dend a merest parent made by the issuer and assures the seciatiercksposes will be held for one yes ran the statemere date or until maturity Accuracy ad continued yield se not pima-seed. • Aneu not hold by UBS Financial Services. Cenain assets are rot held by the Fern and not within the Firm's possession «control These >MIS at displayed en yes statists for informational Papooses only. Portions and cabs presented are Provided by the stung him UBS Forscial Bermes is not responsble fee this normal an and does not guarantee is accuracy. These Meta are not protected by Slit a the Fern's surremental Slit coverage • Revenue sharing and additional compensation. - h addition to caremshons en sales and 12b-I fees received in connection wish the diStrlauldn d mutual keels to as dents we enrol' cu affiliate resew revenue sharing assents tram disabuses ardor rowers of the mutual lads that we sell These amounts re based an two df f trent Porroments: IS the moue of sales by U3S of I a pankular metal toed family to our dents; and (i the asset vat* el a Particular mutual foxl famiVs shams held at the firm. — We and as affiliate also receive new:Song ad cents processing Ices in considecaron for trader agent services that we provide to the mutual fonds Thee fees generally are paid from Mesta. assets n the mutual find a-d re a feed dolt anoint based on the number of secures at the broke dealer holding mutual hinds of that fund lama. — m addecn to carmssons received in pornectko with the sale or ckstrioutkon of armory contracts and CONFIDENTIAL Lot messes oust sts to as disk we ardee our affiliate receive nose dying compensation from miry of the nsuence caroms sienwiting the sooty contracts, affiliates of the inturance tomPafies a sponsors of the use Priestrnmt trusts ace dstrist — Qr affiliates also receive trading corrovssions and other carperance from mutual fonds and nuance compares whose products we dentate — We renege in sue fee from U35 Bank USA ad UBS AG Stabled Brash of up to 175 per stunt sweeping to the banks wider to LEIS Bonk Sweep Programs Activity tol sure resting commission and other charges inured n connection with the execuron of trades. tic Icing cptico transachcns has been 'loaded on COnhirnatOr6 previously furnished to you. aid wit be provided to you mesa on coquet. Short selling V you ea engaged ii shoe siting a security, you may ncur a charge doe to certain rogrowng costs for that rano:luta' Tasty. Open orders Re9Frdrd open • goccatiacancelled* orders that were not executed by the statement date, open buy and sell stop ceders me reduced by the sour of dividends or ages on an maroon& or eerghts date unkrn r6inkted 0Thertede by you. You are responsble for ceders trot re executed due to your lase to cancel **Peg open orders Privacy To obtan a copy of our (sent (bent Privacy Notice, pease contact your f nancel Advs.' or visit our webste sc y.S.Wht rneorosigyarolva. — US5Fnanctal Services is rid a bank. the RAM. Stones Services Acmes BSA and PIMA are brokerage accounts %hid, provide access tobring services ind products through assogrronts with affiliated bads a-d other thicroory barks, and provides access to mane and suety islets sued by unaffiliated thrdparty mums companies througi Sorge agency abudirin of LEtS Fiscal Services M. — aivestnhwx, nsuranot and arnuity products: — Not FDIC muted • Ni bank guarantee. May lose vale — AMA. Repose Managss Account Business Services Account BSA, IRMA and international Resource Management Account re registered service maks of UBS Coaxial Senates Pic — V6A is a registered trademark owned by 'Ma Integrational Secy. Assocron anal used under kens.. The U3S Visa credt cards ad the LEIS Visa debit cads re issued by 0BS Bank USA with permission from visa U SA Marooned All other trademarks, registered trademsts, service main and registered service mats are of they respect:* companies. UBS financial Services Inc Rev. 201703 SONY_GM_00026t61 EFTA_00136781 EFTA01671945
UBS OBS Financial Se ices Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171-00O2 Business Services Account April 2017 ELLMAX, LLC Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your Financial Advisor: Value of your account Questions about your statement? Resourcetine a accoun on March 31 (S) on April 28 (1) Your assets 67,904 60 58,958 28 Visit our **abate: vervw.ubscomifinancialservices Your liabilities 0 00 0 00 Value of your account 567,904.60 558,958.28 Items for your attention . Our Capital Market Assumptions and Strategic Asset Allocations were updated at the end of Feb These changes may impact your portfolio. Please call your advisor with any questions Tracking the value of your account S Thousands 87 5 Dec x115 Dec 2016 Mar 2017 DE 2014 Member SIPC 96.2 Apr 2017 Sources of your account growth during 2017 Value of your account at year end 2016 Net deposits aid withdrawals Your nvestrnent return. Dmdend and interest income Change market value Van of your accent on Apr 24 2017 554993.28 1%225 08 -537269.38 42 58 SO 00 SDNY GM 00028162 CONFIDENTIAL ►age 1 of 6 EFTA _N1136782 EFTA01671946
UBS Business Services Account April 2017 Your account balance sheet Summary of your assets A Et C I) E F G Total assets Account name: E-L^,14 • , friendly account name. r ^ n • Account number. Value on Apnl 28 ($) Percentage of your account Cash and money balances 58,958 28 100.00% Cash alternatives 000 0.00% Equities 0.00 0.00% Fixed income 0 CO 0.00% Non-traditional 000 0.00% Commodities 0.00 ark% Value of your account $58,958.28 $58,958.28 100.00% Your Finandal Advisor. SCOTT STACK MANLYLE CASRIEL Your current asset allocation . Cash and money balances may include available cash balances, UB5 Bank USA deposit A Eye on the markets account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances asofApo/27, 2077 Index Percentage change April 20I 7 Year to date S&P 500 1.22% 7 36% Russell 3000 1.38% 7.20% MSC I - Europe, Australia & Far East 2.72% 1030% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 27, 2017 3-month Treasury bills: 0 79% One-month LIBOR: 0.99% 0.68% 1 51% CONFIDENTIAL Y GM 000261W° 2 of 6 EFTA _00136783 EFTA01671947
UBS Business Services Account April 2017 Account name: ELLMAX, LLC friendly account name* Account number: Change in the value of your account Cash activity summary Apnl 2017 (1) Year to date (S) Opening account value $67,904.60 $96,225.08 Withdrawals and fees, ricluding investments transferred out -8,946 94 -37,269.38 Dividend and interest income 062 2.58 Closing account value 258,958.28 $58,958.28 Dividend and interest income earned For purposes of this statement, taxability of interest and dnaclerd income has been determined from a US tat ref:Offing (XISpective Bated upon the residence of the account holder. account type, of product type, some interest apace cividend payments may not be subject to United Stmes (US! ardor Puerto Rico (PR) in fates The dent rnonlNy staterixre is not intended lo be used and cannot be retell upon for tas purposes. Clients should refer to the applicatde tax reponing forms they recent from UB5 annually, such as the forms 1099 and the forms 480, for tat reporting information it is the practice of U8S to file the applicatie tai reporting forms with the US internal Revenue Semce and PR TleaSuni Departrnent, ancl in such forms accurately classify dividends Linda interest aslax exempt or taxable income. Please consult your includual tar preparer. Your Nnancial Advisor SCOTT STACK MA's/LYLE CASRIEL See Account activity this morn tot deials Balances in your Sweep Options are included in the opening and closing Mantes v4 ue FDIC Insurance climes Only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamford Branch of bar* deposits placed through the USSInternlionS Deposit Account program WC VOIeCbOnaPPliesilornOrsey matt sweep fund hdcings but not bar* deposits. se Important informakm about your statement on the last two paces cr this document for details Apni 2017 (St Year to date (4) Opening balances $67,904.60 $96,225.08 Additions Dividend and interest income 0.62 2 58 Total additions $0.62 $2.58 Subtractions Checks and bill payments -8,946 94 -29,739.68 Other funds debrted Total subtractions Net cash flow closing balances -7,529.70 -$8,946.94 -$37269.38 -$8,946.32 -137,266.80 $58,958.28 $58,958.28 Apia 2017 (S) war to date (S) UBS Bank USA Business Account APY interest period Mar 7 - Apr 6 Opening UBS Bank USA Business balance Mar 7 $76,064 74 Taxable interest 0.62 2.49 Total current year $0.62 S2.49 Prior year adjustment 0.00 0.09 Total dividend & interest $0.62 $2.58 Closing UBS Bank USA Business balance Apr 6 S66,029 82 Number of days in riterest period 31 Average daily balance $55,508 12 hterest earned SO 48 Annual percentage yield earned 0 01% CONFIDENTIAL SONY GM 00026164 ►age 3 of 6 EFT/4_00136784 EFTA01671948
*UBS Business Services Account April 2017 UBS AG Deposit Account AF'Y Interest period Mar 7 - Apr 6 Opening UBS AG Deposit balance Mar 7 $0.00 Closing UBS AG Deposit balance Apr 6 $0 .00 Number of days in interest period 31 Average daily balance $15,499.95 hterest earned $0 14 Annual percentage yield earned 001% Account name: Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary moderate investment eligibility corisideat,cei None elected Your account instructions • Your account cost basis dela ng method is RFO, First In, First Out. Your finandel Advisor- SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL Y_GM_000261tSfle 4 of 6 EFTA_00I 36785 EFTA01671949
*UBS Business Services Account April 201 Your assets Account name: ELLIMAN, LLC Friendly account name* U.MAX LLC Account number: Some potes, income and current vaues shown may be approximate As a result, cams end losses may not Be acute, * reflected. See !Warrant inlarnabon ebota your statement 8 the end of this (fawners for more info nation. Cash Cash and money balances .Osh and money balances may include avalable cash balarxes, UBS Sant USA deposit account balances, WS AG Stanford Branch deposit account balances and money market mutual fund sweep baances UBS Bank USA deposit account balances are insured by the FCC rotten &Ocala, limits, bul are not Protected by 9PC UBS AG Stanford Branch ClepT64 account balances are not insured by FDIC and are not protected by 9PC morey market sweep baances are protected by WPC but are not insured by the FCC Set the Important infotmation about your statement at the end of this document for deists about those balances Held ng Cash Cpereng baance on AP, t (3) Closing Piante on Apr 28(5) Price per that Average on AP, 28 (11 Your financial Advisor SCOTT STACKMAN/LYLE CASRIEL Cwdenctinterest Dap in period penod 000 0.40 WS AG DEPOSIT ACCOUNT 67,904 60 58,957 88 Total Your total assets 567,904.60 $58858.28 value on Apr 28 (1) Percentage of Cost Estimated your account 0854(1) annual income (1) (»reeked gan or loss (5) Cash Cash and money balances 58,959.28 100.00% 58958.29 Total 558,958.28 100.00% 558,958.28 Account activity this month For Øe information 4Øt the prcervalue shown for restricted fatuities, see ImpMant ettormston about Dale Activity You, Quantity' trilense code race rave Descreition Pnceivalue (1) Cash amount (1) Cash and money balance (1) Mar 31 Cash and money balance 567.904.60 Apr 3 Withdrawal ACH TO Brian Yugasits AT CAPITAL ONE, NA 1,87500 - 66,029.74 AP! 3 Interest t€S AG DEPOSIT ACCOUNT 14 Apr 7 Interest 185 BANK USA BUSINESS ACCOUNT AS OF 04/0E/17 08 66,014 82 Ør7 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES 1500 - CONFIDENTIAL continued next page SONY GM 00028166 Page 5 of 6 EFTA_OOI 36786 EFTA01671950
UBS Business Services Account April 2 Account activity this month (contnueal Date Actiety Description euperior Ouamn)r Fate yaw. enceivSue (1) Cash amount (31 Cah and money balance (I) Apr 12 Withdrawal ACH WITHDRAWAL ADP PAY-BY-PAY -23 08 63,431 35 Apr 12 Withdrawal ACH WITHDRAWAL ADP Tax -752.27 Apr 12 Withdrawal ACH WITHDRAWAL ADP WAGE PAY -1,80812 Apr 17 Withdrawal ACH TO Brian Yurasits AT CAPITAL ONE, NA -1,87500 61,55635 Apr 21 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -1500 61,541 35 Apr26 Withdrawal ACH WITHDRAWAL ADP PAY-BY-PAY -2308 58,957.88 Apr26 Withdrawal ACH WITHDRAWAL ADP Tax -752.28 Apr 26 Withdrawal ACH WITHDRAWAL ADP WAGE PAY -1,808 I I Apr 27 Interest UBS BANK USA BUSINESS ACCOUNT 40 58,95828 Apr 28 dosing cash and money balance 658,958.28 Date Activity Description Amount (I) Money balance activities Mar 31 Balance forward 60.00 Apr 3 Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 67,904 60 Apr 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04103/17 -1,874.86 Apr 7 Deport UBS BANK USA BUSINESS ACCOUNT AS OF 04/06r17 0.08 Apr I0 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/07(17 •I5.00 Apr 13 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/12/17 -2,58147 Apr 18 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/17117 -1,875.00 Apr 24 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/21117 -15.00 Apr 27 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/2017 -2,58347 Apr 27 Withdrawal Transaction Limit Reached UBS BANK USA BUSINESS ACCOUNT -58,957 88 Apr 28 Closing UPS Bank USA Business Account the u8S Bare USA gaminess Account is your pima, sweepoption Mar 31 Balance forward S0.00 667,904.60 Apr 3 Withdrawal UBS AG DEPOSIT ACCOUNT -67,904.60 Apr 27 Deposit UBS AG DEPOSIT ACCOUNT 58957.88 Apr 28 dosing UPS AG Deposit Account $58,957.88 Account name: ELLMAX, LLC Friendly account name. ELLMAX LLC Account number: Your Gnancial Advisor: SCOTT STACK MANLYLE CASRIEL The UBS AG Deposit Account is yow seconcLay sweep option End of statement for account number CONFIDENTIAL GM 0002810,90 6 of 6 EFTA_00 136787 EFTA01671951
Important information afoul off statement LOS Fronde Stokes he. (the Firm cc LES Frame Services), is a rrierribec a all principal security, cormodity and options exchanges. UBS Financial Sere« and LBS Eta* USA are Sired sebsetaries of UBS AG and affiliates of U3S Securities U.C. The Finfis renal statement es milkle upon request. The Fern's executive offices re a: UBS Fnnual Santos a 1200 Harbor Boulevard Weehawken. NJ 070136 Th6 Stateillent represents the ontr official record of you LOS Fiancee Services Bawl, Other records, except official tax deserve, centainng corileing data should not be reload upon. l you believe there is an error or mason, please report t irernedutely n Ming to the Branch Manager 01 the off Ke Strving you account. Although all I gates shown re intended to be accurate, stalemmt data 'hook not be used for tax purposes. Rey seed an year-end to fmm, (6.e.. Form 1099, 5498, 10425, etc ) when preplan.; your tax noun. The Frm required by law to report to the IRS al taxable dividends, reportable «Moir dodo* and taxable omit end an seorties held egour account, net proceeds on sale transactions. and cost basis on certain covered securities. C.ommirications with the Firm • Please rood-dm an/oral convnunications in witting to further protect your rights, ncluding your rights under the acuities Invest« Protection Act (SPA) • If the tnanCtal inStitutiOn n the top let of the front of this statement is not LBS Finance Seances. LBS finance Service carries you account as timing deer by arrangement with the educated estitution. We stormed you of this relationship Men you read this accaan. In this case, yen fonds and securities re located at LBS Financial Services and not the introducing broker, aid you mist me. a report of sty era ce cmissixt to bah f inns. • As descrbed in the account agreements, you net notify us of any forOn or had iwoleng cheds reflected rye« statement within 30 dos alter it was mailed ce rude salable. • Please died cuttorner correolpots a ogres to the Ferns Client Relations Department a 201.3521699 or tolleree at 1300-354-9101 8.00 A IA. to 600 P.M. ET Mondry through Friday, or in «keg to UFA Force Services Inc. Cart in P.O. Sax 766 LI-On City, NJ 07087 • Al statements shall be deemed comarte ad accurate if not objected ton waling within 60 days • For TTY services Call 844-61209N or from outside the US: Call 201-3524495 • In case of emors or questions about an electronic hods Unify (EFT), 611m/rent or LOS Vise debit cad transactor* call POO-762.100Z or write to UBS Frokal Services Inc.. 1000 Harbor Bed., 6th floor, Wethsertert NJ 07086, Alin: RMNBSA Seances. Cal or write as son as you can, if you the. you statement or recept s wrong « 1 you need more itcantkin gat a transfer on the statement or receipt. The Fern of Card ISSUer (as applicable) mast her horn you no later than 60 days after the Firm sect seethe fist statement on which the ere or problem appeared. — Provide your rare and keno nurrber (4 ay). — Descrbe the error or the trader you are trete about. and «plain as dead/ arm can why you believe it is an error or *try you need more nfomution. — Provide the dolor root of the suspected error. The Fern or Cad Issuer MI investigate you' cookie* and will coned erg error prorrpttr. For alleged errors mob e;OBS Vase debit card transactors, I we tee more than 10 bud mess days to do this, we will credit you account for the anent you the 6 Cl error, so that you wi have the use of the money clang the tint it tees us to caveat or inmate:0hr Please make all checks payable to the Fenn or the financial inetuton indicated on the front of this. statemem In addition to regular account les, accents may be subject to mantenrice lees, charges for Late payment for securities purchases rodcharges for urpaid amounts in cash accounts. Accounts that are transferred to other iNSIttutiOni easy be sleet to a trader fee. UBS Swap Options LBS offers aeons Ice smeang cash balances, balances to bet deposits at UBS Bar* USA and LBS AG Stamford branch (Bark Sweep Programs). money market metal funds (Money funds) and the bitornational Deposit ACCCuill (C/4) for customers with an thterne rat Roan Management Account. llva4n the Be* Sweep Program, cash balances are swept to URS Bark USA up to an established lint ad then to LBS AG Stanford Bra-oh or Fund Deposes at LBS Bank USA are TDK roared in accordant with CDC auras Fee more Homan phase visit vim fdk gov. Deposits x LBS AG Stanford Branch and shares of Money Finds are not inured by the FDIC lemur the DA, cash balances are swept to deposit atoms at LDS AG New Yolk Branch and URS AG Come Branch. These deposits are not nsured by/ the FDIC Balances held at the LOS AG Cayman Bran(h re terrporritr exposed to the smear rile of the Cayman Islands, ad there is no guarantee of other oblgatir of LBS AG to repay the balances while co the MG Cayman Branch's books Deposits a UM Bark USA and each UM AG Brat are not protected by SIPC Money Fund shares re protected by SIPC See 'LOS Fnaxial Seances Account Protectoon' below Urn pia reCpaill, heroes in the Bak Sweep Program or CA may be wedamt and shares of a Money Find may be liquidated, and the proceeds retuned to you « your secular, account further ilomeon abort available sweep Options, including curent interest rates and yak* es available at wine ubs.canisweepyeelds, from you F recce *censor or by callrg 800.762.1000. UBS F«antral Sees me account protection it K. Firm n a mcfrbei of 'Iv Sty, ries nws!il Protection Corporation (SIN) which protects Secuntiel customers of its cambers up to $500,000 (nckailog $250,000 for clams for cash) barer rehire eyed:ileum:a ream «a www spa cop The SIPC asset protecto, lints apply to all accounts that you hold in a prtkular CaPacty. The Fmn, together with <erten affiliates, has also purdosedupplemmal entrance The roam amount payable to all etigble clients. collects it under this protecton 6 1500 mIlKal as of December 10, 2016. Skied to the policy condtorm and lontaliOnS, cash at the Fern 6 foster protected for up toll 9 miller en the aggregate for all yen amounts held in a particular capacity. A fug copy of the policy wtede9 is melt* upon repast. The SIPC prattler and the supplemental Pretax,' both do not apply to: • Certain financial assets cantrolkd by (ad ncluded your account vise) bet held away Iron LBS Finance Services (e.g., train 0) cash at UBS Br* USA, 00 cash at 185 AG U.S. Dance** (ei) courant* «oars, includrg variable empties. and (a) shares of mete funds Owe such shares an registeed direct& in the name of the account holder an the books and rotted% of the tan or tramfe• agent); • tweernent contracts Of nvestment interests (e.g., Imted pannershen and private placer/VMS) that are not registered rider the Securities Act of 1933; and • Commodues contracts (e g, (reign enthage and precis metal center) roc Wog futures contracts and (mPent•d4Y option cruxes. The SIPC protection and the supplement* protection do not apply to these asses even A they otherwise appear on yea statements. The SIPC protection and the supplemental protean do not protect against changes in the market vase of yes alwilbnentS (whether as a result of market movement, issuer barkre.ptcy or otherwise) Dividend Raiewestnoret Program (DPP) The price reflected is at avatar peke. You may °Man the actual price frcm you Financial Advisor OrO whole shares are purchased under DRIP, partial shares will be sold and the cash wall be deposited et yea account. The dreiciand reirostment peke suppliedbra hear may deer Iron the note price at wench the pate shires re sold Cadrimlieu On tole units envy be held in ye. accent you re miffed to a partial unit as a result of a diced. nd paymmt or otherwise. the Fern wi ether sell partial ants x mikes Pfc. Or accept an SWUM bummed by a •egistered deem() a)ency. and your account. Innetment objectival The reestrite objectives and risk profile se SpeCIC to each account and may vary between your accounts. Please km the Fer prompt& n envy of my • I C rt change n your Muncie skater or rnestrrwm objectives Foe each account held, you choose not the following inmstrrent obectims: CONFIDENTIAL • Produce Current atm' Investrnims seeking the generation of income ontr. • tree Caste Aare ern: Investments seek ng growth of prime:al rather than the generalion of MOM& • Produce Combination offtene and Caporal Appreciation: Investments snag both the ginner of income and growth of pekoe Come ride profiles • Conservative. Seeks to maintain nee farm* with low ark and volatility to the accost await even d that means the ac ut does not generate sorticant acme or returns and may not keep Pace with nf Leon • Moderate. Wilirg to accept some risk to pekoe and tolerate some volatility to seek hire ream. • Aggressive Wilco to accept high risk to «ape and high volatilty to seek high rettsns over taw • Insortmentagthtly Consedepret II selected. a portion of the portfolio tor that accent may include COrre:47, straeeges, Heed loudly end greater volatilty Statement Irouteholdig" We may consolidate all related account statements with the safe kites, in the sane mere e 9 because they have owners who alit maintain pen account reatictishps web other clients ae the name access. you peeler to receive indodue statements mailed n separate r raves. you may client hoottioldog by (erg your Fannie *censor Friendly account name The Tandy account name is a customizable 'nickname' chosen by you to assist yOU with your remixtreeerg It has no legal effect on your account. You can change your Friendly account mews, throucb Online Senates or by contacting your Financial Advisor. Aocomtoverviaw • trabe of $or account/portfolio Net of assets and • Assets Includes eatable cash badanCeS, values for restricted Hourly (est ), and Global Tine DepOSits, urreakted marks to meet, and certain assets not held byte Fein Does not inclak unprked mourn caresses at the end of the vex and current statement periods. or private investments, unrested stock options and coagulable stock cars • tiabents Includes debit balances, outstanding margin loam, credit Ine, short account balances • Cathirmemy theme Total of uninvested available cash balances, plus deposit balances a UBS B8* USA, Les AG Li s. Branches rid money market mutual fund sweep balance* at the close of the statement period. Ncnoceerrolty free credit balances in your account re not segregated from other balances and the Finn may use any of these fire in the ordinary cotrse of its business. These luniS sit payable upon yea demand. This total a included in the current period clang vatt SDNY_GM_00026168 EFTA _N1136788 EFTA01671952
Iniportaut Intirrumation about your statement (continued) Landitsi Sarmatian Far detailed information en the Fim's leafing practices and disclosures. refer toy ut Client *Wrathy Ointment or Account Agawam arid the General Term andCantons U35 Statement of Credit Practices available n Antrum and Clachasurts at raw hiss roes fammintnYabvires. Your wets YOUr statement itemizes 'azurites and other assets heed ri the account al the end of the statement period You may at for dawn of fulk pad securities at sty tine. You may acne sec sties wed as ban ceisteral after paying any balance ate on than Any securities handiest:Ito the Fern eking the statement period age bled at nuke yak* as of the end of the easterner* period. • Cort basis. In der-sing the cost base of the securities included this statement. where r6csted wish the nearby I.• LOTS F manual Senseshue relied on ithennation chtsined from scythes other thanLAS Marna Services, *lading ntamation from another Inn a due may have provided to you Financial Advisor. The Firm does not ildepenciently wily a guarantee the accuracy or validly of any riarnatial provided by sources Wier than US$ Fnancal Semites acklint although LES Menai Services wooly textiles the inf amnion mite received the inn does not provide ary assaances that the nicestion under 'Cost lase and -Urreakted gailbse is accurate as of the date of this statement. As such Wow do rot rek at the intormatian to make purchase s sale deceit, for tax pupa's or otherwise. Accosts trandemd to the aim nay reflect gait loss id arnatim only for the period of time they se held at the Firm. More Worn! ithermoon can be added by your Franca Advisor. • Unrealized gaily/Iowa. When data is available, estimated wreaked gardlosses re cakulated for ndwidual ucuity lots. The transaction data for individual lots may a may not reflect corrminiens. charges ardor stony Fergana ion events Dividend and other 'tamest* lots and systematic purchase bas re each canbined to display one averaged kit. The 'Trade date earn presents the capital transaction trade date. • Callable securities Bonds and preferred stock that the issuer calk fa early redernaion wil be selected imanialy by lot Iran among ail secant ies of that issue he in ow mare a it nominee name fa ow clients. Call fern information is Mined from chid parties rid its accuracy is rot guararteal. Other call features may exist which could affect yield (ankle ricanatin will be provided upon request • Certificates of deposit (CDs). CDs se IOC tend up to S290.000 n prixipal aid accrued interest per depositor and per depository institution, n accordance with FDIC rubs. • Pricalvabe Prices clanyal for secuan and °t hew products may be higtwr or lower than the price that you would Mtual& recewe in the market Prices are obtaned from vane third party sources which we belie.e to be relible, but we do not gars« thew acosacy - We generally use the closing pric• when available or the mew of the bid and ask aces for listed securities and options or only bid aces for OTC - Less aeon* traded snares maybe priced wog a valuation model or the most recent vice we oblaned and may not reflect an actual market price or vakie - (Wan positions may properwithat a price aid will show as 'peke was not eatable weare to obtain a price for a security - Deposits or securit.es denominated in currencies other than U.S. dollars re reflected at the exchange rate as of the statement date. - For certan secirties trading in I-m.o.:cif arming dencemann, price and quantity dace vale) may have been adµted to f acetate proper valuation. To abut, anent quotations, when available, contact yotr Feuncial Advisor. • Private investments and anactwed products. Private known securities Snaring drui partkipaum program shear estate nominee trust securities) and stntchred products are general,/ honk MOM Celan struchad products have not been registered with the Secants and Exchange Cm-mission or axle, any state setureeraws We provide est mated vales for ante iwestment securities and structured products for Wormaticnal pwposes onk. Accuracy s not greened — These vales may differ substantalk !fon prices, if any, at which a private nitistownt security or structured product may be bought a sold and do not necessarily represent the value you may receive upon lepaidaton. — third party estimates ol take re as o! a Certain date and re applied to LOTS Financial Sewn en a recut, basis by an slepeoski rt valuation hen — Soh general partnes a sponsor estimated ya ws. ay, re applied to the Fim by the ewe, general Pain a sponsor and relay be calculated based en different information from that used by third parlits to deity Thee Wowed values. — You can obtain additional nfamation regarding the methodology used to determine the estimate of yaw and the date of the ricemaecn that is the bass for the estimate by corvette-is your Financial Advisor — Dudpanty ntmated vaktes may bee reflected as 'Not piked' n several situation': when an twdeperxhra mantas fen has not swipled a unite to assign a +aka +ohm we become awn that a material event has tamed that may all a Folvardy repated value into garden, a when a yaw would be hug* speculative due to the nature of the wittily. — When nether an esuer, general palritc or worn estimated value nor a third-party estmated vale 6 Fronded the vale of the security will be &leant from its purchase pike. — • Distrtuticris to date' may ncbde return of capital, some or both. — 'Original unit we represents the teal offering price per unit and may not ref led you cost base — DPP and misted REIT securities are not listed en a national acuities exchange, and are generally avoid and event they can be sad. the price received may be less than the per share estimated valve wended in the account statement. • Restricted securities Restricted sautes generally re not currently eligble for plAik sale. LOTS Financial Services uses the matt* price of the treestricted stock of the same issuer as an mated value for the restricted stock for purposes of this StarWrient Or/ TO the extent that restricted securer's re elgble foe sale, the yaw rutted may be substantially less than the muted vale shown. • Eat. (estimated) income, went yields and rates. An eltmate of ritual son* is bard C41 current &Wend rd merest rates, assuming the secures will be held for one year from statement date or cria many This estivate is only a guideline, accuracy and contnued income ate not guaranteed — Estimated anal income arid current yield for certain. lows of secnies could incl.-deafen/II of princoal or capital gars n wench case the est Mom. (and own yield) would be overstated. — Estimated anal nose and cured yield and the actual an and yield mgt be lower cc legvir than the estimated amounts — An estimate of amualired ncon (dividend ardor interest) divvied by the curvet mate vaxisrerage balance is based on the last doidend a interest payment made by the issuer and assumes the seortinckiposits will be held for me yea torn the statemert date or until maturity. Accuracy and continued weld are not guaranteed. • Asset, not held by UBS Financial Services. Certain assets are rot held by the pans and not within the Firm's possession a control These Malts a* displryed emote statement for informational PaPOSes only. Positions arid vale es presented are Provided by the issuing (inn UBS Financial Services is not respcnsble Ice this it ormatOrk ad does not guarantee its aCCurafy. These Meta are not protected by SIPC a the Fern's suothemental Slit cow. age • Revenue sharing end additional compiwastion. - e. addition to carrresons en salts and 12b-1 foes received n correction wch the diStrbut/On of mutual hods !Oar cents we anchor cu affiliate receive revenue sharing parents Iran denizen and a schism of the mutual finds that we sell These amounts are based an Iwo df f trent acipments: the rant of sales by 1.85 of a pankWar mutual fund family to as dents; and (i0 the asset value a a Particular mutual fund famiVs shares held al the firm. — We and as affiliate also reset. new:clung ad antis processing fees m cornea:cans,. I« transfer agent services that we sonde to the mutual funds These lees generally re paid from investor assets the mutual fund and art a find dolt amount based on the number of accords at the brokewdedkr holder; mutual lands of that fad lardy. — es Welton to carmssons received in connection with the sale or distrbutkin of am...ay contracts and CONFIDENTIAL to imestment trust wits to or dims, we andet ou affiliate receive covenr dying compensation frail nary of the insurance cemparies unkiniting the amuty contracts, affiliates of the irenranc• clomPanes or sponsors of the unit investment trusts we dartutt — affiliates also receive trading cornwssions rid other ccupermation from mutual funk and mane mutants whose products we Moine — We receive NI nue fee from 1.85 Bark USA and UBS AG Stretford Branch of up to 175 per account sweepng to the bat alder the LEIS Bak Sweep Programs Activity trlormabon ',giant) commissions and other charges incurred it connection with the execution of trades. 41C Icing cow transachens has been nclided on Cent rmatra prev susly lunched to you, aid will be provided to you pr.:only an request Short selling V you re engaged in that Wing a security. you may ncur a charge des to certain [cawing costs fa that particular storey. Open orders Rtgrolna open a -gxcktiacarxelksl* eiders that were not executed by the statement date, open buy and sell stop orders are reduced by the amount of dividends a rights on an ex.dreklends or nuns date unkre mingled otherwise by Wu. You are responsble for orders the re executed due to your lease to cancel eestng open orders Privacy To obtan a copy of ea current Client Privacy bisect, pease contact yea Mama' Adviser or veil ou websae o Y 'Eno (At rnenlernagyeeln. — US5 Financial Services is not a bank. The AMA Cuteness Services Account BSA and AMA art brokerage accounts ninth provide access tobring services and products throun wangernents with Ablated bales ad other *tap" baths and provides access to mune and suety products awed by unaffiliated thrdparty nuance companies througi insurance agency stud:win of LEG Financial Services tic - Stuns nsuranst and arnuity products — Not FDIC insured • No bank guarantee. May lose vale — AMA. Resource Management Account, Business Strikes Account BSA, IRMA and international Resour« Management Accost are registered service muds of UBS Financial Services Inc — VISA is a registered trademark owned by Visa Internacional Service Assoc iron and used tsar kerne. The UBS Visa credt cards and the UBS visa debit cards aro issued by MBank USA with permission from visa U SA Incorporated All other trademarks, registered oedemata. service mans and registered service mats are of their respective companies. 115 Financial Services Inc Rev. 201703 SONY_GM_00026169 EFTA 00136789 EFTA01671953
UBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171-0302 Account name: ELLMAX, LLC Friendly account name: EaMAY LLC Account number: Your Financial Advisor: SCOTT STAC. MANLY LE CASK EL PV Questions about your statement? Call your Financial Advisor or tke Resourceline a account whit our websion: vvvinv ubs coral f inancialservices Items for your attention Help protect ycorself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www annualcreditrepon corn. Value of your account Business Services Account May 2017 on April 28 (1) on May 31 (1) Your assets 58,958 28 50,011 76 Your liabilities 0 00 0 00 Value of your account $58,958.28 Tracking the value of your account S Thc,u:_inct Dec 2015 Dec 2016 /6,1 2017 Dec 2014 Member SIPC $50,011.76 May 2017 Sources of your account growth during 2017 Van* of yo.s account at year end 2016 Net deposits aid withdrawals Your Ovtitifierit return. Dividend and interest income Change in market value Value of your accotrt on May 31. 2017 $50.011.76 196225 08 -14621632 13.00 10 CO SDNY GM 00028170 CONFIDENTIAL ►age 1 of 6 EFTA 00136790 EFTA01671954
UBS Business Services Account May 201 7 Your account balance sheet Summary of your assets Value on May 31 (S) Percentage of your account A Cash and money balances 50,011 76 100.00% B Cash alternatives 000 0.00% C Equities 000 0.00% D Fixed income 000 0.00% E Non-traditional 000 0.00% F Commodities 000 0.00% G Other 000 0.00% Total assets Value of your account 550,011.76 $50,011.76 100.00% Account name: Friendly account name• Account number: Your current asset allocation A Eye on the markets Index Your Ignandal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UB5 Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2017 3-month Treasury bills: 0.97% One-month LIBOR: 1.06% Percentage change May 2017 year to date 1.41% 866% 1.02% 796% 3.81% 14.40% 0.77% 2 38% CONFIDENTIAL GM 000261/l19° 2 of 6 _ _ EFTA J10136791 EFTA01671955
41D UBS Business Services Account May 2017 Change in the value of your account may 2017 (s) Year to date (S) Opening account value $58,958.28 $96,225.08 Withdrawals and fees, ricluding investments transferred out -8,946 94 -46,216.32 Dividend and interest income 0 42 3.00 Closing account value $50,011.76 $50,011.76 Account name: EWMAX, LLC Friendly account name: ELLMAX LLC Account number: Dividend and interest income earned FOI purposes of lhs statement, tactility of interest art 0ntderet Income hat been determined from a MS fat rePating Perspective Batted upon the residence of the account hdder. account type, or product type, some interest andor dvdend payments may not be subject to United States (VA arida Puerto Rico (PR) income taxes The dent moms ay statement is not intended to be used and cannot be relied upon for to purposes. clients should refer to the applcatde tat reposing forms they receive Iran UBS annualy, such as the forms 1099 and the forms 480, for tat reporting information it is the practice of OBS to file the er °Scat* to reporting forms with the US Internal Revenue Semce and PR Treasury Department and to such fount accurately classify dviCends soda interest aslax exempt Or tamable income. Please Onsult your indadual tat prepare(. Cash activity summary Your Knancial Advisor. SCOTT STACK MANfLYLE CASRIEL See ACCOunt aCtioty this month for Beta Is Balances in your Sweep Options at included in the opening and closing bilianCeS value. FDIC insurance 4aPfes only to &po➢h at UBS Bank USA, not to deposits at Des AG, Stamford Branch or bar& deposits paced through the USSInternationd Deposit Account program sec protection applies to money matt sweep fund Mc:ergs but not bank deposits. See ImpeXtant entoanition .about your statement on the last two pages d this document for details May 2017 (1) Year to date (S) Opening balances Additions Dividend and interest income $58,958.28 0.42 $96,225.08 3.00 Total additions $0.42 $3.00 Subtractions Checks and bill payments -8,946.94 -38,686.62 Other funds debited 0.00 -7,529.70 Total subtractions -$8,946.94 -$46,216.32 Net cash flow -$8,946.52 -$46,213.32 Closing balances $50,011.76 $50,011.76 May 2017 (S) war to date (S) UBS Bank USA Business Account APY Interest period Apr 7 - May 4 Taxable interest 042 291 Total current year $0.42 $2.91 Prior year adjustment 0.00 0.09 Opening UBS Bank USA Business balance Apr 7 $66,029 82 Total dividend & interest S0.42 $3.00 Closing UBS Bank USA BLainess balance May 4 157,083 44 Number of days in merest period 28 Average daily balance 153,159 08 hterest earned SO 48 Annual percentage yeld earned 0 01% CONFIDENTIAL SDNY GM 00026172 Page 3 of 6 EFTA_001 36792 EFTA01671956
*UBS Business Services Account May 2017 UBS AG Deposit Account APY Interest period Apr 7 - May 4 Opening UBS AG Deposit balance Apr 7 $0 .00 Closing UBS AG Deposit balance May 4 woo Number of days in interest period 28 Average daily balance $8,422.55 Merest earned $0 .08 Annual percentage yield earned 0 01% Account name: Friendly account name: Account number: Your investment objectives: You have identified the ((Mowing investment objectives for this account If you have quesoons about these objectives, disagree with then', or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate Investment el /9 ibi ty COnS'iderat,co • None Selected Your account instructions • Vow account cost basis defa., • ng method is RFO, First In, First Out. Your financial Advisor: SCOTT STACK MAIILYLE CASRIEL CONFIDENTIAL Y_GM_00026194114 4 of 6 EFTA_00 136793 EFTA01671957
441UBS Business Services Account May 201 Your assets Account name: ELLMAX, LLC Friendly account name:ELLMAX LLC Account number: Some pun, income and current yaws shown may a appoxirnale Asa result, gains and losses may not be accurately reflected. See Important information about you( statement at the end of this document to. 'Mit trifocal:100M Cash Cash and money balances Cashew' money balances may Ind ode avalable cash balances, lies Bank USA deposit account balances, UBS AG Stamford Branch deposit accoum balaxes and money market mutual fund sweep baances UBS Bank USA deposit account babies are insured by the FDIC vaINn applicable Imits. but are not protected by 9PC UBS AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by 9K Money market sweep baances are protected by SiPC but are not insured by the FDIC See the IMPOITint information about your gatemen< at the endot this docurneM fp deters about nose balances Htldng Cash Openng bdance act Mal 1 (5) Closing blance on May 31 (S) Price per share Awrage on May 31 IS) rate D , dend Interest period Your Nnancial Advisor SCOTT STACK MANLYLE CASRIEL Da/1 in period 0 40 0.26 WS AG DEPOSIT ACCOUNT 58,957 88 50,011 50 Total Your total assets 858,958.78 $50,011.76 Yalue on may 31 (S) Percentage of Cost Estimated your account oasis (s) annual income (5) Unrealized gam or loss (I) Cash Cash and money balances 50,011.76 100.00% 50,011.76 Total $50,011.76 100.00% $50,011.76 Account activity this month for not information about the prkelvalue shown for restricted seCuntits, see Important intotmalon about Dale Artery Your Ouantays Description erpense code Face value pnceivalue (S) Cash amount (S) Cash and money balance (I) Apr 28 Cash and money balance $58,95828 May I Withdrawal ACH TO Bnan Yurasits AT CAPITAL ONE, NA -1,87500 57,083 36 May I Interest U8S AG DEPOSIT ACCOUNT 08 May 5 Interest UBS BANK USA BUSINESS ACCOUNT A5 OF 0904/17 08 57,068 44 May 5 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -1500 CONFIDENTIAL continued next page SONY GM 00028174 ►age 5 of 6 EFTA_OOI 36794 EFTA01671958
*UBS Business Services Account May 2017 Account activity this month (continued) Date Artery Description r C•ur expense cc. Quantity.' race race enceivSue (S) Cash amount (SI Cash and money balance (5) May 10 Withdrawal ACH WITHDRAWAL ADP PAY-BY-PAY -2308 54,484 97 May 10 Withdrawal ACH WITHDRAWAL ADP WAGE PAY -1808 12 May 10 Withdrawal ACH WITHDRAWAL ADP Tax -752.27 May 15 Withdrawal ACH TO Brian Yurasits AT CAPITAL ONE, NA -1,87500 52609 97 May 19 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -1500 52,594 97 May24 Withdrawal ACH WITHDRAWAL ADP PAY-BY-PAY -2308 50,01 1.50 May24 Withdrawal ACH WITHDRAWAL ADP WAGE PAY -1,808 13 May 24 Withdrawal ACH WITHDRAWAL ADP Tax -752.26 May 25 Interest UBS BANK USA BUSINESS ACCOUNT .26 50,01 1.76 May31 dosing cash and money balance 850011.76 Date Activity Description Amount IS) Money balance activities Apr 28 Balance forward 80.00 May I Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 58,957 88 May 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0901117 -1,874.52 May 5 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 0904/ I? 0.08 May 8 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 090917 -15.00 May I 1 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0910'17 -2,583.47 May 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 091917 -1,87500 May 22 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 05/19/17 -1500 May 25 Withdrawal 085 BANK USA BUSINESS ACCOUNT AS OF 0924/17 -2,583 47 May 25 Withdrawal Transaction Limit Reached UBS BANK USA BUSINESS ACCOUNT -50,011 50 May31 Closing UBS Bank USA Business Account The UBS Bare USA 8usness Account is your pnmay sweep option Apr 28 Balance forward 80.00 858,957.88 May I Withdrawal UBS AG DEPOSIT ACCOUNT -58,957 88 May 25 Deposit UBS AG DEPOSIT ACCOUNT 50011.50 May31 dosing UBS AG Deposit Account 550,011.50 Account name: ELLMAX, U.0 Friendly account n am.: ELLMAX LLC Account number: Your Snancial Advisor. SCOTT STACK MANLYLE CASRIEL The UBS AG Deposit Account is you seconday sweep option of statement for account num CONFIDENTIAL Y_GM_000261969. 6 of 6 EFTA_00136795 EFTA01671959
Important information about .\ our statement LOS Ennui Stevie% hc. (the Femor LES Pommel StmeCeS), is a merrier of all principal security, commodity and options exchanges. UBS Financial Sences and LEES Bask USA are norm sobriaries of UBS AG and affiliates of 165 Secure:n11C. The Fm's Initial statemmt n availing upon request. The Fim's trout« offices re a: UBS Fna-coal Services M. 1200 Harbor Boulevard Weehawken, NJ 07086 Th6 Statf•neoit represents the only official record of you Les FeUrKiel Serv(es bawl. Other records, except official tax downer«, cottoning conflicting data should not be relied upon. k you believe there is an error or unisser\ please report it Ornectiately it «Ong to the Branch MINX,' ol the off Kt *(wO; you )(Count Although all bares shown are intended to be actuate, stalemmt data should not be used for ten purposes. Rey scale on year-end to forms. (i.e.. Fond 1099, 5498, 10475. etc ) when propering year tax stun. The Frm requied by taw to report to the IRS al taxable dividends, reportable rxrutzuble dada* and taxable stmt eared on securities held is you account, net proceeds on sale transaction and cost bases on certain covered securities. Comromicatione with Ow Pim • Please reuseVT ant oral communications in venting to further protect you (Opts, nclang you rights under the Weal es ammo Protection Act (SPA) • If the frontal nsteution on the top let of the front of this statement is not LeTh Financial Semites. LBS Enloe Seven twits you account as clewing ticker by arrangement with the edicated ateution. We informed you of this relationship when you opened this acorn. In this caw, yea funds and securities re located at LBS Financial Services end not the istrodeig broker, and you must make a report of my error a omission to both fins. • As described in the account agreements, you mast notify us of any errors a had invoking checks reflected on you statement within 30 drys alter it was mailed a made salable. • Please dyed customer corrplorts a inquiies to the Firm's Client Relations Department a 201.352.1699 or toll-free at 1300-354-9103. 8'.00 A M. to 600 P.M. ET Monday Inc Friday, or in writing tOUBS Frontal Services Inc , (lent Relations Depannent P.O. Sax 766 Urn City, w 07087. • Al statements shall be deemed comp«e and acute if not *Kited to ri writing withon 60 dins • Foe TTY seats Call 844-611-0986 or from outs.* the US : Call 201-3521495 • In case of wors or questions about an eiesl•CMK funds transfer (EFT), bill payment or (BS Visa° debit cad transaction call 806762.1000, or mire to LBS Fe-uncut Services Inc.. 1000 Harbol31«, 6th floor, Weehsthen, NJ 07086, Ann: RMNBSA Senres. Cal or write a sect' as you can. eau the* you statement a rattle s wrong or d you need more rolconakin rout a transfer on the statement or receipt. The Frm or Card ISSUer applicable) oast her Iron you no later than 60 days alter the Fern sere you the fist gatemen on which the error a problem creed. — Provide your run and account nurrber (4 ay). — Desert* the error or the transfer you are oasise about. and oplain as clean" as wou can why you believe it is an error or why you need more nfomasten. — Provide the dolor amount of the suspected error. The Fen or Cad Issuer viol investigate you corrialint and will coned my error pimply. For alleged errors mots gOBS Vitae debit card transactions, Awe tee more than 10 bus new days to do this, we will credit your /coon for the snout* you think es in error, so the you wi have the use of the money pang the time it tees us to complete our inwstgation Plectra". all checks payable to the Fon or the financial noniron rodeatt0 on the front of this statement In addrtion to regular account lees, accounts may be subject to maoternance lees, chrges for late perm, for securities gallon rid charges fee urpaid rants in cash accounts. Accounts that are transferred to other Mistitulioni may be subject to a transfer fee. LBS Swoop Options UBS offers options Ice sweeping cash balances, balances to bark deposits at OBS Bar* USA and UBS AG Stamford branch (Hark Sweep Programs), rnoney market mutual funds (Matey runs) and the notomational Deposit Account (DA) for customers rah an International ansasco Management Account Through the Bark Sweep Program, cash balances are swept to UBS Bark USA up to as established lint and then to LBS AG Stamford Beach or a Money Fwd Deposits at U8S Bank USA are FDK raced in accordance with FDK Nis For more dooms alel phase vise worm fde got Deposits a UBS AG Stamford Branch and shares ol Money Funds are not rand by the FDIC Mout the IDA, cash balances are swept to deposit moons at LOS AG Now Yolk Branch and LBS AG Carman Branch. These deposits are not Osured by the FDK Balances heel at the UK AG C «man Branch are terrporariy exposed to the sovereign rek of the Cayman Islands, and there is no guarantee or other obligation of LOS AG to repay the balances while co the U8S. Cayman Branch's books Deposits a UM Bark USA and tad' UM AG Branch ate not protected by SIPC Money fad shares are protected by SIPC See 'OBS Financial Services Account Protatoon' below Urn you request, balances it the Bulk Sweep Programs or DA may be weeknawn\ and shares of a Morey Fund may be liquidated and the proceeds retuned to you or yotr scant« account further information rout available Sweep Orions, ockering cumin interest rates and yields, os available at mina alos.confsweepmekK from you F preexist Advisor or by calling 800.762'1000. UBSFMancial Services account protraction The Fern e a member of the Sees ides Investor Protection Corporation (sec. which protects %aunt« (vitamin of its merbal up to $500,000 enduring $250,000 for clams for cash) Diplyrory Paha available upon regain or at wow spa mg The SIPC asset protection lints apply to all accounts that you hold in a particular capacity. The fen\ together with certain affokates, has also purdoseduppleminalirStralla The maiimam arrant payable to all eligble clients. collectively under this protection 6 1500 mlbsc as of December 10, 2016. %b eat to the policy ocreleions and Imeations, cash at the Fern 6 further protected for up to nallim on the aggregate for all you accounts held n a particular capably. A lull copy of the POKY wording is rear* uPCO fewest. The SIPC protection and the supplemental Protection both do not apply to: • Certain !nodal assets controlled by (and ocluded you account rake) but held away from LBS Financial Semites (e.g., <man (0 cash at UBS ant USA, 60 cash at LBS AG U S. Branches, (cat) insurance crochets, ncludng sale amities, and (W) than of maul funds where such shares are rogisteeddrecty in the nano of ten account holder on the backs and records of the ISSUR or transfer agentk • Irmesummt carets or investment Mimesis (e.g., liner pannershins and private placements) that are not registered coder the Secuities Act of 1933; ad • Commode« contracts (e 9, foreign erhange and prams metal contracts), orockideq futures contracts and tonTrid4Y option contracts. The SIPC protection and the supplenerer protection do rot ape* to these assets even A they otherwise appear on soar statements. the SIPC protection rid the Appleton's' protection do not protect again charges in the market yaw of yon 'thermion« (whether as a resuk of mate movement, issuer barkruptcy or otherwise) Dividend Raiewitstmont Program (DPP) The pace reflected is an average peke You may dean the actual price from year Financial Acknor Only whole shares are purchased under DRIP, partial shares will be sold and the cash MI be deposited ni MS account. The dmidend reirmestment price supplied by the issuer may defer Morn the make price at which the penal shires are sold OISIVi/V1111 Only whole uncs ona be held in your accoat you we trailed to a partial unit as a result of a dividend paymmt or otherwise. the Fern wi ether sell partial irks x market pmt or accept an rani detemned by a registered drank agency. and credit you account. Innetrnant objectival The investment objectives and rok profile are Spec& to each account and may vat' between your accounts. Please advise [beim prompt/yowler, of am significant change in your Nome situation or orestment obsectmes Foe each account held, you chOose cc* of the followng inrestnont °bean«. CONFIDENTIAL • Produce Current Income: Investoren% seeking the generation of income only. • Achim Capra 1 Apple( anon: Investments seeking growth of prixCal rather than the generation of MOM. • ProduceCombine/on of Income and Caporal Appreciation: Inwstrnints seeking both lee generation of interne and growth of oixfoal. Overall rift profiles • Come/van. Seeks to maintain ortul fairepal with low ark and «Wiley to the account overall even if that mean thew ut does not generate Serf lard incorrect* renews and may not keep pate with Olsten • Moderate. Wiling to accept some nsk to oixpal and tolerate some wratility to seek higher reins. • Aggress'''. Wiling to accept high risk to once and high «lathy to seek high retains over tone • Pasant Elva" COrtikleafim, It seeded, a porton of the portfolio to that account may include carp/ex 'Beteg«, limited ruddy and greater volatilty Statement Theutehelding- We may consolidate all related account statements with the sane adtress in the sane envelope, e g because they have owners who also maintain pen account reaternhas weh other clients at the sane octets, 4 you prefer to rect« ondoodun statements mailed n separate em nvimores. you may decline horseholtortg by calling you Financial Advisor. Friendly account name The Fnendly xreunt mane is a customizable • nickname • chosen by you to assist you with you' reariteePert It has no legal erred on you- account. You can change yore Friendly account manes, throup Orene Sera« or by °treacles; your Financial Advisor. Account. coverviaw • Yak* of tour accountaordoba Net of assets and labor« • Assets l'ockeles available cash balances. values for restricted savory (est ), and Global Tome Demouts. urreakred maks to motet, and cellars assets not held by Ole Fern Does not ext.& unprKed securd el assets at the end of the pea and current stateroom periods, or prate investments, unrested stock options and turnable stork cocas • bran« Includes debt balances, outstanding mangro barn, credit Ins, short account balances • Cash/many balancer. Total of uninvested north cash balances, plus deposit balances at UBS Bak USA, U85 AG U S. Branches rod money market mutual fund sweep balance, al the close of the statement period. Noaccorrolty free credit balances in your account re not segregated from other balances and the Fan may use any of these funds n the ordinary coarse of is busnens. These lulls are payable upon your demand. This total is nolided it the curer% period doing value SDNY_GM_00026176 EFTA (X)1367%T EFTA01671960
Important information about your statement (continued) Landing idannation For detailed iiformation can the Fern's Itioarg practices and disclosures. refer to yes Clint Rebewthip Agreement or Account Agreernen and the General Terms and Ca-Shoes. UBS Statelier* of Credit Dicky ayaiabk n Agreement and Oath:um at rm. Wit rontlan-reatnezbeffee. Your mete Your statement itemizes 'azurites and other assets held ri the account al the eed of the statement period. You may a* for *hey el fuly pad securities at any tine. You may receive servnties used as ban colateral alter paying any balance die on them Any securities trammed to the Fern clung the statement period age listed at market vabe as of the end of the statement period. • Cart basis. In dettanning the cost baps of the secuities Untitled n the statement, where inckated with the nearby ' I.' IBS F manes' Services his relied on nfoonatko obtained from maces other thanLES Foamed Strokes, inducing of small's trim another Inn Pm you may have provided to you Firvencial Advisor. The Fern does not independently very ee guarantee the accuracy or valiaty of any eionnation provided by sources Wier than UBS narks' Seraces acklthart although IBS Fnaxial Services general/ updates the infamaton as it is received. the Fern does not provide are assurances that the Moons co under "Cost basis' and 'Wreaked gen bss is accurate as of the date of this statement. As sash Meow do rot rrean the normatim to make purchase or sale denions, foe ty purposes or otherwise. Ascents tramstened to the Firm may reflect gen ilamation only for the period of tine they se held at the Firm. More hotoncal Hanson can be added by your Formal Advisor. • Unrealized gainalloaes. When data is available, enervated urrealked gairilosses re cakulated for ednidual sectary Ms The transaction data for rdnidual be, may or may not ref het commissions. charges ado security Kpgniaion rvents Dividend and other rerwestment loss and systematic purchase bits se each combined to display one averaged lot. The 'Trade date' colso presents the original transaction trade date. • Condole securities Bonds and preferred stock that the issuer cab for early redeerction will be selected inpatal a by be from among at smarties of that issue held in our am* a n nomkee name fee ate dents. Call feature information is obtained from chid parves ski is accuracy iS not goateed. Other call fears may east which could affect yield; complete lifarrielicn will be provided upon (mune • Certificates of deposit (CDs). CDs we FDIC eased i.e to 5750,000 n prixiaal arvd accrued interest per depositor aid per depository institution, el accordance with SDK rubs. • Pricervalue Prices depleted for smarm and other products may be higher or lower than the price that you would stoat& receree in the market Faces are obtained from mos tad party sources which we believe to be reliable, but we do not gamut thee acosacy - We generally use the closing Pee when available or the mean of the bd and ad' MKS for had worth and options Of only bid prices for OTC sectaries. - Less Edney traded skint*, my be piked useg a valuation model or the most went vice we obtained and may not reflect an actual market peke or vale - (Man positions may upper withaA a prce and will show as 'peke was not astable' if we pre unite to obtan a price for a security - Deposits or securit.es dencomated in currencies other than U.S. dollars av reflected at the exchange rate as of the statement date. - For certain sectaries tracing in ron.ecof amine dencennatom, price and quantity (face vats) may have been adµted to lacerate proper valuation. To oblate current quotations, when avertable, contact your Fkurcul Advisor. • Private investments and Matured products. Private irrearrent scurries (mixing drect park:pans Mogan »Veal estate nvestrette trust securities) and structured products are gmeraty light' Algid Chan structured products have not been registered with the Sonnies ad End swat Caimission or urger any state securities LIM We provide est mated values for private irwestmeM securities and strudured products for noemannal purposes ony. Accuracy s not goateed. — These vales may differ substantaly from prices, if any. at which a private megrim* security or simpered eroded may be bought or sold ad do not necessarily represent the value you may receive upon liciadaton. — Thirdprey estimates ol was seas of a chain date and re applied to LBS inane:al Sevres co a recut. basis by an depeouleevaluskin fern — has general pediment:cow enervated miss. any, se supplied to the Fim by the issuer, general Penner re sponsor and may be cakulated based on different information from that used by thed partin to (*nether Mowed sabres. — You can cbtan additional oh:ovation regardeg the methodology used to detente ten estimate of vats rid the date of to Hermann that es the basis for the estimate by corextrig your Financial Adnsor — Tiedparty nu-mated miss may bee reflected as 'Not piked' n srveral SeUeti0C6: when an independent viestion fen has not supplied a ts unable to assign a yaks tshm we become awn that a material rant has owned that rev, call a previously raicead valor it o suntan a when a sake would be high& speculative Ave to the nature of the — When neither an SUS, general pate or some estimated value not a third-party estimated vale 6 monied, the vat* of the security will be &lettere tram its purchase pike. — • Distrtuticos to date' my ncbde return of capital, none or both. — wit sae' represents the teal Meng price per unit and may not reeled ear cost bass — DPP and wasted REIT securities are not listed co a national acuities exchange, and se genetany amid and even r they can be sob. the price received may be less than the per share estimated value provided n the account statement • Restricad securities Restricted secuit es gentrify are rot currently eligble for public sale. LES Sensate! Services uses the ma net price of the wrestricted stock of the same 69Jef as 1 n rllputed value f ce the restricted stock for purposes of the statement ore/ TO the anent that restricted securities re *baba foe sale, the value received may be substacrially less tai the myteed value shown. • Est. (estimated) income, went yields and rates. An estimate of yowl income is baud co current dnidend ad interest rates, assume, the secures rill he held for one year from statement date or snot nasty This estimate is only a gadelne, acosacy and contnued income are not guaranteed — Estimated anal acme and current yield for certain types of secures could iodide a resin of princoal or capital gains n *rich case the est income (and anent yield) would be overstated. — (striated aortal name and tureen yield and the actual an ad yield midst be lower cc higher than the estimated moans — An estimate of amualired some (dividend ardor meant) divvied by the current menet vasiartrage balance 6 based on the last dividend a rend payment made by the issuer and assumes the secirtieecksposits will be held for one yes from the statement date or until maturity. Accuracy rd conned yield se not pare-reed. • Anita not held by UBS Franc' Services. Cenain assets are not held by the Fern arid not within the Fin's possession a control These Mats are displayed maze stattenere for informational purposes only. Positions and yak*, Presented are Provided by the own? fins UBS Financial Services is not respensble fee this 'Hormel Ork and does not guarantee its accuracy. These assets are nee protected by Slit a the Fern's supplemental Slit towage • Review* shying and additional compensation. - h addition to carrnssions on airs and lib-I fan received n connection Sib the diStrbt/hOn of mutual finds to as clears we ardor our affiliate reserve revenue sharing palmists from dntrbutors ands admen of the mutual finds that we sell These anoints are based on Iwodeferent menoments: rS the amount of sales by LBS of a pankular mutual lug family to sr dents; and (i the asset vats cl a Paniculx mutual fund famiVs stares held at the — We and as affiliate also receive netwaling ad orretn processing ten as considerateo for transfer agent services thee we pear& to the mutual fonds These fees generally are paid from Mesta assets the mutual lund and are a fined dolt amount based on the ranter of accounts a the brokeodeliar hoiden rrutual lurid ol that fund fray. — addecn to carmussons received n menechen with the sale or &urban:in of annaty contracts and CONFIDENTIAL to ornestinent trust wits to as clients, we rods our if knee receive reveres doing canniest:on from many of the essence candames skinning the awury contacts, affiliates of the irdureilC• ton-9mm or sponsors of the unit investment trusts at dense — Our affiliates also receive trading commissions and other compensation from mutual funds and nuance careens whose products we drInbute — We teethe an gruel fee from LBS Bank USA and UBS AG Suertord Branch of up to $75 per account sweeping to the Psis under the LIOIS Ben Sweep Programs Activity Man itOrl repricing commissions and other charges incurred et comedian with the execution of trades. tee Icing cow transactims has been exlided COnfirrnatiOr6 prevously lunched to you, aid yid be plaided to you pimply on request. Short selling V you re engaged in sham selling a security. you may ncur a charge due to certain Daman) costs for that pan cutv witty. Open orders Regsdng open or Igoodalcancelled* orders that were not executed by the steamed date, open buy aid sell stop ceders are reduced by the rase or dividends a mitts on an emdtriands ce exit is date unless instructed °There'd< by you. You are refliOnSble for cram that re executed due to your leave to cancel eceeng open «dee, Privacy To obtan a copy of cur current Client Privacy Rake, please contact your f nancal Advisor or vise 040 mixes at y.S.Wht rreitotaterantry. — IBS Palatial Services is not a bank. The RMA, Busies Services Account BSA ad RMA are brokerage accosts Mkt, proade access to bank ng services end products through snowmen% with a f bend bans ad other thick," bat and provides access to mane and annuity products issued by unaffiliated third-arty man companies throucin Morris agency subsidisers of LBS Financial Services tic - theStinleit, nsuraxe and arnuity products: — Not FDIC ensured • No bank guarantee. May lose value — RMA. Resource Managman Account, Business Services Amara BSA, IRMA aid international knout« Management Accost are registered service maks of US$ Financial Services Inc — V6A is a registered trademark owned by Visa iritifnAtiOnal Service Association and used wider tense. The LBS Visa credit cards and the LBS Visa debit cards re issued by IBS Bank USA with permission from visa U SA Incorporated All other trademarks, registered trademalus, service malts and registered service mils are of their respective companies. ($5 financial Services Inc Rev. 201703 SONY_GM_00026177 EFTA _00136797 EFTA01671961






















