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d from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is perman
as well as competition for investment and management talent. Millennium will attempt to mitigate such conflicts, under the ultimate supervision of the CLEO Committee or any successor body thereto, by making allocations and other judgments on a basis that it believes to be fair and reasonable under the circumstan
New York City.) By reason of a similar "own account" exemption, it is also expected that a nonresident individual Partner should not be subject to New York State personal income tax with respect to his share of income or gain realized directly by Millennium USA. Individual Limited Partners who are residents
m the University of Cape Town, South Africa. Mr. Meskin is a member of the Executive Committee, Investment Risk Committee, Valuation Committee and the CLEO Committee of the General Partner. • John Novogratz, 39 Coined in 2009), is a Senior Managing Director and the Global Head of Marketing and Investor Relations
New York City.) By reason of a similar "own account" exemption, it is also expected that a nonresident individual Partner should not be subject to New York State personal income tax with respect to his share of income or gain realized directly by Millennium USA. Individual Limited Partners who are residents
m the University of Cape Town, South Africa. Mr. Meskin is a member of the Executive Committee, Investment Risk Committee, Valuation Committee and the CLEO Committee of the General Partner. • John Novogratz, 39 Coined in 2009), is a Senior Managing Director and the Global Head of Marketing and Investor Relations
Entities connected to both New York State and the CLEO Committee

New York
LOCATION
United States
LOCATION
Ghislaine Maxwell
PERSON
George W. Bush
PERSONthe State of New York
LOCATION
Wilbur Ross
PERSON
United Kingdom
LOCATION
JPMorgan Chase
ORGANIZATION
Tokyo
LOCATION
U.S. Treasury
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
Mohammed bin Salman
PERSON
Dallas
LOCATIONCayman
LOCATION
the Cayman Islands
LOCATIONthe "Service
ORGANIZATION
Dalton School
ORGANIZATIONLehman
ORGANIZATION
England
LOCATIONthe U.S. Investment Company Act
ORGANIZATION