Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Tuesday September 1, 2020 7:40 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, MORE on the Blackstone/Trump/Kushner KODK P&D grift. Again, BX helped orchestrate the Knight "glitch" and bailout. No doubt, the "luckiest" f'ers on the Street. VERY high on the SEC do not investigate list. So, they can continue to facilitate criminal activity. See below: Jason New: KODK BoD: BX. In charge of the KODK "internal investigation". Now we read where D E Shaw has taken a 5% stake in KODK. guess who DE Shaw largest investor is: Blackstone. Corruption cover up. For the record Janey https://www.thetrustedinsight.com/investment-news/de-shaw-blackstone-20190325420/ Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Thursday. August 20 2020 12:04 PM EFTA00094214

Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Mr Best, Congratulations on your new position as Director of SECNY. No doubt you have earned the promotion. For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint. Truly, fantastic work. ALL of the entities in the complaint are un named. WHY? This is my information. Swiss Banks, FFI's, and of course: penny stock trading fairies aka executing BD's/MM's that made it all possible. Per Dick's complaint: BBH delivered 80%+ of the trades to executing BD's/MM's. Did Dick Best criminally obstruct an investigation into my claims? Per my extensive correspondence with Robin Traxler at FINRA AND the fact that the SEC had my Knight Capital TCR in its possession for almost a year when Dick brought his BBH complaint. So, did Dick's complaint implicate entities in my TCR and that's why ALL of the entities in Dick's complaint are un named? Most certainly YES. Recall, this scheme generated $850 MILLION in proceeds. Dick's $8 mil fine was not a deterrent. Intentionally SO. So Congrats Dick on your new position as Director at SECNY. Janey, Hoecker, Dick, the record is extensive of my correspondence including Dick Best at the Atlanta Office. No doubt he will be recusing himself related to matters involving the un named entities in his FINRA BBH complaint. OR will he do what is expected at the SEC: Criminally obstruct investigations while screwing whistleblowers like me? Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Wednesday, August 19, 2020 6:53 AM To EFTA00094215

Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Further: Janey, Hoecker, Jay, Mehraban et al Let me help narrow down the SEC facilitated, ongoing accounting fraud at NITE as I know none of you have ever spent a day on a trading desk: IF the avg holding period for VIRT HFT is a matter of seconds AND VIRT goes home flat every night, then what is the receivable/fails related to? With the core Virtu HFT business eliminated, what that does that leave? The CASH OTCM business maybe? Should I draw a picture in crayon for you Ms Mehraban? NITE: 3 different CFO's in the last year. Ms Mehraban, How much is your former Paul Weiss colleague/boss Dougie Cifu paying you to criminally obstruct an investigation of my allegations? Janey, Hoecker, Mehraban et al: When it comes to trading fraud/accounting fraud cover ups, SEC attorneys are CLEARLY not qualified. The record there is ALSO IRREFUTABLE. Here glitchy glitchy. Cheers! Christopher Dilorio Whistleblower From: Chris Dilorio EFTA00094216

Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, Hoecker, Mehraban, Jay et al, The massive SEC facilitated fraud on the public known as Knight/KCG/VIRT: NITE is reaching epic proportions in August 2020. For the new "accounting" hires at the SEC: In 1Q2020, the receivable at NITE was up 90% or $1.2 BILLION from Dec 2019 to $2.562,721 billion Per the extensive record Janey: fails: because of self clearing are booked as a receivable. FRAUD. no intention of delivering. More accurately a liability. AND per my 2013 TCR: a large portion: structural liability as a result of an open naked short fail position WHEN not if a reverse split is approved by the grossly corrupt SEC/FINRA. There are some new "buckets" Malusso,loffe, Dougie large have created within the Receivable as well. Creative. The accounting shell game: moving fraud (abusive naked shorts) from bucket to bucket. The 1Q2020 10O https://www.sec.gov/ix?doc./Archives/edgar/data/1592386/000159238620000006/virtufinancial03- 31x20.htm Inline XBRL Viewer - SEC The Inline XBRL Viewer allows a user to quickly and easily review details of the tagged information in an Inline document by automatically placing a top and bottom highlight border around each tagged numeric fact and left and right border for each block tagged fact. www.sec.gov pg 23. Buckets total $2.562,721 BILLION the 2Q2020 10O https://www.sec.gov/ix?doc./Archives/edgar/data/1592386/000159238620000009/virt-20200630.htm EFTA00094217

pg 24 Buckets total 52.441,283 BILLION The FRAUD (please see the record Janey). ALL of the receivable items are related to SETTLEMENT. Certain items within the receivable: buckets: would zero out within days IF VIRT was in compliance with the Securities LAWS: Close out requirements of Rule 204. So, isn't it beyond amazing THAT: although there was some change in certain buckets AND that the amounts were zeroed out within days of March 31, 2020 ONLY to end the quarter June 30, 2020 a mere $121.438 MILLION difference from the March 31, 2020 ending balance777777 That is absolutely f'n amazing: $2.562,721 BILLION zeroed out from March 30, 2020 THEN a $2.441.283 balance at June 30,2020. Well, the SEC does believe in "penny stock trading fairies" too. Nope. Not penny stock trading fairies. AND VIRT didn't zero out :FAILED to SETTLE BILLIONS $5 in transactions. This massive fraud is due to NEVER closing/covering as is mandated by LAW. SEC, ongoing, massive fraud on the public. Classic bucket shell game. A la FCM and Reverse mortgages. NOTHING has changed thanks to SEC corruption and obstruction while screwing whistleblowers like me. The massive NITE accounting fraud facilitated by the SEC that facilitates the ongoing fraud on the public the SEC is mandated to protect. CLEARLY, IRREFUTABLY: NITE is and always has been a criminal entity. ILLEGAL NAKED SHORTING drives trading profits at NITE. ALWAYS has. Janey, please post Jay Clayton AND Ms Mehraban NITE conflict disclosures. No doubt, Dougie large will see this e mail the same way the grossly corrupt SEC has disclosed my information to NITE for the last 10 years. NITE is GROSSLY insolvent TODAY August 18,2020. Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio e > Sent: Tuesday, August 11, 2020 6:53 AM EFTA00094218

Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight TCR & Appendix Janey, Hoecker et al SEC criminal obstruction virtually real time. https://www.sec.gov/news/press-release/2020-178 SEC.gov SEC Charges Interactive Brokers With Repeatedly Failing to File Suspicious Activity Reports The Securities and Exchange Commission today announced that Interactive Brokers LLC will pay an $11.5 million penalty to settle charges it repeatedly failed to file Suspicious Activity Reports (SARs) for U.S. microcap securities trades it executed on behalf of its customers. vAyw sec g ov SECNY: Lara Shalov Mehraban. Ms Mehraban, I've asked this before: Was Dougie "Large" Cifu your boss at Paul Weiss? The IBKR "complaint" is getting very close to your former boss/colleague isn't it? Questions Ms Mehraban doesn't want the public to see: Her former boss/colleague Dougie "Large" Cifu hired Alex loffe as VIRT CFO in 2019. From 2003-2019 loffe was CFO at IBKR. INCLUDING the period covered in Ms Mehraban's complaint. Not filing SAR's, Microcap securities, AML red flags. No kidding. WHY are the securities un named? WHO was ultimate executing BD/MM? As self clearing Ms Mehraban, isn't Knight/KCG/VIRT (Cifu): NITE the LARGEST clearing agent of microcap securities? How many SAR's coming out of your former boss executing BD/MM? Per my TCR: NONE. ZILCH. NADA. How do I know that? When would the criminal enterprise NITE which is run by Ms Mehraban's former Paul Weiss boss/colleague Cifu file a SAR: BEFORE or AFTER trading billions of shares? Did NITE Compliance rely on IBKR/Ioffe compliance? That would be a violation wouldn't it? Ms Mehraban is the poster child of SEC corruption and criminal obstruction while screwing whistleblowers like me. Virtually real time in August 2020. Very much an ONGOING and massive fraud on the investing public. Ms Mehraban, please pass along my warmest regards to your former Paul Weiss boss/colleague Dougie "Large". No doubt you "chat" often. The record is overwhelming AND irrefutable. Cheers! Christopher Dilorio Whistleblower EFTA00094219