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d): OFC, IMGN, TGI, MOS, YOKU IPO's (filed/priced): New Mountain Finance 7.273M shares priced at $13.75 Key Research: Macquarie initiates MMI (op), Stifel initiates JPM (hold) & downgrades ARO, Wells downgrades KNX Key Research: Citadel upgrades UTHR & downgrades SVNT, Piper assumes AHII (ow) & TOMO
earlier this week - Cinco Dias Key Events Next Week Monday: Chicago Fed Index, Janney Consumer Conference (Boston), Earnings (CPB, SOLR) Tuesday: New Home Sales, Richmond Fed Manufacturing Index, MS Cloud Computing Symposium, Wells Fargo Consumer/Gaming/Lodging Conference (NYC), Earnings (AZO, MDT, AMAT, CPW
JPM downgrades OVTI & initiates MS downgrades MHS & initiates PRGO (ow), Citi downgrades HSP/ACOR & initiates MEM cuts NVR/LEN/DHI and JBH (sell), Stifel upgrades CHK (buy), REC upgrades Reporting Pre-Open: CPB, HNZ, VTR, AGP, LSE, NRF, POL, PPC, RAIL, SFL, VTR, ZINC Reporting Post-Close: N/A Econo
as City Fed Manufacturing EFTA00419542 Activity, Earnings (AEE, AMT, CMS, DNR, KSS, PCS, SWY, TGT, AIG, GPS) Friday: Michigan Consumer Sentiment, New Home Sales, Earnings (ANR, JCP, NEM, WPO, IPG, PNW, POM) Saturday: G20 finance ministers/central bank governors meet Ike Groff 1680 Washington Blvd Stamford,
ies assumes NKTR/PCRX/SHPG/SLXP/TEVANRX (buy) & AGN/SGNT/SUPN (hold) ••• KBW upgrades LION, Raja initiates ERIC (mp), Roth initiates GSVC (buy) ••• Stifel initiates EVDY (buy), Citi upgrades AZN (buy), Piper assumes RKUS (ow) EFTA00370850 • Stifel cuts CWH (sell), Raja upgrades MAIN/RUTH and GRGI (st
• AstraZeneca brings in Wall Street 'defenders' amid Pfizer bid speculation Telegraph Key Events This Week Wednesday: US Flash Manufacturing PMI, New Home Sales, Eurozone Flash PMI April, Earnings (APD, BA, DAL, DOW, DPS, GD, IR, NOC, PG, AAPL, FB) Thursday: Durable Goods, Kansas City Fed, Obama visits Japa
l initiates CRM (hold), JMP initiates ITCI (mp), Topeka initiates CCC (buy), Webush assumes PTCT (op) ••• Baird downgrades ACHN, Piper upgrades CRY, Stifel upgrades DEI, JMP initiates ITCI (op) ,Drexel Hamilton initiates CRM (hold) Europe Key Research: • Banca Akros upgrades CVAL IM, Barcap initiates
oliday. SPA's — flat = 2072.60 last. ***Durable Goods Orders & GDP @ 8:30am, FHFA House Price Index @ 9am*** ***Michigan Confidence, Richmond Fed, New Home Sales, Personal Income @ 10am*** • Family Dollar special shareholder vote on the proposed merger • Gemalto to issue up to 5% capital over five years to
HSBC upgrades TIF, DA Davidson initiates FOR (buy), ISI initiates AMZN (buy) • Wells initiate BRO/AON (mp) & MMC (op), Northland initiates RHT (op), Stifel initiates STRZA (sell) • SunTrust initiates BIOS (buy), Evercore initiates BXP (ow), DB upgrades JPM (buy), Raja cuts GMR, Imperial initiates PKOH
52wk highs yesterday, 164/500 members or 33% hit 52wk highs this week). SPAs +4 handles = 1495.40 last. "'HAL, HON, KMB. PG, WY reporting pre-open, New Home Sales @ 10am"" '"Paul Ryan will be on Meet The Press on Sunday"' EFTA00397049 • Microsoft record $21.5B revs (with Windows 8 & ad revs +15%) profit fe
P/PAA/CHD (buys) • GS downgrades CPB & CLX (sell) & upgrades AA (buy), Imperial initiates NVGS (op) • ISI downgrades BRCD, JPM initiates CRZO (ow), Stifel initiates CRTO (buy) ••• Wells initiates UMBF (mp), Citi initiates LEAF (buy), KBW initiates LEAF/ESNT (op) RBC downgrades AOL & upgrades HTLD, Raj
Richmond Fed Manufacturing Index, Earnings (HRL, PLL, TIF, ADI, HPQ, ZLC) Wednesday: Italy Senate to vote on expelling Berlusconi from Parliament, New Home Sales, Mortgage Applications, U. of Michigan Confidence, Leading Indicators, China October Industrial Profits, Earnings (AN, RENN) Thursday: Thanksgiving
Entities connected to both Stifel and New Home Sales

Lesley Groff
PERSONIke Groff
PERSON
Barron
PERSON
Bloomberg L.P.
ORGANIZATIONBaird
PERSONBarcap
ORGANIZATION
Barack Obama
PERSON
Piper
PERSONJefferies
ORGANIZATION
Michigan
LOCATION
Wells
ORGANIZATION
Angela Merkel
PERSON
Horizon
ORGANIZATIONNomura
ORGANIZATIONCanaccord
ORGANIZATION
David Cameron
PERSON
Bernstein
PERSON
Bernanke
PERSON
Stanford University
LOCATIONBerenberg
ORGANIZATION