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OSUR IPO's (filed/priced): N/A Key Research: UBS initiates AAPL (buy $740pt) and EMC (buy) & downgrades SYT/DUK, BMO downgrades SUI Key Research: Jefferies downgrades HMSY/AGP, Stifel downgrades HGG, Wells initiates VPHM (mp) and REXX (op) Key Research: Susquehanna initiates NXPI (neut), JMP initiates
DUK, BMO downgrades SUI Key Research: Jefferies downgrades HMSY/AGP, Stifel downgrades HGG, Wells initiates VPHM (mp) and REXX (op) Key Research: Susquehanna initiates NXPI (neut), JMP initiates JNPR (mp), Baird downgrades CVGI/MTOR/MOD Key Research: Guggenheim initiates CMA (neut), Stifel initiates LTM
upgrades CMO, CS upgrades AXA, Kaufman reinstates EBAY (buy) Key Research: Cowen lowers estimates NVDA, Susquehanna raises target & estimates MRX, Jefferies upgrades WPRT (buy) Reporting Pre-Open: MON, MSM Reporting Post-Close: BBBY, APOG, BLVD, NAUH, OCNF, PBY, RELL, RT, SMSC, WDFC Economic Data: MBA
Key Research: Wunderlich downgrades CVLT & upgrades CMO, CS upgrades AXA, Kaufman reinstates EBAY (buy) Key Research: Cowen lowers estimates NVDA, Susquehanna raises target & estimates MRX, Jefferies upgrades WPRT (buy) Reporting Pre-Open: MON, MSM Reporting Post-Close: BBBY, APOG, BLVD, NAUH, OCNF, PBY,
rch: DB initiates CYMI (hold), Raja downgrades APKT, RBC downgrades MRVL, CLSA initiates BEAM (up) EFTA00406607 Key Research: Evercore cuts GRPN, Jefferies raises AAPL pt & downgrades VVUS, Wells upgrades VIAB Key Research: JPM upgrades COG & initiates HFC/VLO (neut's) and PSX/TSO (ow's), FBR initiate
grades VVUS, Wells upgrades VIAB Key Research: JPM upgrades COG & initiates HFC/VLO (neut's) and PSX/TSO (ow's), FBR initiates FCEL Key Research: Susquehanna initiates SF (neut), Wedbush initiates KKD (op), Northcoast initiates C00 (buy) Key Research: Investec downgrades LLOY LN, MS downgrades LINTA/WLP/
: (buy) Key Research: Key Research: Barcap upgrades UNP & downgrades NSC, GS downgrades WMS (sell), UBS downgrades Brean Murray downgrades HOGS, Jefferies downgrades XCO/DLR & upgrades AMD CLSA upgrades Toshiba (6502 JP) (buy), JMP upgrades NUVA, Raja downgrades UAM CS initiates SYK/ZMH (op's), Piper
), Piper initiates SPNC/GTIV (ow), FBR initiates WRLD (mp), Sitfel upgrades AFFY (buy) Key Research: DB upgrades VECO (buy), Baird downgrades RRMS, Susquehanna initiates MYL/WPI EFTA00417992 (positive's) Key Research: Stifel initiates ARIA/ARQL/CEMP (buy's) and DNDN (hold) & resumes AMGN/ACOR/BIIB/CELG/
IPO priced at $18 (above), Ardmore Shipping (ASC) 10.0M share IPO prices at $14.00 (below) EFTA00386462 US Key Research: • ISI downgrades MDAS, Jefferies downgrades EDG & increases AAPL pt, Roth cuts BJRI ••• Opco upgrades GPN & initiates MJN (perform), Citi cuts JCP (sell) & upgrades LPLA (buy) • DB
N (perform), Citi cuts JCP (sell) & upgrades LPLA (buy) • DB upgrades KS, Raja upgrades AMT (buy), BMO initiates CSL (mp), DA Davidson cuts MDU ••• Susquehanna initiates GES (neut), Key downgrades PZZA, Brean downgrades ITRI (sell) • Longbow upgrades RBC, Mizuho downgrades ENTR, RBC downgrades RBC, JPM upgr
e slower this time: 10 2021 OTCM total reported share volumes: 4+ TRILLION Cifu on the call(' have electronic version should you prefer) "Yes Dan (Jefferies analyst Fannon), obviously, you look at the same metrics I do, just to give you a little commentary on them (without actually disclosing them), I me
sion logo December 11, 2020 Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401 veww. sec ov and resulted in Susquehanna/CVI pump and dump EDGAR Filing Documents for 0001104659-21-023563 (sec.gov) EDGAR Filing Documents for 0001104659-21-023563 Riot Blockchain, Inc
e slower this time: 10 2021 OTCM total reported share volumes: 4+ TRILLION Cifu on the call(I have electronic version should you prefer) "Yes Dan (Jefferies analyst Fannon), obviously, you look at the same metrics I do, just to give you a little commentary on them (without actually disclosing them), I me
logo December 11, 2020 Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401 vo.vw. sec .g ov and resulted in Susquehanna/CVI pump and dump EDGAR Filing Documents for 0001104659-21-023563 (sec.gov) EDGAR Filing Documents for 0001104659-21-023563 Riot Blockchain, Inc
CERTAINLY does not fit the investment thesis of a firm run by Phd's. WHY does giant PE/Real Estate firm Apollo play Fisker SPAC? WHY did Goldman,JPM,Jefferies et al bail out NITE more than once? WHY has the SEC repeatedly bailed out criminal NITE? The most recent Earnings call for NITE was remarkable: SEL
ssion logo December 11, 2020 Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401 www.sec.gov and resulted in Susquehanna/CVI pump and dump EDGAR Filing Documents for 0001104659-21-023563 (sec.gov) EDGAR Filing Documents for 0001104659-21-023563 Riot Blockchain, Inc
e slower this time: 10 2021 OTCM total reported share volumes: 4+ TRILLION Cifu on the call(' have electronic version should you prefer) "Yes Dan (Jefferies analyst Fannon), obviously, you look at the same metrics I do, just to give you a little commentary on them (without actually disclosing them), I me
ssion logo December 11, 2020 Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401 www.sec.gov and resulted in Susquehanna/CVI pump and dump EDGAR Filing Documents for 0001104659-21-023563 (sec.gov) EFTA00010850 EDGAR Filing Documents for 0001104659-21-023563 Riot
Entities connected to both Jefferies and Susquehanna
Chris Dilorio
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Donald Trump
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Michael Milken
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Clayton
LOCATIONMcKessy
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Credit Suisse
ORGANIZATIONMartin Weinberg
PERSONGruntal
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Icahn
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Jeffrey Epstein
PERSONSater
PERSONLeon Black
PERSONStetson
ORGANIZATIONSEC NY
ORGANIZATIONIG Hoecker
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Denver
LOCATIONDavid Urban
PERSONTrump PA Campaign
ORGANIZATIONBerger Montague
ORGANIZATIONBrian Colleran
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