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n Releases - 2002 • SEC - SEC Violations (Insider Trading, Securities Fraud)! ACT - Disciplinary. Regulatory Action, 04/26/2001 On March 15, 2001, the U.S. District Court for the Middle District of North Carolina adjudged Elfindepan, S.A., Southern Financial Group and Tracy Calvin Dunlap, Jr. to be in civil contempt o
k and also alleges that defendants knowingly or recklessly failed to disclose certain material facts to investors regarding Elfindepan., 08/10/2000, SEC Litigation Releases - 2000 Alert Notes Notes: Southern Financial Group was charged with securities fraud . Cceststerd was the tams and con:loan of yen ROC S
2 mentions1 same-page
Page ?Same page
Releases - 2002 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 04726/2001 On March 15, 2001. the U.S. District Court for the Middle District of North Carolina adjudged Elfindepan, S.A.. Southern Financial Group and Tracy Calvin Dunlap. Jr. to be in civil contempt o
k and also alleges that defendants knowingly or recklessly failed to disclose certain material facts to investors regarding Elfindepan., 08/10/2000, SEC Litigation Releases - 2000 Risk Priority: Critical Alert ID: 9476247.11602637.65374193 Alert Notes Notes: Southern Financial Group was charged with securit
2 mentions1 same-page
Page ?Same page
Releases - 2002 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 04726/2001 On March 15, 2001. the U.S. District Court for the Middle District of North Carolina adjudged Elfindepan, S.A.. Southern Financial Group and Tracy Calvin Dunlap. Jr. to be in civil contempt o
k and also alleges that defendants knowingly or recklessly failed to disclose certain material facts to investors regarding Elfindepan., 08/10/2000, SEC Litigation Releases - 2000 Risk Priority: Critical Alert ID: Alert Notes Notes: Southern Financial Group was charged with securities fraud . Censatent sat
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2 mentions1 same-page
Page ?Same page
Releases - 2002 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 04726/2001 On March 15, 2001. the U.S. District Court for the Middle District of North Carolina adjudged Elfindepan, S.A.. Southern Financial Group and Tracy Calvin Dunlap. Jr. to be in civil contempt o
k and also alleges that defendants knowingly or recklessly failed to disclose certain material facts to investors regarding Elfindepan., 08/10/2000, SEC Litigation Releases - 2000 Risk Priority: Critical Alert ID: 9476247.11602637.65374193 Alert Notes Notes: Southern Financial Group was charged with securit
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Mutual Connections (14)
Entities connected to both United States District Court and SEC Litigation
the United States District Court
ORGANIZATION61 w/ United·8 w/ SEC
Barry Diller
PERSON55 w/ United·8 w/ SEC
North Carolina
LOCATION44 w/ United·7 w/ SEC
the Middle District
LOCATION38 w/ United·8 w/ SEC
Organization: Southern Financial LLC
ORGANIZATION19 w/ United·7 w/ SEC
Southern Financial Group
ORGANIZATION18 w/ United·8 w/ SEC
Dunlap
PERSON15 w/ United·8 w/ SEC
Securities of Elfindepan
ORGANIZATION12 w/ United·4 w/ SEC
TD
Tracy Dunlap
PERSON12 w/ United·4 w/ SEC
SEC Litigation Releases - 2008
ORGANIZATION11 w/ United·3 w/ SEC
BL
Barry Lowe
PERSON4 w/ United·8 w/ SEC
SEC Litigation Releases - 2001
ORGANIZATION6 w/ United·4 w/ SEC
O'
O'Day
PERSON7 w/ United·3 w/ SEC
TD
Tracy Calvin Dunlap
PERSON5 w/ United·4 w/ SEC