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Document Mentions (3 shared documents)
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rocap securities, AML red flags. No kidding. WHY are the securities un named? WHO was ultimate executing BD/MM? As self clearing Ms Mehraban, isn't Knight/KCG/VIRT (Cifu): NITE the LARGEST clearing agent of microcap securities? How many SAR's coming out of your former boss executing BD/MM? Per my TCR: NONE. ZI
Knight TCR & Appendix Janey, Hoecker et al SEC criminal obstruction virtually real time. https://www.sec.gov/news/press-release/2020-178 SEC.gov SEC Charges Interactive Brokers With Repeatedly Failing to File Suspicious Activity Reports The Securities and Exchange Commission today announced that Interactive Brokers LLC will pay
2 mentions1 same-page
Page ?Same page
rocap securities, AML red flags. No kidding. WHY are the securities un named? WHO was ultimate executing BD/MM? As self clearing Ms Mehraban, isn't Knight/KCG/VIRT (Cifu): NITE the LARGEST clearing agent of microcap securities? How many SAR's coming out of your former boss executing BD/MM? Per my TCR: NONE. ZI
Knight TCR & Appendix Janey, Hoecker et al SEC criminal obstruction virtually real time. https://www.sec.gov/news/press-release/2020-178 SEC.gov SEC Charges Interactive Brokers With Repeatedly Failing to File Suspicious Activity Reports The Securities and Exchange Commission today announced that Interactive Brokers LLC will pay
2 mentions1 same-page
Page ?Same page
rocap securities, AML red flags. No kidding. WHY are the securities un named? WHO was ultimate executing BD/MM? As self clearing Ms Mehraban, isn't Knight/KCG/VIRT (Cifu): NITE the LARGEST clearing agent of microcap securities? How many SAR's coming out of your former boss executing BD/MM? Per my TCR: NONE. ZI
Knight TCR & Appendix Janey, Hoecker et al SEC criminal obstruction virtually real time. https://www.sec.gov/news/press-release/2020-178 SEC.gov SEC Charges Interactive Brokers With Repeatedly Failing to File Suspicious Activity Reports The Securities and Exchange Commission today announced that Interactive Brokers LLC will pay
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Mutual Connections (13)
Entities connected to both Knight/KCG/VIRT and SEC Charges Interactive Brokers With
CD
Chris Dilorio
PERSON143 w/ Knight/KCG/VIRT·3 w/ SEC
CH
Carl Hoecker
PERSON143 w/ Knight/KCG/VIRT·3 w/ SEC
JA
Janey
PERSON71 w/ Knight/KCG/VIRT·3 w/ SEC
the Securities and Exchange Commission
ORGANIZATION47 w/ Knight/KCG/VIRT·3 w/ SEC
Paul, Weiss
ORGANIZATION45 w/ Knight/KCG/VIRT·3 w/ SEC
LM
Lara Shalov Mehraban
PERSON45 w/ Knight/KCG/VIRT·3 w/ SEC
DC
Dougie "Large" Cifu
PERSON45 w/ Knight/KCG/VIRT·3 w/ SEC
Jay Clayton
PERSON44 w/ Knight/KCG/VIRT·3 w/ SEC
DO
Dougie
PERSON44 w/ Knight/KCG/VIRT·3 w/ SEC
ME
Mehraban
PERSON44 w/ Knight/KCG/VIRT·3 w/ SEC
MN
Ms Mehraban NITE
PERSON44 w/ Knight/KCG/VIRT·3 w/ SEC
D"
Dougie "Large
PERSON29 w/ Knight/KCG/VIRT·2 w/ SEC
DC
Dougie Cifu
PERSON26 w/ Knight/KCG/VIRT·2 w/ SEC