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SEC Charges Interactive Brokers With
Organization
3
Total Mentions
3
Documents
14
Connected Entities
Organization referenced in documents
Document Mentions (3)
EFTA00093864.pdf (email 11: Fw: Formal appeal for denial covered action 2015-016/ Knight)
1 mentionEFTA00093864_email_011
Knight TCR & Appendix Janey, Hoecker et al SEC criminal obstruction virtually real time. https://www.sec.gov/news/press-release/2020-178 SEC.gov SEC Charges Interactive Brokers With Repeatedly Failing to File Suspicious Activity Reports The Securities and Exchange Commission today announced that Interactive Brokers LLC will pay
EFTA00079641.pdf (email 5, pages 13-16)
1 mentionEFTA00079641_email_005
Knight TCR & Appendix Janey, Hoecker et al SEC criminal obstruction virtually real time. https://www.sec.gov/news/press-release/2020-178 SEC.gov SEC Charges Interactive Brokers With Repeatedly Failing to File Suspicious Activity Reports The Securities and Exchange Commission today announced that Interactive Brokers LLC will pay
EFTA00094212.pdf (email 2: Fw: Formal appeal for denial covered action 2015-016/ Knight)
1 mentionEFTA00094212_email_002
Knight TCR & Appendix Janey, Hoecker et al SEC criminal obstruction virtually real time. https://www.sec.gov/news/press-release/2020-178 SEC.gov SEC Charges Interactive Brokers With Repeatedly Failing to File Suspicious Activity Reports The Securities and Exchange Commission today announced that Interactive Brokers LLC will pay
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Connected Entities(14)
MN
Ms Mehraban NITE
PersonPerson referenced in documents
3 docs3 co-mentions
the Securities and Exchange Commission
OrganizationU.S. Securities and Exchange Commission
3 docs3 co-mentions
Jay Clayton
PersonAmerican lawyer
3 docs3 co-mentions
CD
Chris Dilorio
PersonIndividual referenced in Epstein documents
3 docs3 co-mentions
JA
Janey
PersonRefers to Janey, an SEC Office of the Whistleblower staff member repeatedly addressed in SEC whistleblower complaint emails
3 docs3 co-mentions
Knight/KCG/VIRT
OrganizationFinancial services firm
3 docs3 co-mentions
CH
Carl Hoecker
PersonFormer FBI inspector, referenced in Epstein case oversight documents
3 docs3 co-mentions
Paul, Weiss
OrganizationLaw firm (Paul, Weiss, Rifkind, Wharton & Garrison)
3 docs3 co-mentions
DO
Dougie
PersonPrimarily refers to Dougie Cifu (Virtu Financial), referenced in SEC whistleblower complaints about financial fraud
3 docs3 co-mentions
ME
Mehraban
PersonReferenced in SEC whistleblower complaints about Knight Capital and financial fraud
3 docs3 co-mentions
LM
Lara Shalov Mehraban
PersonSEC enforcement attorney, Lara Shalov Mehraban
3 docs3 co-mentions
DC
Dougie "Large" Cifu
PersonPerson referenced in documents
3 docs3 co-mentions
D"
Dougie "Large
PersonPerson referenced in documents
2 docs2 co-mentions
DC
Dougie Cifu
PersonVirtu Financial executive, referenced in Epstein financial documents
2 docs2 co-mentions