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Document Mentions (5 shared documents)
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Access Fund will furnish audited financial statements to all Limited Partners. In addition, each Limited Partner will be provided annually with an U.S. Internal Revenue Service ("IRS") Schedule K-1 (or equivalent report). On a quarterly basis, each Limited Partner will receive a quarterly report and unaudited statement of
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
2 mentions1 same-page
Page ?Same page
Access Fund will furnish audited financial statements to all Limited Partners. In addition, each Limited Partner will be provided annually with an U.S. Internal Revenue Service ("IRS") Schedule K-1 (or equivalent report). On a quarterly basis, each Limited Partner will receive a quarterly report and unaudited statement of
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
2 mentions1 same-page
Page ?Same page
Access Fund will furnish audited financial statements to all Limited Partners. In addition, each Limited Partner will be provided annually with an U.S. Internal Revenue Service ("IRS") Schedule K-1 (or equivalent report). On a quarterly basis, each Limited Partner will receive a quarterly report and unaudited statement of
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
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2 mentions1 same-page
Page ?Same page
Access Fund will furnish audited financial statements to all Limited Partners. In addition, each Limited Partner will be provided annually with an U.S. Internal Revenue Service ("IRS") Schedule K-1 (or equivalent report). On a quarterly basis, each Limited Partner will receive a quarterly report and unaudited statement of
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
2 mentions1 same-page
Page ?Same page
Access Fund will furnish audited financial statements to all Limited Partners. In addition, each Limited Partner will be provided annually with an U.S. Internal Revenue Service ("IRS") Schedule K-1 (or equivalent report). On a quarterly basis, each Limited Partner will receive a quarterly report and unaudited statement of
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
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Mutual Connections (83)
Entities connected to both U.S. Internal Revenue Service and Raymond James'
Puerto Rico
LOCATION10 w/ U.S.·41 w/ Raymond
Access Fund
ORGANIZATION20 w/ U.S.·18 w/ Raymond
the U.S. Investment Company Act
ORGANIZATION10 w/ U.S.·10 w/ Raymond
United States
LOCATION14 w/ U.S.·5 w/ Raymond
Glendower Capital
ORGANIZATION8 w/ U.S.·10 w/ Raymond
United Kingdom
LOCATION8 w/ U.S.·10 w/ Raymond
Glendower
LOCATION8 w/ U.S.·10 w/ Raymond
Cayman Islands
LOCATION12 w/ U.S.·5 w/ Raymond
Finland
LOCATION5 w/ U.S.·10 w/ Raymond
Eric Holder
PERSON10 w/ U.S.·5 w/ Raymond
Denmark
LOCATION5 w/ U.S.·10 w/ Raymond
European Union
ORGANIZATION5 w/ U.S.·10 w/ Raymond
Raymond James & Associates, Inc.
ORGANIZATION5 w/ U.S.·10 w/ Raymond
Keogh
ORGANIZATION8 w/ U.S.·5 w/ Raymond
Calder
ORGANIZATION8 w/ U.S.·5 w/ Raymond
Cleary Gottlieb Steen & Hamilton LLP
ORGANIZATION8 w/ U.S.·5 w/ Raymond
The Placement Fee
ORGANIZATION8 w/ U.S.·5 w/ Raymond
iCapital
ORGANIZATION8 w/ U.S.·5 w/ Raymond
Institutional Capital Network, Inc.
ORGANIZATION8 w/ U.S.·5 w/ Raymond
iCapital Advisors
ORGANIZATION8 w/ U.S.·5 w/ Raymond