Epstein Secrets

f you have any question. Summar KYC Update Steps Owner Total In Scope (Clients)* if Completed (Clients) H Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Submitted to Front Office FO Approved MD Approved Fully Approved (FO) DT FO FO NJA 1,187 1,147 1,021 451 1,14

1,485 54 27 16 160 14 6 61 Out-of-Scope Identified* 338 152 32 15 62 6 1 3 Fully Approved 271 341 56 45 125 32 11 53 with Banker Team" 663 5 3 4 with Manager Director (MD) 12 12 11 2 2 2 3 3 with ABR/AFC 35 # of Downgrades (No longer 47 20 9 11 7 2 5 101 HR)

# Completed (Clients) # Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office 474 175 134 547 846 887 46.43% 17.14% 13.12% 95 926 9.30% • Initial pop 1,319. Items may be determined out-of-s

Total High Risk Remediation Data 821 417 61 20 Initial In Scope Clients 1,319 126 144 18 10 Out-of-Scope Identified* 298 251 94 with Banker Team" 345 19 3 with Manager Director (MD) 22 3 3 with ABR/AFC 6 20 9 # of Downgrades (No longer FIR) 29 " Includes Inactive/closed KYC cases

KYC Update Steps Owner Total in Scope (Clients)* If Completed (Clients) It Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Submitted to Front Office FO Approved MD Approved Fully Approved (FO) DT FO FO N/A 1,163 978 1,123 434 1,123

s 1,477 63 27 23 160 14 7 60 Out-of-Scope Identified' 354 149 29 15 51 5 1 3 MEM Fully Approved 305 62 47 129 31 13 53 with Banker Team" 640 2 3 5 4 with Manager Director (MD) 14 16 6 3 2 4 with ABR/AFC 31 43 20 9 8 6 1 5 # of Downgrades (No longer HR) 92 * In

Remaining (Clients) 943 1,024 54.70% 21.13% % Completed 18.00% 10.96% * Initial pop increased to 1477 after recent review of HR clients. DT: Daphne's Team FO: Front Office Items may be determined out-of-scope during review. Details USO LatAm MEA-NY GAT Total High Risk Remediation Data 9

High Risk Remediation Data 951 441 63 22 Initial In Scope Clients 1,477 145 154 18 10 Out-of-Scope Identified* 327 332 103 18 8 with Banker Team" 461 4 4 1 with Manager Director (MD) 9 1 3 with ABR/AFC 41 11 5 # of Downgrades (No longer HR) 57 * Includes Inactive/closed KYC case

f you have any question. Summar KYC Update Steps Owner Total In Scope (Clients)• 4* Completed (Clients) tt Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Submitted to Front Office FO Approved MD Approved Fully Approved (F0) DT FO FO N/A 1,009 507 1,009 196 1,009

Total High Risk Remediation Data 821 417 61 20 Initial In Scope Clients 1,319 132 150 18 10 Out-of-Scope Identified* 310 281 92 with Banker Team" 373 4 3 with Manager Director (MD) 7 9 3 with ABR/AFC 21 9 # of Downgrades (No longer FIR) 30 * Includes Inactive/closed KYC cases and